At a Glance
- Tasks: Lead compliance monitoring for market conduct and financial crime in a prestigious firm.
- Company: Join a rapidly expanding compliance team in a top financial services firm.
- Benefits: Competitive salary, career growth, and a dynamic work environment.
- Other info: Mid-senior level role with full-time commitment in London.
- Why this job: Make a real impact in financial compliance and enhance your expertise.
- Qualifications: Experience in compliance monitoring with knowledge of financial crime risks.
The predicted salary is between 59400 - 72600 £ per year.
Compliance Assurance Manager – Market Abuse
Prestigious financial services firm seeks a Compliance Assurance Manager to join a rapidly expanding compliance function.
Location: London, UK
Responsibilities:
- Develop the Financial Crime and Market Abuse elements of the annual Compliance Monitoring Plan.
- End-to-end design and delivery of Compliance monitoring, focusing on market conduct and financial crime risks.
- Perform validation and reconciliation exercises to provide assurance.
- Draft monitoring reports summarising findings.
- Carry out internal 4‑eyes checks and quality assurance.
Experience:
- Demonstrable relevant experience in a compliance monitoring role.
- Extensive subject‑matter expertise in financial crime and market abuse risks.
Seniority level: Mid‑Senior level
Employment type: Full‑time
Job function: Finance
Industries: Financial Services and Investment Management
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Compliance Assurance Manager - Market Abuse - Prestigious Financial Services Firm employer: Miryco Consultants Ltd
Miryco Consultants offers an exceptional work environment for data-driven analysts in the heart of London, where you can directly influence investment decisions within a leading UK insurance and asset management firm. With a strong focus on employee growth, you will collaborate with seasoned professionals in structured finance and mortgages, gaining invaluable experience while enjoying competitive salaries and excellent benefits. The company fosters a culture of innovation and continuous improvement, making it an ideal place for those looking to advance their careers in a dynamic investment landscape.
