Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead risk management and compliance strategies in a dynamic fintech environment.
- Company: Join a rapidly growing digital wealth manager based in London.
- Benefits: Competitive salary, flexible working, and opportunities for professional growth.
- Other info: Collaborative culture that values diverse perspectives and encourages bold ideas.
- Why this job: Make a real impact on financial well-being while working with innovative technology.
- Qualifications: Experience in risk or compliance roles within fintech or financial services.
The predicted salary is between 70000 - 90000 £ per year.
We are a rapidly growing pan-European digital wealth manager, serving over 167,000 active investors with more than £5.5 billion invested on our platform. We began in Milan in 2011 with the purpose to help more people improve their financial well-being by making personal investing simple and accessible through technology. Fast forward to today, and we are recognised as one of the most innovative fintechs, headquartered in the heart of London.
With a team of 220+ people across 4 offices in Italy and the UK, we are proudly backed and funded by major partners including Poste Italiane, Cabot Square Capital, United Ventures, and Allianz.
Our vision
Our vision is to combine passion, expertise, and technology to provide best-in-class investment solutions and advice that protects and grows client wealth over time.
Our Core Values:
- Relationships are our first asset: We’re one team, built on trust, honesty, and transparency. We value our relationships above all else.
- Trust drives success: We give each other the space to grow. We empower our employees to succeed, so they can make a real impact.
- Our customers dream big, just like us: We see the bigger picture and we make sure our customers see it, too. We’re always focused on the best outcomes for our clients and for each other, no matter what the goal, or how big the dream.
What this means in practice:
At Moneyfarm, our success comes from the impact each of us makes. We move with purpose, urgency, and ambition, focused on delivering outcomes that matter for our clients and our business. Everyone is empowered to take ownership, challenge the status quo, and turn bold ideas into results. As we evolve, we embrace AI as a catalyst for sharper thinking, smarter decisions, and even greater impact.
Our diversity makes this possible. Different perspectives, backgrounds, and experiences fuel our creativity and drive better decisions — it’s our competitive edge. We value people for who they are and their unique strengths: that's why we offer flexible ways of working to support them in doing their best work.
About the role:
We are looking for a Senior Risk and UK Compliance Manager to join our Risk & Compliance team. Reporting directly to the Chief Risk and Compliance Officer, this role is responsible for establishing and embedding an enhanced enterprise-wide risk management framework, while also leading the UK Compliance function. The role will drive the Moneyfarm risk management strategy across all areas of the business, including financial, operational, regulatory, and technology risks.
The role will own UK regulatory compliance, ensuring the firm meets all FCA obligations, including Consumer Duty, regulatory reporting, complaints oversight (including FOS), and SMF governance. The role will partner with senior management and work closely with the executive team and Board to understand and quantify business risks, ensure robust governance, and proactively manage regulatory obligations as we expand our business.
Key Responsibilities:
- Risk Leadership & Strategy
- Define and implement the company’s enterprise-wide risk management framework and policies
- Work with the Board to set risk appetite
- Act as the primary advisor to senior leadership on all risk-related matters
- Own and drive the ICARA process
- Develop a strong risk culture across the organisation
- UK Compliance Leadership
- Act as the senior lead for UK Compliance, ensuring adherence to all FCA regulatory requirements
- Own and oversee the Consumer Duty framework, including monitoring, outcomes testing, and Board reporting
- Take responsibility for regulatory reporting, ensuring accuracy, completeness, and timely submission (e.g. RegData returns)
- Oversee complaints handling, including escalation and management of cases with the Financial Ombudsman Service (FOS)
- Maintain and enhance compliance policies and procedures aligned with FCA expectations
- Governance & SMF Responsibilities
- Support relevant Senior Management Function (SMF) holder(s) under SMCR
- Ensure robust SMF governance, responsibilities mapping, and Statements of Responsibilities
- Support certification and conduct rules frameworks
- Actively participate in Risk and Compliance Committees and support the Board Risk Committee
- Report regularly to the Executive and Board on key risks, compliance matters, and emerging issues
- Lead the risk review for ICARA reporting
- Regulatory & Compliance Risk
- Ensure the firm’s risk and compliance practices comply with FCA, Bank of Italy, CONSOB and other relevant regulatory standards
- Prepare for and lead regulatory reviews, audits, and inspections
