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- Tasks: Dive into control processes, analyse data, and enhance operational efficiency.
- Company: Join a leading financial services firm in Belfast with a dynamic work culture.
- Benefits: Enjoy hybrid working, competitive pay, and opportunities for professional growth.
- Why this job: Make an impact by improving controls and driving data-driven decisions in a collaborative environment.
- Qualifications: Strong analytical skills, proficiency in Excel and SQL, and experience in regulatory initiatives required.
- Other info: Ideal for those passionate about finance and governance, looking to kickstart their career.
The predicted salary is between 69600 - 86400 £ per year.
Belfast (Hybrid) | Approx. £448pd (Evq. £116,000)
Key Responsibilities- Develop a thorough understanding of a newly implemented semi-automated control process.
- Review and investigate exceptions and transactions that are not evaluated by the control. Categorize these exceptions to identify opportunities for control enhancement.
- Create comprehensive desktop procedures to support the transition of the control process to the BAU (Business As Usual) team.
- Escalate thematic issues and data quality concerns to the control owner, highlighting opportunities to improve control effectiveness and reduce false positives.
- Continuously refine desktop procedures based on insights gained from operating the control.
- Draft business requirements for system enhancements, working closely with technology teams to implement, test, and deliver improvements.
- Present findings and control disposition outcomes to the control lead in a clear and actionable format.
- Support the preparation of governance metrics, reports, and presentation decks.
- Proven ability to engage with key stakeholders across functions including front office (e.g., Traders, Trading Supervisors, Business Managers), Middle Office, Operations, Technology, and Risk & Control.
- Proficient in Microsoft Office, particularly Excel (including pivot tables, lookups) and PowerPoint.
- Capable of independently writing SQL queries to extract, analyse, and interpret large data sets.
- Strong analytical mindset with a track record of using data to drive decision-making and deliver process improvements.
- Experience in managing or supporting regulatory change initiatives across Markets, such as Dodd-Frank, EMIR, MiFID II/R, UMR, Reg W, or Reg K.
- Prior experience operating 1LOD (First Line of Defence) controls with a focus on timely exception handling and investigative review.
- Advanced analytical and problem-solving abilities, with meticulous attention to detail.
- Strong interpersonal and stakeholder management skills, with the ability to influence across business, support, and control teams.
- Skilled in data analysis using Excel and SQL.
- Demonstrated ability to design and implement operational processes, with strong documentation and procedural development skills.
- Excellent verbal and written communication skills, with the ability to convey complex concepts clearly and effectively.
Control & Governance Analyst – Markets employer: Morgan McKinley
Contact Detail:
Morgan McKinley Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Control & Governance Analyst – Markets
✨Tip Number 1
Familiarise yourself with the specific control processes and regulatory frameworks mentioned in the job description, such as Dodd-Frank and MiFID II. This knowledge will not only help you understand the role better but also allow you to engage in meaningful conversations during interviews.
✨Tip Number 2
Brush up on your SQL skills, as being able to write queries is crucial for this position. Consider working on sample datasets to practice extracting and analysing data, which will demonstrate your capability to handle large data sets effectively.
✨Tip Number 3
Network with professionals already working in control and governance roles within financial markets. Attend industry events or join relevant online forums to gain insights and potentially get referrals that could enhance your application.
✨Tip Number 4
Prepare to discuss your experience with stakeholder management and how you've influenced decisions in previous roles. Be ready to provide examples of how you've used data to drive improvements, as this aligns closely with the responsibilities of the Control & Governance Analyst.
We think you need these skills to ace Control & Governance Analyst – Markets
Some tips for your application 🫡
Understand the Role: Before applying, make sure to thoroughly read the job description for the Control & Governance Analyst position. Understand the key responsibilities and required skills, as this will help you tailor your application.
Tailor Your CV: Highlight relevant experience in your CV that aligns with the responsibilities of the role. Emphasise your analytical skills, experience with regulatory change initiatives, and proficiency in SQL and Excel.
Craft a Compelling Cover Letter: Write a cover letter that specifically addresses how your background and skills make you a great fit for the position. Use examples from your past experiences to demonstrate your ability to engage with stakeholders and manage controls.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects attention to detail, which is crucial for this role.
How to prepare for a job interview at Morgan McKinley
✨Understand the Control Process
Make sure you have a solid grasp of the semi-automated control process mentioned in the job description. Be prepared to discuss how you would approach reviewing exceptions and transactions, as well as your ideas for enhancing controls.
✨Showcase Your Analytical Skills
Highlight your experience with data analysis, particularly using Excel and SQL. Be ready to provide examples of how you've used data to drive decision-making and improve processes in previous roles.
✨Engage with Stakeholders
Demonstrate your ability to engage with various stakeholders, including front office and technology teams. Prepare to discuss how you've successfully collaborated with different functions to achieve common goals.
✨Communicate Clearly
Practice conveying complex concepts in a clear and concise manner. You may be asked to present findings or draft business requirements, so showcasing your verbal and written communication skills will be crucial.
