At a Glance
- Tasks: Lead compliance advisory on financial promotions and ensure regulatory alignment.
- Company: Leading financial services organisation with a focus on customer outcomes.
- Benefits: Competitive salary, bonus, and comprehensive benefits package.
- Other info: Opportunity to engage with senior stakeholders and enhance governance across channels.
- Why this job: Make a real impact in a high-visibility role influencing marketing and compliance strategies.
- Qualifications: Strong experience in financial promotions and consumer credit within a regulated environment.
The predicted salary is between 75000 - 85000 € per year.
We are partnering with a leading financial services organisation to appoint a Senior Compliance Advisory lead with deep expertise in financial promotions, consumer credit and conduct risk. This is a high-impact, front-foot advisory role, operating at the center of a commercially driven business, where compliance is integral to shaping customer outcomes, marketing strategy and regulatory alignment.
The Opportunity
You will act as a trusted advisor to senior stakeholders, providing expert guidance across complex, multi-channel financial promotions and customer journeys. The role offers significant visibility and influence, with direct engagement across marketing, product and leadership teams.
Key responsibilities include:
- Providing expert oversight and challenge on financial promotions across digital, CRM, paid media and partner channels.
- Ensuring all communications meet FCA requirements and are clear, fair and not misleading, with appropriate prominence and balance.
- Supporting the business through heightened regulatory scrutiny and evolving conduct expectations.
- Enhancing governance and controls across intermediary and distribution channels.
- Embedding Consumer Duty principles into customer communications and end-to-end journeys.
- Influencing decision-making at a senior level, balancing regulatory integrity with commercial objectives.
Candidate Profile
We are seeking a high-calibre compliance professional with:
- Strong experience in financial promotions advisory within a UK regulated environment.
- A robust background in consumer credit, Consumer Duty and conduct risk frameworks.
- Proven ability to operate within fast-paced, commercially focused businesses.
- Experience reviewing and challenging multi-channel marketing and customer communications.
- The confidence and credibility to engage and influence senior stakeholders.
Desirable Experience
- Exposure to complex distribution models, including intermediary or partner-led environments.
- Involvement in regulatory reviews, remediation activity or complaints frameworks.
Senior Compliance Advisory Lead - Financial promotions employer: MLM Search
Join a leading financial services organisation in North West London, where you will thrive in a dynamic work culture that prioritises compliance and customer outcomes. With competitive salaries, bonuses, and comprehensive benefits, this role offers exceptional opportunities for professional growth and direct engagement with senior stakeholders, ensuring your expertise shapes the future of financial promotions. Experience a supportive environment that values integrity and innovation, making it an ideal place for ambitious compliance professionals.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Advisory Lead - Financial promotions
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for opportunities. A personal recommendation can go a long way in landing that Senior Compliance Advisory Lead role.
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of FCA requirements and Consumer Duty principles. We want you to be able to showcase your expertise confidently, so practice articulating how you've influenced decision-making in past roles.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and expertise. Use our website to find roles that excite you and match your skills in financial promotions and compliance. It’s all about finding the right fit!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind and show your enthusiasm for the role. We believe that a little extra effort can make a big difference in the competitive job market.
We think you need these skills to ace Senior Compliance Advisory Lead - Financial promotions
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to highlight your experience in financial promotions and compliance. We want to see how your background aligns with the key responsibilities mentioned in the job description.
Craft a Compelling Cover Letter:Your cover letter should tell us why you're the perfect fit for this role. Use it to showcase your expertise in consumer credit and conduct risk, and how you can influence decision-making at a senior level.
Showcase Your Achievements:Don’t just list your duties; we want to see your achievements! Highlight specific examples where you've successfully navigated regulatory challenges or improved governance in previous roles.
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates!
How to prepare for a job interview at MLM Search
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of financial promotions, consumer credit, and conduct risk. Be ready to discuss specific regulations and how they apply to the role. This will show that you’re not just familiar with the basics but can also provide expert guidance.
✨Prepare Real-World Examples
Think of concrete examples from your past experience where you've successfully navigated compliance challenges or influenced senior stakeholders. This will help you demonstrate your ability to operate in a fast-paced environment and your understanding of the complexities involved in financial promotions.
✨Engage with the Interviewers
Don’t just answer questions; engage in a dialogue. Ask insightful questions about their current compliance challenges and how they align with marketing strategies. This shows your interest in the role and your proactive approach to problem-solving.
✨Showcase Your Stakeholder Skills
Highlight your experience in influencing decision-making at a senior level. Be prepared to discuss how you’ve balanced regulatory integrity with commercial objectives in previous roles. This is crucial for a position that requires significant visibility and influence.
