Internal Audit, Legal, Compliance & HR - Vice President

Internal Audit, Legal, Compliance & HR - Vice President

Temporary 80000 - 100000 £ / year (est.) No working from home possible
Mizuho

At a Glance

  • Tasks: Lead audits focusing on Legal, Compliance, and HR, ensuring effective risk management.
  • Company: Mizuho operates a Three Lines of Defence approach to risk management in banking.
  • Benefits: Enjoy a competitive salary, 27 days annual leave, and a non-contributory pension.
  • Other info: This is a 12-month fixed-term contract with hybrid working options.
  • Why this job: This role offers fantastic progression opportunities and the chance to affect change.
  • Qualifications: Requires a Bachelor's degree, ACA qualification, and 7+ years in audit or banking.

The predicted salary is between 80000 - 100000 £ per year.

Please note that this is a 12 month fixed-term contract.

Profile Summary

Mizuho operates a Three Lines of Defence approach to risk management with Internal Audit forming the third (and last) line. Internal Audit operates independently to assess the effectiveness of key first and second line control processes, and is responsible for validating the remediation of audit issues. Within Internal Audit, the Audit Team is responsible for the execution of audits covering Mizuho Bank’s activities. This comprises the wholesale banking and markets business lines, support functions as well as other targeted or thematic reviews. This role reports to an Audit Manager, who in turn reports to the Head of Audit for Legal, Compliance and HR.

Duties And Responsibilities

  • You will be leading audits covering all aspects of the Bank’s activities, with a focus on Legal, Compliance and HR topic areas.
  • This will include engagement with auditees/management, preparing and reviewing planning documents, identifying the key risks and scoping of audits, execution of audit fieldwork documentation, overseeing the work completed by the audit team, drafting of audit issues, and validation of issue closures.
  • Support with the comprehensive planning and fieldwork of audit assignments.
  • Assist with audits applying IADE’s audit methodology and quality standards.
  • Collaborate with the wider IADE team to prepare and draft detailed reports.
  • Actively engage and maintain positive relationships with stakeholders.
  • Contribute to continuous monitoring and to gather the appropriate data and information.
  • Ensure compliance with internal audit methodologies, as well as legal and regulatory requirements of the relevant countries within the EMEA region.
  • Timely and accurate completion of administrative tasks as assigned.

Qualifications, Skills And Experience

  • Bachelors Degree or equivalent.
  • A professional qualification such as ACA or equivalent.
  • 7+ years of work experience in audit or banking is essential.
  • Extensive knowledge of the banking industry/products.
  • Effective communication skills to all levels of the business.
  • Great organisational and time management skills.
  • Demonstrate an ability to innovate, support change and solve problems.
  • Knowledge of data analytics would be preferable.
  • Motivate the team to deliver tasks to a high standard.
  • Coach, mentor and develop the team in a positive and constructive manner.
  • Empower individuals to take responsibility for their goals.

What Mizuho Can Offer You

Here at Mizuho, there are fantastic progression opportunities and clear paths to promotion. We will give you ample opportunity to affect change and to help grow our business.

  • Competitive starting salary, plus discretionary bonus.
  • Non-contributory pension.
  • 27 days’ annual leave.
  • Core working hours*
  • Hybrid working - office and home based*
  • Virtual GP.
  • Wellbeing benefits, including Mental Health Allies and First Aiders.

Flexible Working Arrangements

At Mizuho, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

Equality and Diversity

At Mizuho we are committed to supporting equality, diversity and equality, and seek to create a workplace that is fully inclusive. We welcome applications from all sections of the community that we operate in and from all ethnic backgrounds, sexual orientation, beliefs, gender identities and disabilities. If you require more information about our equal opportunities policy or wish to discuss any accessibility requirements or reasonable adjustments please contact the recruitment team – recruitment@mizuhoemea.com and we will be happy to help.

Internal Audit, Legal, Compliance & HR - Vice President employer: Mizuho

Mizuho is committed to equality and diversity, creating an inclusive workplace. Located in the EMEA region, they offer flexible working arrangements and wellbeing benefits like Mental Health Allies. The team values innovation and supports personal development.

Mizuho

Contact Details:

Mizuho Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Internal Audit, Legal, Compliance & HR - Vice President

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We think you need these skills to ace Internal Audit, Legal, Compliance & HR - Vice President

Internal Audit
Legal Compliance
HR Auditing
Risk Management
Audit Methodology
Data Analytics
Stakeholder Engagement

Some tips for your application 🫡

Show Off Your Academic Achievements:In banking and financial services, your academic record can really make you stand out. List relevant grades, certifications, or coursework on your CV, especially if you've taken finance-related modules. This is particularly important for a temporary role where qualifications can help you shine even brighter!

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Tailor Your Cover Letter Purposefully:When writing your cover letter, focus on why you’re interested in a temporary position at Mizuho. Let them know how you can quickly adapt to the team's needs and how eager you are to learn the ropes of the banking sector during this short stint. Your motivation and enthusiasm could really set you apart!

Be Prepared with References:For temporary roles, references can play a crucial role in your application. Make sure you’ve got a couple of references lined up who can vouch for your skills and work ethic. This helps to give Mizuho confidence in your short-term commitment to the role.

How to prepare for a job interview at Mizuho

Brush Up on Financial Regulations

Since this is a role in banking and financial services, be ready to discuss key regulations like MiFID, Basel III, or GDPR. These are hot topics, and your awareness of how they impact daily operations can give you a significant edge during your interview with Mizuho.

Showcase Your Analytical Skills

Prepare for interview questions that assess your analytical abilities. You might need to tackle hypothetical scenarios involving risk assessment or financial forecasting. Bringing examples of relevant projects or coursework can emphasise your practical understanding of these concepts.

Highlight Flexibility and Adaptability

For a temporary role, showing that you can quickly pick up new processes and tools is crucial. Be ready to discuss previous experiences where you had to adapt to changing requirements or tight deadlines, as this will reassure Mizuho that you’re a reliable team player.

Demonstrate a Willingness to Learn

In a temporary position, leaning into your eagerness to learn can really set you apart. Be prepared to share how you’re staying updated on industry trends or any additional training you've pursued. Employers appreciate candidates who are proactive about their development—even for short-term roles.