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- Tasks: Monitor trading clients and manage compliance with financial crime regulations.
- Company: Join Monex, a global leader in financial solutions and FX risk management.
- Benefits: Competitive salary, career growth, and a dynamic work environment.
- Why this job: Make a real impact in preventing financial crime while working with a passionate team.
- Qualifications: Experience in financial crime compliance and strong analytical skills required.
- Other info: Be part of a rapidly growing company with a collaborative culture.
The predicted salary is between 36000 - 60000 £ per year.
Monex is a leading global financial solutions provider, offering a complete set of tools to support business growth and strategic financial operations. We specialise in FX risk management and international payments, helping corporate and institutional clients design tailored FX solutions to navigate currency volatility with confidence.
The Compliance Department is responsible for ensuring the firm operates in compliance with its regulatory obligations and has systems and controls for the prevention of Financial Crime. The department is split into three functions: Regulatory Compliance, Financial Crime team, and Senior Legal Advisor. The Department seeks to educate the wider business about legal, regulatory and financial crime risks and requirements.
The role involves monitoring existing trading clients as well as managing the requirements for dormant clients wishing to start trading again with Monex. This includes transaction monitoring, payments, periodic reviews of client accounts and monitoring ongoing adverse media allegations of clients and/or directors or associates.
Key Responsibilities & Accountabilities
- Perform periodic client remediation’s across all legal entities within the UK based on the risk of the client;
- Analyse trading activity for anomalies and cross-reference live data with information provided at on-boarding;
- Liaise with the front office, specifically the dealing team, to ensure good communication and a smooth process for refresh of client accounts;
- Work closely with the Customer Success Team and front office staff to encourage an understanding of client risk;
- Assist with the development of internal processes and procedures for daily activities;
- Manage ongoing PEP/Sanction screening alerts of clients, directors and third parties;
- Create detailed reports if high risk factors are identified;
- Escalate findings to Senior team members or Line Manager if necessary.
Business & Compliance Strategy
- Assist with the overall Compliance strategies for London whilst completing day-to-day operations;
- Advise and assist Senior management and the Front office on global risk appetite and current regulations.
Regulatory & Financial Crime Requirements
- Broad understanding of Financial crime regulations across all relevant jurisdictions;
- Adhere to policies and procedures set out in line with relevant regulation;
- Assist in the continuous review and improvement of Monitoring Policies & Procedures;
- Ensure risk based procedures are in place for the review and escalation of due diligence/KYC documentation.
Compliance Culture
- Encourage good forms of communication with Customer Success Team and front office;
- Provide guidance where necessary in line with regulation;
- Form good working relationships with individual compliance departments.
Compliance Training
- Complete online training on an annual basis;
- Assist AML training to support staff and new joiners;
- Ensure CPD/personal development is maintained.
Compliance Monitoring
- Assist in the identification and investigation of suspicious activity/transaction reports;
- Assist in the review and improvement of monitoring systems and controls.
Technology & Data
- Assist with the sourcing and maintaining all Compliance/Monitoring systems;
- Assist in the development of internal systems for effective execution of daily tasks.
Business Knowledge / Technical Skills
- Previous experience of working within a similar regulated industry;
- Financial crime exposure to global AML and FC;
- Experience in transactional monitoring, payment authorisations, periodic reviews and analysis of trading patterns and data.
Financial Crime Compliance Monitoring Analyst employer: Monex Europe Ltd.
Contact Detail:
Monex Europe Ltd. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Financial Crime Compliance Monitoring Analyst
✨Tip Number 1
Network like a pro! Reach out to people in the financial crime compliance field on LinkedIn or at industry events. A friendly chat can lead to opportunities that aren’t even advertised yet.
✨Tip Number 2
Prepare for interviews by researching Monex and its compliance strategies. Show us you understand our approach to financial crime prevention and how you can contribute to our mission.
✨Tip Number 3
Practice your responses to common interview questions, especially those related to AML and compliance. We want to see your thought process and how you tackle challenges in this area.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re genuinely interested in joining our team.
We think you need these skills to ace Financial Crime Compliance Monitoring Analyst
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Financial Crime Compliance Monitoring Analyst role. Highlight relevant experience and skills that match the job description, especially in areas like AML and transaction monitoring.
Craft a Compelling Cover Letter: Your cover letter should tell us why you're the perfect fit for this role. Share specific examples of your past experiences that relate to financial crime compliance and how you can contribute to our team.
Showcase Your Attention to Detail: In compliance roles, attention to detail is crucial. Use your application to demonstrate this skill—proofread your documents carefully and ensure they are free from errors.
Apply Through Our Website: We encourage you to apply directly through our website. This way, your application will be processed more efficiently, and you'll have the best chance of standing out to our hiring team.
How to prepare for a job interview at Monex Europe Ltd.
✨Know Your Financial Crime Regulations
Make sure you brush up on your knowledge of financial crime regulations, especially those relevant to the jurisdictions Monex operates in. Being able to discuss specific regulations and how they apply to the role will show that you're serious about compliance and understand the industry's complexities.
✨Demonstrate Analytical Skills
Prepare to showcase your analytical skills by discussing past experiences where you've identified anomalies in trading activity or conducted thorough KYC reviews. Use specific examples to illustrate your problem-solving abilities and how you can contribute to the monitoring processes at Monex.
✨Build Rapport with Front Office Staff
Since the role involves liaising with front office staff, think about how you can demonstrate your interpersonal skills during the interview. Share examples of how you've successfully collaborated with other teams in the past to implement effective procedures and ensure smooth operations.
✨Show Enthusiasm for Continuous Improvement
Express your eagerness to contribute to the development of internal processes and systems. Discuss any previous experiences where you've been involved in improving compliance policies or monitoring systems, as this will highlight your proactive approach and commitment to enhancing compliance culture.
