At a Glance
- Tasks: Support conflict management and information barriers in a dynamic banking environment.
- Company: Join MUFG, a leading global financial group with 120,000 colleagues dedicated to making a difference.
- Benefits: Enjoy flexible working options and a culture that values your voice and ideas.
- Other info: This is an entry-level role with opportunities for growth and learning in the financial services sector.
- Why this job: Make a meaningful impact while developing your career in a supportive and innovative environment.
- Qualifications: A university degree in Law or Financial Regulation is essential; compliance experience is a plus.
The predicted salary is between 28800 - 48000 € per year.
Join to apply for the Analyst, Control Room - Core Compliance role at MUFG.
Do you want your voice heard and your actions to count?
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.
Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
MAIN PURPOSE OF THE ROLE
The Control Room is part of the Private Side Advisory compliance team and is responsible for transactional conflicts of interest and information barriers. This role will be supporting the EMEA Control Room regarding transactional conflicts management and information barriers.
KEY RESPONSIBILITIES
In this role, you will be acting across MUFG’s banking arm and securities business under a dual-hat arrangement. Under this arrangement you will make decisions on behalf of both the bank and the securities business, subject to the same remit and level of authority, irrespective of the entity which employs you.
Job responsibilities include:
- Support the day to day management of transactional conflict clearance and information barriers.
- Interact with, and be one of the primary contacts with the business on BAU matters relating to conflicts of interest and information barriers.
- Provide support to the Head of the EMEA Control Room in various matters.
- Support the development of the conflicts of interest management and information barriers framework across all business lines operating in EMEA.
- Provide advice, guidance and challenge to the Private Side businesses in regulatory compliance matters.
- Draft and update policies and procedures as necessary.
- Support the Advisory team (both Private Side and Markets) with the delivery of training to the business.
WORK EXPERIENCE
Preferred:
- Entry level opportunity for an Analyst.
- Relevant compliance experience - would be beneficial but not essential - within a Conflicts Office or Private Side Advisory Compliance role in an investment banking organisation.
SKILLS AND EXPERIENCE
Functional / Technical Competencies:
Essential
- Basic understanding and knowledge of capital markets, structured finance and other investment banking products.
- Knowledge of MAR and MiFID II Conflicts of Interest requirements.
- Basic knowledge of risk, compliance and controls.
- Strong interpersonal and communication skills.
- Sharp intellect with the ability to grasp complex concepts.
- Ability to act autonomously when appropriate and know when to escalate matters.
- Highly organised, goal oriented and solutions focused.
Education / Qualifications:
Essential
- Strong educational background with a university degree preferably in Law and/or Financial Regulation.
PERSONAL REQUIREMENTS
- Excellent communication skills.
- A proactive, motivated approach.
- The ability to operate with urgency and prioritise work accordingly.
- Strong decision making skills.
- A structured and logical approach to work.
- Excellent interpersonal skills.
- The ability to manage large workloads and tight deadlines.
- Excellent attention to detail and accuracy.
- A calm approach, with the ability to perform well in a pressurised environment.
We are open to considering flexible working requests in line with organisational requirements.
MUFG is committed to embracing diversity and building an inclusive culture where all employees are valued, respected and their opinions count.
Seniority level
- Entry level
Employment type
- Full-time
Job function
- Management and Manufacturing
- Industries: Financial Services and Banking
Contact Detail:
Mitsubishi UFJ Financial Group Recruiting Team
StudySmarter Expert Advice🤫
We think this is how you could land Analyst, Control Room - Core Compliance in London
✨Tip Number 1
Familiarise yourself with the key regulations like MAR and MiFID II, as these are crucial for the Analyst role in Control Room compliance. Understanding these frameworks will not only help you in interviews but also demonstrate your commitment to the field.
✨Tip Number 2
Network with professionals in the compliance and investment banking sectors. Attend industry events or webinars to connect with people who can provide insights into the role and potentially refer you to opportunities at MUFG.
✨Tip Number 3
Prepare to discuss real-world scenarios involving conflicts of interest and information barriers. Being able to articulate how you would handle such situations can set you apart during the interview process.
✨Tip Number 4
Showcase your strong communication and interpersonal skills during the application process. These are essential for the role, so be ready to provide examples of how you've effectively communicated complex ideas in previous experiences.
We think you need these skills to ace Analyst, Control Room - Core Compliance in London
Some tips for your application 🫡
Understand the Role:Before applying, make sure you fully understand the responsibilities and requirements of the Analyst, Control Room - Core Compliance position. Familiarise yourself with key terms like 'transactional conflicts of interest' and 'information barriers' to demonstrate your knowledge in your application.
Tailor Your CV:Customise your CV to highlight relevant skills and experiences that align with the job description. Emphasise any compliance experience or knowledge of capital markets, structured finance, and regulatory frameworks like MAR and MiFID II.
Craft a Compelling Cover Letter:Write a cover letter that showcases your motivation for applying to MUFG and how your background fits the role. Mention your strong educational background and any relevant projects or experiences that demonstrate your understanding of compliance and risk management.
Proofread Your Application:Before submitting, carefully proofread your application materials for any spelling or grammatical errors. A well-presented application reflects your attention to detail, which is crucial for the Analyst role.
How to prepare for a job interview at Mitsubishi UFJ Financial Group
✨Understand the Role and Responsibilities
Before the interview, make sure you thoroughly understand the key responsibilities of the Analyst, Control Room - Core Compliance role. Familiarise yourself with concepts like transactional conflicts of interest and information barriers, as these will likely be central to your discussions.
✨Showcase Your Communication Skills
Given the importance of interpersonal communication in this role, be prepared to demonstrate your strong communication skills. Use clear and concise language when answering questions, and provide examples of how you've effectively communicated in past experiences.
✨Prepare for Technical Questions
Brush up on your knowledge of capital markets, structured finance, and relevant regulations such as MAR and MiFID II. Be ready to discuss how these concepts relate to compliance and risk management, as technical questions may arise during the interview.
✨Exhibit a Proactive Attitude
During the interview, convey your proactive and motivated approach to work. Share examples of how you've taken initiative in previous roles or projects, and express your eagerness to contribute positively to the team at MUFG.