- Work closely with Legal and global Compliance teams to manage regulatory obligations across jurisdictions
- Controls Management
- Establish, embed and oversee a controls management framework
- Work with Control analyst to ensure controls are periodically tested and, where possible, automated
- Operational & Technology Risk
- Oversee operational risk management, including incident reporting, business continuity, and outsourcing/vendor oversight
- Monitor technology, data protection, and cyber security risks, ensuring appropriate mitigation strategies
- Understand AI-related risks in digital wealth management and leverage AI where appropriate in risk management
Requirements
Qualifications and Skills
- Significant experience in risk and/or compliance leadership roles within fintech, digital wealth/asset management, or financial services
- Strong understanding of UK regulatory frameworks (FCA, Consumer Duty, SMCR) and relevant EU frameworks (Bank of Italy, ESMA, MiFID II)
- Proven experience in UK Compliance, including regulatory reporting, FOS interactions, and Consumer Duty implementation
- Experience operating as or working closely with SMF holders
- Proven ability to design, build or lead a risk and/or compliance function in a fast-paced environment
- Strong understanding of operational and technology risk in a digital-first business model
Core Competencies
- Excellent communication skills with the ability to influence at Board and regulator level
- Strong organisational skills and the ability to manage time effectively in a fast-paced environment
- Ability to operate both strategically and hands-on
- AI-first mindset, with the ability to leverage data, automation, and emerging technologies to enhance risk management, compliance processes, and decision-making
- Familiarity with use of tech focused software and project management and collaboration tools such as Jira, Confluence, Slack, etc.
- Proactive, solutions-oriented mindset
- High level of integrity and discretion in handling sensitive information
- Comfortable working independently and collaboratively
- Proven ability to design, build or lead a risk function in a fast-paced, entrepreneurial environment.
Senior Risk & UK Compliance Manager in London employer: Moneyfarm
Contact Detail:
Moneyfarm Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Risk & UK Compliance Manager in London
✨Tip Number 1
Network like a pro! Reach out to people in the fintech space, especially those who work at Moneyfarm or similar companies. A friendly chat can open doors and give you insights that a job description just can't.
✨Tip Number 2
Prepare for interviews by diving deep into the company's values and mission. Show us how your experience aligns with our vision of combining passion, expertise, and technology to drive client success.
✨Tip Number 3
Don’t just wait for job openings; be proactive! If you think you’d be a great fit for our team, apply through our website even if there’s no specific role listed. We love seeing initiative!
✨Tip Number 4
Stay updated on industry trends, especially around regulatory changes and risk management. Being knowledgeable about current events will help you stand out in conversations and interviews.
We think you need these skills to ace Senior Risk & UK Compliance Manager in London
Some tips for your application 🫡
Show Your Passion: When writing your application, let your passion for fintech and compliance shine through. We want to see how your enthusiasm aligns with our mission to improve financial well-being for our clients.
Tailor Your CV: Make sure your CV is tailored to the role of Senior Risk & UK Compliance Manager. Highlight your relevant experience in risk management and compliance, especially within fintech or financial services, so we can see how you fit into our team.
Be Clear and Concise: Keep your application clear and to the point. Use straightforward language to describe your achievements and skills, as this will help us quickly understand your qualifications and how you can contribute to our success.
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at Moneyfarm
✨Know Your Regulatory Stuff
Make sure you brush up on UK regulatory frameworks like FCA and Consumer Duty. Be ready to discuss how these regulations impact risk management and compliance in a fintech environment. Showing that you understand the nuances will definitely impress the interviewers.
✨Demonstrate Your Leadership Skills
As a Senior Risk & UK Compliance Manager, you'll need to showcase your leadership experience. Prepare examples of how you've successfully led teams or projects in the past, especially in fast-paced environments. Highlight your ability to influence at senior levels and drive a strong risk culture.
✨Be Ready for Scenario Questions
Expect scenario-based questions that test your problem-solving skills. Think about potential risks in digital wealth management and how you would address them. This is your chance to show your proactive, solutions-oriented mindset and how you can leverage technology in risk management.
✨Show Your Passion for Fintech
Let your enthusiasm for the fintech industry shine through. Talk about why you’re excited about working in a digital-first business model and how you see AI playing a role in enhancing compliance processes. This aligns with the company's vision and shows you're a good cultural fit.