Morgan McKinley in Belfast is seeking a dedicated compliance professional to assist with the review and analysis of surveillance alerts and reports related to firm, employee and client trading activity. You will document reviews and dispositions and escalate issues as needed.
The role involves gathering and analyzing trade data to support regulator inquiries, communicating findings clearly to management, and coordinating with internal partners such as IRCM Assurance, Internal Audit and Legal.
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Hybrid Compliance Analyst - Surveillance & Reporting employer: Morgan McKinley
As a leading international savings and investments business with over a century of experience, we pride ourselves on fostering a supportive and inclusive work environment that prioritises employee well-being and professional growth. Our flexible working arrangements and commitment to workplace accommodations ensure that you can thrive in your role as the Group Financial Crime Policy and Standards Manager, while contributing to our mission of delivering exceptional financial outcomes for our clients. Join us to be part of a dynamic team that values collaboration, innovation, and integrity in the financial sector.
