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For Companies At a Glance
- Tasks: You'll handle US regulatory reporting and ensure compliance for our Asset Management Group.
- Company: Join a leading Asset Manager known for its commitment to excellence and innovation.
- Benefits: Enjoy flexible working hours aligned with US markets and a dynamic work environment.
- Why this job: This role offers a chance to make an impact in regulatory compliance while developing your skills.
- Qualifications: Ideal candidates are detail-oriented, with a knack for financial regulations and reporting.
- Other info: Work in a collaborative team that values growth and learning in the finance sector.
The predicted salary is between 36000 - 60000 £ per year.
Miryco are working with a leading Asset Manager to assist their search for a Regulatory Reporting Associate. You will have responsibility for US reporting and therefore be working US market hours.
Overview
The Regulatory Reporting Associate is responsible for mandatory regulatory reporting on behalf of the Asset Management Group, with a specific focus on US entities. The role will establish a robust oversight and control environment to satisfy US regulatory reporting expectations. Finally, the role will be responsible for assessing the impact of relevant regulatory changes and revising operational processes accordingly.
Responsibilities include:
- Investment guideline breach monitoring via Bloomberg AIM for pre and post-trade violations
- Extraction and interpretation of investment restrictions for new fund onboardings or fund changes.
- Coding and testing of restrictions built into Bloomberg AIM.
- Maintaining Group procedures rules for equity and fixed income teams.
- Responsible for maintaining internal and external watchlists in Bloomberg.
- Mandate and regulatory compliance checks.
- Assist to meet SEC reporting deadlines, including Form PF and schedule 13 reports.
Regulatory Reporting Associate - Asset Management (US hours) employer: Miryco Consultants Ltd
Contact Detail:
Miryco Consultants Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Reporting Associate - Asset Management (US hours)
✨Tip Number 1
Familiarize yourself with US regulatory frameworks and reporting requirements, especially those related to SEC filings. Understanding the nuances of Form PF and schedule 13 reports will give you a significant edge during discussions.
✨Tip Number 2
Gain hands-on experience with Bloomberg AIM, as this is crucial for the role. If you can, practice coding and testing restrictions within the platform to demonstrate your technical proficiency during the interview.
✨Tip Number 3
Network with professionals in the asset management industry, particularly those involved in regulatory reporting. Engaging with them can provide insights into the role and may even lead to referrals.
✨Tip Number 4
Stay updated on recent regulatory changes that impact asset management. Being able to discuss how these changes affect operational processes will show your proactive approach and readiness for the role.
We think you need these skills to ace Regulatory Reporting Associate - Asset Management (US hours)
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description and understand the responsibilities of a Regulatory Reporting Associate. Highlight your relevant experience in regulatory reporting and asset management in your application.
Tailor Your CV: Customize your CV to reflect your experience with US regulatory reporting, investment guideline monitoring, and any relevant software like Bloomberg AIM. Use specific examples that demonstrate your skills and achievements in these areas.
Craft a Strong Cover Letter: Write a compelling cover letter that explains why you are interested in this position and how your background aligns with the requirements. Mention your familiarity with SEC reporting deadlines and your ability to adapt to regulatory changes.
Proofread Your Application: Before submitting, carefully proofread your application materials for any errors or typos. A polished application reflects your attention to detail, which is crucial for a role focused on compliance and reporting.
How to prepare for a job interview at Miryco Consultants Ltd
✨Understand Regulatory Reporting
Make sure you have a solid grasp of regulatory reporting requirements, especially those specific to US entities. Familiarize yourself with key regulations and reporting forms like Form PF and schedule 13, as this knowledge will be crucial during your interview.
✨Showcase Your Technical Skills
Be prepared to discuss your experience with Bloomberg AIM and how you've used it for investment guideline breach monitoring or coding restrictions. Highlight any relevant technical skills that demonstrate your ability to handle the responsibilities of the role.
✨Demonstrate Attention to Detail
Since the role involves maintaining compliance checks and monitoring investment guidelines, emphasize your attention to detail. Share examples from your past work where your meticulousness helped prevent errors or ensured compliance.
✨Discuss Adaptability to Regulatory Changes
The position requires assessing the impact of regulatory changes and revising processes accordingly. Be ready to discuss how you've adapted to changes in regulations in previous roles and how you approach updating operational processes.
