At a Glance
- Tasks: Assist in reviewing investment banking transactions and ensuring compliance with regulations.
- Company: Join Moelis & Company, a leading investment bank known for its dynamic culture.
- Benefits: Enjoy flexible working hours and the opportunity to work from home on weekends.
- Other info: Entry-level position with opportunities for mentorship and career advancement.
- Why this job: Be part of a fast-paced team that values your input and fosters professional growth.
- Qualifications: Ideal for recent graduates with a keen interest in finance and compliance.
The predicted salary is between 28800 - 48000 £ per year.
Client Onboarding Analyst/Associate page is loaded
Client Onboarding Analyst/Associate
Apply locations London time type Full time posted on Posted Yesterday job requisition id REQ101822We are passionate about our business and our culture, and are seeking individuals with that same drive.
Analyst - Business Selection and Client Onboarding (Conflicts and AML)
Description
The Analyst position in the Business Selection and Client Onboarding team assists senior team members in reviewing and approving investment banking transactions in relation to conflicts of interest and Anti Money Laundering and Know Your Client (AML/KYC) requirements. Since all investment banking transactions must be analyzed by this team before they are accepted by the firm, this team works in a demanding and time sensitive environment. This is a Business Management position requiring heavy interaction with banking teams and Legal & Compliance.
Responsibilities
- Assists with the firm’s conflict clearance process escalating any potential relevant issues identified during the review process to senior team members
- Assists senior team members in large scale conflicts and disclosure projects
- Works within a team that will evaluate a variety of corporate finance transactions (M&A, restructuring, capital markets) for conflicts of interest, including:
- Conducting conflict checks by searching various databases, and analyzing hits with a view to identifying potential legal, regulatory, compliance and/or reputational risks
- Working with the business and Legal & Compliance to resolve identified risks in a timely and efficient manner
- Conferring with senior team members in the escalation of complex conflicts issues
- Participates in the firm’s client onboarding process, interacting frequently with junior investment bankers to obtain required KYC information and related documentation
- Know and have a good understanding of the applicable AML and KYC regulations for relevant jurisdictions
- Research and obtain KYC documents from public sources
- Communicate with clients to obtain relevant KYC documents
- Be a trusted advisor and help train junior bankers to ensure they know and understand the firms onboarding procedure
- Screen entities and individuals and maintain ongoing monitoring of screening results
- Working with Legal & Compliance (including the MLRO) to review and resolve identified areas of concern
- Assists senior team members in coordinating all activities associated with client set-up and ensure related regulatory requirements are met, including:
- Assisting in the completion, submission and review of KYC forms by bankers
- Assisting in the identification of regulatory and reputational risks and escalation of such risks to team manager
- Working with senior team members, clients, the business and Legal & Compliance to resolve identified risks in a timely and efficient manner
- Monitoring client activities and investigating suspicious activity where applicable
Qualifications
- 1-3 years of experience in a legal, business or compliance-oriented role, preferably in an investment bank or corporate advisory firm
- Basic knowledge and understanding of M&A, restructuring and/or capital markets concepts
- Ability to analyse complex situations on compressed timetables
- Excellent verbal and written communication skills and ability to effectively interact with clients and colleagues at all levels of experience and seniority
- Willingness to work with fellow team members to complete large scale, time sensitive projects
- Resourcefulness; ability to think creatively to solve problems and anticipate potential questions or issues
- Effective time management and prioritization; strong multi-tasking abilities
- Excellent judgment in handling sensitive and confidential information
- Attention to detail and high standard for quality work product
- Ability to quickly and efficiently navigate information systems
- Strong interest in and willingness to learn complex regulatory systems and rules
- Strong intellectual curiosity and willingness to seek guidance from senior team members and team manager
- Bachelor’s degree
Working hours
- Wednesday to Sunday to ensure support for the Global offices and urgent requests
- Flexible working hours from home during Saturday and Sunday
We are an equal opportunity employer and are committed to promoting diversity, preventing discrimination and providing a supportive and inclusive working environment. We seek to ensure that we recruit from a diverse talent pool and that all applicants are treated fairly at each stage of the recruitment process. Applicants are considered for employment opportunities without regard to any characteristic or status protected under any applicable law in the location of the role.
About Us
Moelis & Company is a leading global independent investment bank that provides innovative strategic advice and solutions to a diverse client base, including corporations, governments and financial sponsors. The Firm assists its clients in achieving their strategic goals by offering comprehensive integrated financial advisory services across all major industry sectors. Moelis & Company’s experienced professionals advise clients on their most critical decisions, including mergers and acquisitions, recapitalizations and restructurings, capital markets transactions, and other corporate finance matters. The Firm serves its clients from 21 geographic locations in North and South America, Europe, the Middle East, Asia and Australia. For further information, please visit: or follow us on Twitter @Moelis .
#J-18808-LjbffrClient Onboarding Analyst/Associate in London employer: Moelis & Company
Moelis & Company is an exceptional employer that fosters a dynamic and inclusive work culture, where employees are encouraged to grow and develop their skills in the fast-paced environment of investment banking. With flexible working hours and a commitment to diversity, the firm provides ample opportunities for professional advancement while ensuring a supportive atmosphere for all team members. Located in London, employees benefit from being at the heart of one of the world's leading financial centres, enhancing both their career prospects and personal development.
StudySmarter Expert Advice🤫
We think this is how you could land Client Onboarding Analyst/Associate in London
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like Moelis & Company. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Client Onboarding Analyst/Associate in London
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Moelis & Company.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on Moelis & Company's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at Moelis & Company
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Moelis & Company.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at Moelis & Company will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former Moelis & Company employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
