At a Glance
- Tasks: Lead compliance efforts and ensure regulatory adherence in a dynamic banking environment.
- Company: Join Mirabaud, a family-run bank with a global presence and innovative culture.
- Benefits: Enjoy flexible working, family-friendly policies, and a vibrant workplace culture.
- Other info: Experience a supportive atmosphere that values autonomy and personal growth.
- Why this job: Make a direct impact on compliance and contribute to a safer financial environment.
- Qualifications: Extensive knowledge of UK and EU financial regulations, especially AML and CTF.
The predicted salary is between 48000 - 72000 £ per year.
Joining Mirabaud means entering an entrepreneurial and innovative environment. With the 7th generation of the Mirabaud family working within the bank, the culture is that of a family business. With over 750 employees based in 10 countries worldwide, Mirabaud offers opportunities to develop one’s career across an international network of 14 offices.
This role is for a highly experienced, knowledgeable and technically proficient Compliance professional to strengthen the UK Compliance function. The individual will ensure continuity in critical regulatory responsibilities and support all aspects of the compliance and AML function in the UK. They will report into the Head of Compliance and MLRO in the UK while also working in close collaboration with the compliance team in Luxembourg (European Hub).
- Manage compliance issues within the UK Branch of Mirabaud & Co Europe (MCEU), including compliance monitoring, risk to regulated entities, training requirements and monitoring new regulatory developments.
- Ensure timely completion of the UK monitoring plan, including regular assessment and revision of the plan itself.
- Co-ordinate with Luxembourg to eliminate duplication while reviewing MI and overseeing their controls of the UK branch.
- Apply detailed knowledge of the AML regime in both UK and EU to adequately target risk in the account opening process and transaction monitoring.
- Review and manage various compliance responsibilities including designing and implementing internal controls while assessing policies and procedures.
- Act as deputy Money-Laundering Reporting Officer (MLRO) for the UK Branch of the MCEU.
- Work with the MLRO as the focal point for receipt and assessment of internal suspicion reports.
- Work on SARS and regulatory reporting.
- Work with Head of Compliance to develop an internal control system to ensure adherence to legal and prudential standards.
- Ensure the embedding of Consumer duty is monitored and reviewed.
- Be aware of obligations in preventing Mirabaud being used to further financial crime.
- Working closely with the Head of Compliance in the UK to understand the relationship with the UK regulated authorities.
- Design and deliver some regulatory training and assess the SMCR regime and application in the UK Branch.
- Compile reports for the HoC & MLRO to report to the governing bodies of the regulated entities.
- Responsible for monitoring any regulatory changes that may impact the business.
Qualifications:
- Extensive knowledge of both the UK and EU financial services regulatory regimes.
- Understanding of Lux requirements would be beneficial.
- Thorough understanding of AML and CTF regulation and its application across the UK and how it works in the EU.
- Knowledge of regulatory regimes in Switzerland also beneficial.
Additional Information:
- Family-friendly and dynamic environment.
- Direct impact on the business, no matter your position or seniority.
- Work in an environment that encourages autonomy and entrepreneurship.
- Flexible working arrangements to help you achieve a better work-life balance.
- Variety of cultural and sporting activities during your free time.
- Inclusion and equal treatment.
- Various employee benefits & family friendly benefits.
Only candidates selected for an interview will be contacted. Many thanks for your understanding. We will not accept any CVs from agencies.
Senior Compliance Manager & Deputy MLRO employer: Mirabaud
At Mirabaud, we pride ourselves on fostering a family-oriented and entrepreneurial culture that empowers our employees to make a direct impact on the business. With flexible working arrangements and a commitment to employee growth, we offer a dynamic environment where compliance professionals can thrive while enjoying a variety of cultural and sporting activities. Join us in our UK office to be part of an international network that values autonomy, inclusion, and meaningful contributions.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Manager & Deputy MLRO
✨Tip Number 1
Network like a pro! Reach out to current employees at Mirabaud on LinkedIn and ask about their experiences. A friendly chat can give you insider info and might just get your foot in the door.
✨Tip Number 2
Prepare for the interview by brushing up on your knowledge of UK and EU financial regulations. Show us you know your stuff, especially around AML and CTF regulations, and how they apply in practice.
✨Tip Number 3
Don’t just wait for the job to come to you! Apply through our website and make sure to follow up with a quick email expressing your enthusiasm. It shows initiative and keeps you on their radar.
✨Tip Number 4
Be ready to discuss real-life scenarios during your interview. We want to hear how you've tackled compliance challenges before. Bring examples that highlight your problem-solving skills and experience!
We think you need these skills to ace Senior Compliance Manager & Deputy MLRO
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Compliance Manager role. Highlight your experience in compliance and AML, and don’t forget to mention any relevant regulatory knowledge you have. We want to see how your skills align with what we’re looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for Mirabaud. Share specific examples of your past experiences that relate to the job description. We love seeing your personality come through!
Showcase Your Knowledge:In your application, demonstrate your understanding of both UK and EU financial services regulations. Mention any specific experiences where you’ve navigated compliance challenges. This will show us you’re not just familiar with the rules, but you know how to apply them effectively.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands. Plus, it shows us you’re proactive and keen to join our team at Mirabaud!
How to prepare for a job interview at Mirabaud
✨Know Your Regulations Inside Out
Make sure you brush up on both UK and EU financial services regulations, especially around AML and CTF. Being able to discuss specific regulatory frameworks and how they apply to the role will show that you're not just knowledgeable but also genuinely interested in compliance.
✨Showcase Your Experience
Prepare to share concrete examples from your past roles where you've successfully managed compliance issues or implemented internal controls. Use the STAR method (Situation, Task, Action, Result) to structure your responses and highlight your achievements.
✨Understand the Company Culture
Since Mirabaud has a family business culture, be ready to discuss how you can contribute to that environment. Think about how your values align with theirs and be prepared to talk about teamwork and collaboration in your previous roles.
✨Ask Insightful Questions
Prepare thoughtful questions that demonstrate your understanding of the role and the company. Inquire about their approach to compliance training or how they handle regulatory changes. This shows that you're proactive and engaged, which is exactly what they’re looking for.
