At a Glance
- Tasks: Manage Employee Compliance processes and prepare reports on compliance breaches.
- Company: Leading Financial Services firm with a focus on compliance excellence.
- Benefits: Competitive salary and opportunities for professional growth.
- Other info: Located in the City of London, excellent career advancement opportunities.
- Why this job: Join a dynamic team and make a real impact in financial compliance.
- Qualifications: 2-4 years in a compliance role and strong understanding of PRA and FCA requirements.
The predicted salary is between 45000 - 55000 £ per year.
- Central Employee Compliance - Financial Services Firm
- 1 day ago Be among the first 25 applicants
- Direct message the job poster from Miryco Consultants Ltd
Miryco Consultants is partnering with a leading Financial Services firm to hire a Central Compliance Analyst.
This is an excellent opportunity for a high-achieving compliance professional with experience in managing Employee Compliance Processes within Financial Services.
Responsibilities
- Operate Employee Compliance processes, including CBT Training, Gifts & Entertainment, Conflicts of Interest/Outside Activities, and Personal Account Dealing.
- Prepare MI and reports on employee compliance and compliance breaches.
- Conduct monitoring of employee e-communications and escalate as necessary.
- Provide input into the Compliance Function's annual framework.
Experience
- 2-4 years exposure in a similar compliance role in Financial Services.
- Strong understanding of relevant PRA and FCA requirements and Expectations.
- Experience in operating, testing and refining Compliance IT systems preferred.
Location
City of London
Please note, our client is unable to offer sponsorship for this opportunity.
Finally, should you not be contacted within five working days of submitting your application, then unfortunately you have not been shortlisted for the opportunity.
We will however, be in touch should there be any other opportunities of potential interest that are suiting to your skills.
Referrals increase your chances of interviewing at Miryco Consultants Ltd by 2x.
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Central Employee Compliance - Financial Services Firm employer: Miryco Consultants Ltd
Miryco Consultants offers an exceptional work environment for data-driven analysts in the heart of London, where you can directly influence investment decisions within a leading UK insurance and asset management firm. With a strong focus on employee growth, you will collaborate with seasoned professionals in structured finance and mortgages, gaining invaluable experience while enjoying competitive salaries and excellent benefits. The company fosters a culture of innovation and continuous improvement, making it an ideal place for those looking to advance their careers in a dynamic investment landscape.
