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For Companies At a Glance
- Tasks: Dive into control processes, analyse data, and enhance operational efficiency.
- Company: Join a leading financial services firm in Belfast with a dynamic work culture.
- Benefits: Enjoy hybrid working, competitive pay, and opportunities for professional growth.
- Why this job: Make an impact by improving controls and driving data-driven decisions in a collaborative environment.
- Qualifications: Strong analytical skills, proficiency in Excel and SQL, and experience in regulatory initiatives required.
- Other info: Ideal for those passionate about finance and governance, looking to kickstart their career.
The predicted salary is between 93000 - 130000 £ per year.
Belfast (Hybrid) | Approx. £448pd (Evq. £116,000)
Key Responsibilities
- Develop a thorough understanding of a newly implemented semi-automated control process.
- Review and investigate exceptions and transactions that are not evaluated by the control. Categorize these exceptions to identify opportunities for control enhancement.
- Create comprehensive desktop procedures to support the transition of the control process to the BAU (Business As Usual) team.
- Escalate thematic issues and data quality concerns to the control owner, highlighting opportunities to improve control effectiveness and reduce false positives.
- Continuously refine desktop procedures based on insights gained from operating the control.
- Draft business requirements for system enhancements, working closely with technology teams to implement, test, and deliver improvements.
- Present findings and control disposition outcomes to the control lead in a clear and actionable format.
- Support the preparation of governance metrics, reports, and presentation decks.
Knowledge, Experience & Skills
- Proven ability to engage with key stakeholders across functions including front office (e.g., Traders, Trading Supervisors, Business Managers), Middle Office, Operations, Technology, and Risk & Control.
- Proficient in Microsoft Office, particularly Excel (including pivot tables, lookups) and PowerPoint.
- Capable of independently writing SQL queries to extract, analyse, and interpret large data sets.
- Strong analytical mindset with a track record of using data to drive decision-making and deliver process improvements.
- Experience in managing or supporting regulatory change initiatives across Markets, such as Dodd-Frank, EMIR, MiFID II/R, UMR, Reg W, or Reg K.
- Prior experience operating 1LOD (First Line of Defence) controls with a focus on timely exception handling and investigative review.
Skills and Competencies
- Advanced analytical and problem-solving abilities, with meticulous attention to detail.
- Strong interpersonal and stakeholder management skills, with the ability to influence across business, support, and control teams.
- Skilled in data analysis using Excel and SQL.
- Demonstrated ability to design and implement operational processes, with strong documentation and procedural development skills.
- Excellent verbal and written communication skills, with the ability to convey complex concepts clearly and effectively.
Control & Governance Analyst - Markets employer: Morgan McKinley
Contact Detail:
Morgan McKinley Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Control & Governance Analyst - Markets
✨Tip Number 1
Familiarise yourself with the specific regulatory frameworks mentioned in the job description, such as Dodd-Frank and MiFID II/R. Understanding these regulations will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 2
Brush up on your SQL skills, especially in writing queries that can extract and analyse large data sets. Being able to showcase your technical abilities during discussions will set you apart from other candidates.
✨Tip Number 3
Prepare examples of how you've previously engaged with stakeholders across different functions. Highlighting your interpersonal skills and ability to influence others will be crucial in demonstrating your fit for this role.
✨Tip Number 4
Practice presenting complex findings in a clear and actionable format. You might be asked to explain your thought process or findings during the interview, so being articulate and concise will help you make a strong impression.
We think you need these skills to ace Control & Governance Analyst - Markets
Some tips for your application 🫡
Understand the Role: Before applying, make sure to thoroughly read the job description for the Control & Governance Analyst position. Understand the key responsibilities and required skills, as this will help you tailor your application.
Tailor Your CV: Highlight relevant experience in your CV that aligns with the job requirements. Focus on your analytical skills, experience with regulatory change initiatives, and any previous roles involving stakeholder engagement.
Craft a Strong Cover Letter: Write a cover letter that specifically addresses how your skills and experiences make you a great fit for this role. Mention your proficiency in Excel and SQL, and provide examples of how you've used data to drive decision-making.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects attention to detail, which is crucial for this role.
How to prepare for a job interview at Morgan McKinley
✨Understand the Control Process
Make sure you have a solid grasp of the semi-automated control process mentioned in the job description. Be prepared to discuss how you would approach reviewing exceptions and transactions, as well as your ideas for enhancing controls.
✨Showcase Your Analytical Skills
Highlight your experience with data analysis, particularly using Excel and SQL. Be ready to provide examples of how you've used data to drive decision-making and improve processes in previous roles.
✨Engage with Stakeholders
Demonstrate your ability to engage with various stakeholders, including traders and technology teams. Prepare to discuss how you would communicate findings and escalate issues effectively to ensure control effectiveness.
✨Prepare for Technical Questions
Expect technical questions related to regulatory change initiatives and operational processes. Brush up on relevant regulations like Dodd-Frank and MiFID II/R, and be ready to discuss how you've managed or supported such initiatives in the past.
