Compliance Analyst in London

Compliance Analyst in London

London Full-Time 38250 - 46750 £ / year (est.) On-site
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At a Glance

  • Tasks: Support compliance monitoring and file reviews while producing insightful reports for management.
  • Company: Join Mission Underwriters, a diverse and inclusive employer in the insurance sector.
  • Benefits: Enjoy remote work flexibility, competitive salary, and opportunities for professional growth.
  • Other info: Remote position with occasional in-office activities; must be UK-based and eligible to work.
  • Why this job: Make a real impact in compliance and risk management within a dynamic team.
  • Qualifications: Experience in compliance or regulatory roles; strong attention to detail and MS Excel skills.

The predicted salary is between 38250 - 46750 £ per year.

Essential Function

  • Support the monthly AR/TII monitoring and file review cycle across Mission’s Appointed Representatives and Tied Insurance Intermediaries.
  • Carry out thematic reviews and file checks as directed by the Senior Compliance Manager.
  • Produce compliance MI and reporting for management and Board/committee packs.
  • Administer and maintain the compliance policy suite, including version control and review scheduling.
  • Support complaints handling, logging, tracking and root-cause analysis.
  • Support with logging, tracking and follow up on compliance events, such as breaches, conflicts, issues & incidences, etc.
  • Maintain training & competence records and support delivery of compliance training.
  • Assist with regulatory horizon-scanning and tracking upcoming requirements.
  • Support the Enterprise Risk Management framework, including risk and control self-assessments (RCSAs) and risk register maintenance.
  • Track risk actions and remediation plans to closure, escalating overdue items to the Risk Manager.
  • Technical Skills
  • Working knowledge of the UK regulatory framework (FCA rules, SM&CR, Consumer Duty); insurance or MGA sector exposure preferred.
  • Strong MS Excel/Office skills, comfortable working with data to produce MI.
  • High attention to detail and strong written communication.
  • Able to manage a varied workload against multiple deadlines.

Experience

  • Experience in a compliance, risk, audit or regulatory support role; insurance/financial services background preferred but not essential.

This is a remote position. Planned, in-office activities may be required on occasion (typically 2-4x per year).

You must live in the UK and be authorized to work in the UK without requirement of employment sponsorship/visa.

Mission Underwriters is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all employees.

Compliance Analyst in London employer: Mission Underwriting Managers

At Mission, we pride ourselves on being an exceptional employer that fosters a collaborative and innovative work culture. Our remote work environment allows for flexibility while providing ample opportunities for professional growth and development, ensuring that our employees can thrive as they contribute to building and scaling MGAs. Join us to be part of a dynamic team where your contributions directly impact the success of our platform and partner network.

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Contact Details:

Mission Underwriting Managers Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Compliance Analyst in London

✨Join Compliance Communities

Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!

✨Attend Industry Conferences

Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.

✨Leverage Your University Career Services

If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.

✨Showcase Your Knowledge Online

Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Mission Underwriting Managers looking for candidates who are engaged and informed.

We think you need these skills to ace Compliance Analyst in London

Compliance Monitoring
File Review
Thematic Reviews
Management Reporting
Version Control
Complaints Handling
Root-Cause Analysis

Some tips for your application 🫡

Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!

Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.

Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!

Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Mission Underwriting Managers. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!

How to prepare for a job interview at Mission Underwriting Managers

✨Master the Regulations

Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!

✨Show Your Analytical Skills

Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!

✨Know Your Tools

Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!

✨Align with Company Culture

Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Mission Underwriting Managers’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!