At a Glance
- Tasks: Oversee finance risk, strengthen controls, and ensure compliance with regulations.
- Company: Dynamic financial institution focused on innovation and risk management.
- Benefits: Competitive salary, flexible working options, and leadership development opportunities.
- Why this job: Lead a high-performing team and make a significant impact in finance risk management.
- Qualifications: 8-15 years in finance or risk, with strong leadership and communication skills.
- Other info: Join a collaborative environment with excellent career growth potential.
The predicted salary is between 100000 - 150000 £ per year.
Provide independent risk oversight within Finance, strengthen financial controls & assurance, enable compliance with regulatory requirements, lead risk culture and awareness across Finance and act as Finance's link to the Second and Third Lines.
KEY RESPONSIBILITIES
- Provide Independent Risk Oversight across Finance (including Reg, Data and BCS)
- Act as the first point of challenge on risks arising from Finance processes, decisions, reporting, modelling, and systems—ensuring risks are identified early and managed before they become issues.
- Strengthen Financial Controls & Assurance
- Financial reporting
- Product control
- Data governance and data quality
- Reconciliation and ledger processes
- Regulatory reporting
- Capital and liquidity processes
- Financial systems and models
- Third party risk
- Accounts payable
- Translate risk policies into practical action
- Advise on new products, processes, programmes, or system changes
- Ensure Finance decisions consider risk early ("risk in change")
- Internal enterprise risk management (ERM) frameworks
- Operational risk standards
- SOX standards
- Regulatory reporting expectations
- Audit findings and remediation
- Data governance
- Tax governance
- Third party risk
- What good risk management looks like
- How to document risks and controls
- How to elevate issues appropriately
- Coordinate engagement with the executive controls office
- Central risk teams
- Compliance
- Internal audit
- External audit
REQUIRED EXPERIENCE
- Strong Finance Background (8‑15+ years) OR experience in Risk, Control and Assurance (5‑10+ years)
- Experience in working in Corporate & Investment banking
- Proven track record as a Managing Director
- Experience implementing or overseeing:
- Risk management frameworks
- Governance and control frameworks
- Issue management and remediation plans
- Change risk assessment for new systems or processes
PREFERRED EXPERIENCE
- Internal or external audit experience, or close interaction with either.
- Exposure to regulatory interactions
- Data management / data governance experience
- Finance transformation
SKILLS AND EXPERIENCE ESSENTIAL
- Finance and regulatory reporting control frameworks
- Risk, Issue and Event Management
- Control Testing
- Risk and Control Self-Assessment
- Information and Data Governance Principles
- Risk Governance and Escalation
- Audit and Assurance
EDUCATION / QUALIFICATIONS ESSENTIAL
- Educated to degree level
PREFERRED
- ACA, ACCA, CIMA or similar Risk Management qualification
PERSONAL REQUIREMENTS
- Excellent communication skills
- Results driven, with a strong sense of accountability
- A proactive, motivated approach.
- The ability to operate with urgency and prioritise work accordingly.
- Strong decision‑making skills, ability to demonstrate sound judgement.
- A creative and innovative approach to work.
- Excellent interpersonal skills.
- Excellent managerial/leadership experience.
- The ability to lead a high‑performing team.
- A strategic approach, with the ability to lead and motivate your team.
- The ability to articulate and implement the vision/strategy for the Risk and Controls department.
We are open to considering flexible working requests in line with organisational requirements.
Managing Director, Head of Finance Risk in City of Westminster employer: Mitsubishi UFJ Financial Group
Contact Detail:
Mitsubishi UFJ Financial Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Managing Director, Head of Finance Risk in City of Westminster
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and risk sectors. Attend industry events or webinars, and don’t be shy about introducing yourself. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by researching the company’s risk culture and recent regulatory changes. Tailor your responses to show how your experience aligns with their needs. We want to see you shine, so practice articulating your thoughts clearly and confidently!
✨Tip Number 3
Showcase your leadership skills! Be ready to discuss how you've led teams through change or managed risk effectively. Use specific examples that highlight your strategic thinking and decision-making abilities—this is your chance to impress!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to engage directly with us. Let’s get you that dream job!
We think you need these skills to ace Managing Director, Head of Finance Risk in City of Westminster
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the job description. Highlight your experience in finance and risk management, and don’t forget to showcase any leadership roles you've had. We want to see how you can bring your unique skills to our team!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the Managing Director role. Share specific examples of how you've strengthened financial controls or led risk culture in previous positions. Let us know why you’re excited about joining StudySmarter!
Showcase Your Achievements: When detailing your experience, focus on your achievements rather than just responsibilities. Use metrics where possible to demonstrate your impact, like improvements in compliance or risk management processes. We love seeing results!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it’s super easy!
How to prepare for a job interview at Mitsubishi UFJ Financial Group
✨Know Your Risk Frameworks
Make sure you’re well-versed in risk management frameworks and financial controls. Brush up on how these frameworks apply to the specific role of Managing Director, Head of Finance Risk. Being able to discuss these in detail will show your expertise and readiness for the position.
✨Prepare Real-World Examples
Think of specific instances where you've successfully identified and managed risks in finance or investment banking. Be ready to share these examples during the interview, as they’ll demonstrate your practical experience and problem-solving skills.
✨Understand Regulatory Requirements
Familiarise yourself with the latest regulatory requirements that impact finance and risk management. This knowledge will not only help you answer questions confidently but also show that you’re proactive about compliance and governance.
✨Showcase Leadership Skills
As a Managing Director, you’ll need to lead a high-performing team. Prepare to discuss your leadership style and how you’ve motivated teams in the past. Highlight any strategies you’ve used to foster a strong risk culture within your previous roles.