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- Tasks: Support clients with compliance monitoring and regulatory research tasks.
- Company: Join a high-growth Financial Services Consultancy backed by private equity.
- Benefits: Gain valuable experience in a fast-paced environment with potential for growth.
- Why this job: Be part of a dynamic team making a real impact in regulatory compliance.
- Qualifications: Bachelor's degree in Finance, Law, Economics, or Business; 1-3 years experience required.
- Other info: Location: London, UK; no sponsorship available.
The predicted salary is between 43200 - 72000 £ per year.
Miryco Consultants are working with a private equity backed high-growth Financial Services Consultancy. The firm are looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients. This position is a great fit for a highly motivated and detail-oriented professional looking to join a fast-paced consultancy through their next stage of growth.
Responsibilities:
- Support clients with the execution and ongoing maintenance of compliance monitoring programmes.
- Assist with the drafting and review of key policies such as Financial Crime, Anti-Money Laundering (AML), and Personal Account Dealing.
- Conduct quarterly horizon scanning exercises to identify and summarise upcoming regulatory changes for external and internal stakeholders.
- Perform ad hoc regulatory compliance research and analysis tasks for clients.
- Work with client stakeholders to maintain awareness of regulatory expectations and promote compliance best practices.
Experience:
- Bachelor's degree in Finance, Law, Economics, or Business.
- 1-3 years of experience in compliance, operations, or regulatory support within Financial Services or Consulting.
- Excellent working knowledge of UK regulatory frameworks.
Location: London, UK
Please note, our client is unable to offer sponsorship for this opportunity. Finally, should you not be contacted within five working days of submitting your application, then unfortunately you have not been shortlisted for the opportunity. We will however, be in touch should there be any other opportunities of potential interest that are suiting to your skills.
Financial Services Consultant - Regulatory Compliance Monitoring employer: Miryco Consultants Ltd
Contact Detail:
Miryco Consultants Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Financial Services Consultant - Regulatory Compliance Monitoring
✨Tip Number 1
Network with professionals in the financial services sector, especially those who work in compliance. Attend industry events or webinars to connect with potential colleagues and learn more about the latest regulatory changes.
✨Tip Number 2
Stay updated on UK regulatory frameworks by following relevant news sources and regulatory bodies. This knowledge will not only help you in interviews but also demonstrate your commitment to the field.
✨Tip Number 3
Prepare for the interview by familiarising yourself with common compliance monitoring programmes and best practices. Be ready to discuss how you would approach drafting policies like AML and Financial Crime.
✨Tip Number 4
Showcase your analytical skills by preparing examples of past experiences where you conducted compliance research or analysis. Highlight how your contributions positively impacted previous employers or clients.
We think you need these skills to ace Financial Services Consultant - Regulatory Compliance Monitoring
Some tips for your application 🫡
Understand the Role: Take time to thoroughly read the job description for the Financial Services Consultant position. Make sure you understand the key responsibilities and required skills, especially around regulatory compliance and monitoring.
Tailor Your CV: Customise your CV to highlight relevant experience in compliance, operations, or regulatory support. Emphasise any specific knowledge of UK regulatory frameworks and your ability to draft policies related to Financial Crime and AML.
Craft a Compelling Cover Letter: Write a cover letter that showcases your motivation for the role and how your background aligns with the company's needs. Mention your detail-oriented nature and your experience in conducting compliance research and analysis.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or typos. A polished application reflects your attention to detail, which is crucial for a role in regulatory compliance.
How to prepare for a job interview at Miryco Consultants Ltd
✨Showcase Your Regulatory Knowledge
Make sure to brush up on your understanding of UK regulatory frameworks, especially those related to Financial Crime and Anti-Money Laundering. Be prepared to discuss how you've applied this knowledge in previous roles.
✨Demonstrate Attention to Detail
As a Financial Services Consultant, attention to detail is crucial. During the interview, highlight specific examples where your meticulous nature has positively impacted compliance monitoring or policy drafting.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in real-world compliance scenarios. Think about past experiences where you had to navigate complex regulatory challenges and be ready to share those stories.
✨Engage with the Interviewers
Show enthusiasm for the role and the company by asking insightful questions about their compliance programmes and future regulatory challenges. This demonstrates your genuine interest and proactive mindset.
