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- Tasks: Ensure the bank meets UK regulatory standards and manage compliance risks.
- Company: Join a leading international bank committed to ethical practices.
- Benefits: Competitive salary, career development, and a supportive work environment.
- Other info: Dynamic role with opportunities for growth and professional training.
- Why this job: Make a real difference in financial compliance and safeguard the bank's reputation.
- Qualifications: Experience in compliance, strong analytical skills, and a keen eye for detail.
The predicted salary is between 55000 - 65000 ÂŁ per year.
The Compliance Manager supports the HCM in overseeing and managing the bank’s adherence to UK regulatory requirements (FCA/PRA), internal policies, and financial crime standards. The role involves developing and updating policies, procedures and processes to ensure adherence to applicable laws and regulations. This position adds value by safeguarding the Bank against regulatory, financial crime, and reputational risk while supporting ongoing monitoring processes, efficient customer onboarding and fostering a culture of compliance and ethical behaviour within the organisation.
Role Responsibilities
- Assist the MLRO and Compliance in ensuring the UK operates in accordance with all legal and regulatory requirements and group standards relating to Anti-Money Laundering and Counter-Terrorism Financing, Proliferation Financing (“AML/CTF/PF”), Market Abuse, Anti Bribery, PEPs, Sanctions, tax evasion, Fraud and other financial crime and regulatory compliance risks.
- Identify, understand and interpret UK financial services legislation, regulations and obligations, and advise Senior Management on how the UK can meet those obligations.
- Monitor and respond to regulatory developments in the UK and how they affect UBA UK and its business strategy.
- Ensure all aspects of the Compliance Monitoring Programme are covered.
- Support the Compliance Manager / MLRO in preparing regular management Information, regulatory reports, and board-level compliance updates.
- Carry out periodic reviews and ongoing monitoring activities, including transaction behaviour assessments and trigger event reviews.
- Assist in horizon scanning and regulatory monitoring, ensuring the Bank remains updated on FCA, PRA, JMLSG, and AML/CTF requirements.
- Review, investigate, and escalate financial crime alerts in accordance with internal procedures.
- Support policy and procedure reviews, ensuring alignment with regulatory expectations.
- Assist with the clearance and oversight of sanctions monitoring alerts, including reviewing true matches accordingly and promptly following up on any outstanding alerts.
- Review reports from the transaction monitoring solution and conducting investigations into alerts generated by using judgement and decision-making skills, to determine whether grounds for suspicion of money laundering, terrorist financing or proliferation financing (“ML/TF/PF”) exist.
- Conduct risk assessments to identify vulnerabilities and potential exposure to financial crime and implement appropriate controls and mitigation strategies.
- Maintaining oversight of High-Risk relationships, PEP management, EDD sign off, periodic and trigger review processes and breach management, escalating to the MLRO where appropriate.
- Provide day-to-day advisory support and training to the KYC Team to ensure that requirements are being complied with.
- Maintain accurate customer files and ensure audit-ready documentation.
- Assist with internal compliance training delivery for staff across the business.
- Participate in thematic reviews, monitoring programmes, and compliance testing activities.
- Support remediation exercises and system improvement projects as required.
- Liaise professionally with relationship managers, operations teams, and external stakeholders to resolve KYC or compliance queries.
Compliance Manager - International Bank in London employer: Morgan McKinley
Contact Detail:
Morgan McKinley Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager - International Bank in London
✨Tip Number 1
Network like a pro! Get out there and connect with people in the compliance field. Attend industry events, join relevant online forums, and don’t be shy about reaching out on LinkedIn. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK regulatory requirements. Make sure you can discuss how you would handle specific compliance scenarios. Show them you’re not just familiar with the rules but also passionate about maintaining ethical standards.
✨Tip Number 3
Don’t forget to follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Use this opportunity to reiterate your enthusiasm for the role and how you can contribute to their compliance efforts.
✨Tip Number 4
Apply directly through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re genuinely interested in being part of our team and committed to the compliance culture we uphold.
We think you need these skills to ace Compliance Manager - International Bank in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Manager role. Highlight your experience with UK regulatory requirements and any relevant compliance frameworks. We want to see how your skills align with our needs!
Craft a Compelling Cover Letter: Your cover letter should tell us why you're the perfect fit for this role. Share specific examples of how you've managed compliance in the past and how you can add value to our team. Keep it engaging and professional!
Showcase Your Knowledge: Demonstrate your understanding of financial crime standards and regulatory requirements in your application. We love candidates who can articulate their knowledge of AML/CTF/PF and other compliance risks clearly.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands. Plus, it shows us you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at Morgan McKinley
✨Know Your Regulations
Make sure you brush up on UK regulatory requirements, especially those related to FCA/PRA, AML/CTF, and financial crime standards. Being able to discuss these regulations confidently will show that you're serious about compliance and understand the landscape you'll be working in.
✨Showcase Your Analytical Skills
Prepare examples of how you've identified and interpreted financial services legislation in previous roles. Highlight your experience with risk assessments and how you've implemented controls to mitigate financial crime risks. This will demonstrate your ability to add value to the bank's compliance efforts.
✨Demonstrate Your Communication Skills
As a Compliance Manager, you'll need to liaise with various teams and stakeholders. Be ready to discuss how you've effectively communicated compliance requirements and provided training in the past. Use specific examples to illustrate your ability to foster a culture of compliance within an organisation.
✨Stay Updated on Regulatory Changes
Show your proactive approach by discussing how you keep abreast of regulatory developments. Mention any tools or methods you use for horizon scanning and monitoring changes in compliance requirements. This will highlight your commitment to ensuring the bank remains compliant and ahead of the curve.