At a Glance
- Tasks: Lead compliance efforts and ensure regulatory adherence in a dynamic banking environment.
- Company: Join Mirabaud, a family-run bank with a global presence and innovative culture.
- Benefits: Enjoy flexible working, family-friendly policies, and a vibrant workplace culture.
- Other info: Experience a supportive atmosphere that values autonomy and personal growth.
- Why this job: Make a direct impact on compliance and contribute to a safer financial environment.
- Qualifications: Extensive knowledge of UK and EU financial regulations, especially AML and CTF.
The predicted salary is between 43200 - 72000 £ per year.
Joining Mirabaud means entering an entrepreneurial and innovative environment. With the 7th generation of the Mirabaud family working within the bank, the culture is that of a family business. With over 750 employees based in 10 countries worldwide, Mirabaud offers opportunities to develop one’s career across an international network of 14 offices.
This role is for a highly experienced, knowledgeable and technically proficient Compliance professional to strengthen the UK Compliance function. The individual will ensure continuity in critical regulatory responsibilities and support all aspects of the compliance and AML function in the UK. They will report into the Head of Compliance and MLRO in the UK while also working in close collaboration with the compliance team in Luxembourg (European Hub).
- Manage compliance issues within the UK Branch of Mirabaud & Co Europe (MCEU), including compliance monitoring, risk to regulated entities, training requirements and monitoring new regulatory developments.
- Ensure timely completion of the UK monitoring plan, including regular assessment and revision of the plan itself.
- Co-ordinate with Luxembourg to eliminate duplication while reviewing MI and overseeing their controls of the UK branch.
- Apply detailed knowledge of the AML regime in both UK and EU to adequately target risk in the account opening process and transaction monitoring.
- Review and manage various compliance responsibilities including designing and implementing internal controls while assessing policies and procedures.
- Act as deputy Money-Laundering Reporting Officer (MLRO) for the UK Branch of the MCEU.
- Work with the MLRO as the focal point for receipt and assessment of internal suspicion reports.
- Work on SARS and regulatory reporting.
- Work with Head of Compliance to develop an internal control system to ensure adherence to legal and prudential standards.
- Ensure the embedding of Consumer duty is monitored and reviewed.
- Be aware of obligations in preventing Mirabaud being used to further financial crime.
- Working closely with the Head of Compliance in the UK to understand the relationship with the UK regulated authorities.
- Design and deliver some regulatory training and assess the SMCR regime and application in the UK Branch.
- Compile reports for the HoC & MLRO to report to the governing bodies of the regulated entities.
- Responsible for monitoring any regulatory changes that may impact the business.
Qualifications:
- Extensive knowledge of both the UK and EU financial services regulatory regimes.
- Understanding of Lux requirements would be beneficial.
- Thorough understanding of AML and CTF regulation and its application across the UK and how it works in the EU.
- Knowledge of regulatory regimes in Switzerland also beneficial.
Additional Information:
- Family-friendly and dynamic environment.
- Direct impact on the business, no matter your position or seniority.
- Work in an environment that encourages autonomy and entrepreneurship.
- Flexible working arrangements to help you achieve a better work-life balance.
- Variety of cultural and sporting activities during your free time.
- Inclusion and equal treatment.
- Various employee benefits & family friendly benefits.
Only candidates selected for an interview will be contacted. Many thanks for your understanding. We will not accept any CVs from agencies.
Senior Compliance Manager & Deputy MLRO in London employer: Mirabaud
At Mirabaud, we pride ourselves on fostering a family-oriented and entrepreneurial culture that empowers our employees to make a direct impact on the business. With flexible working arrangements and a commitment to employee growth, we offer a dynamic environment where you can thrive both professionally and personally. Join us in our UK office to be part of an international network that values innovation and collaboration, while enjoying a variety of cultural and sporting activities.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Manager & Deputy MLRO in London
✨Tip Number 1
Network like a pro! Reach out to current employees at Mirabaud on LinkedIn. A friendly chat can give us insider info about the company culture and maybe even a referral!
✨Tip Number 2
Prepare for the interview by brushing up on your knowledge of UK and EU compliance regulations. We want to show that we’re not just familiar with the basics, but that we can handle the nitty-gritty details too!
✨Tip Number 3
Practice common interview questions related to compliance and AML. We can role-play with a friend or use online resources to get comfortable with our answers and make a great impression!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure our application gets seen by the right people. Plus, it shows we’re genuinely interested in joining the Mirabaud family!
We think you need these skills to ace Senior Compliance Manager & Deputy MLRO in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Compliance Manager role. Highlight your experience in compliance and AML, and don’t forget to mention any relevant regulatory knowledge you have. We want to see how your skills align with what we’re looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for our team at Mirabaud. Share specific examples of your past experiences that relate to the job description, and show us your passion for compliance.
Showcase Your Knowledge:We’re looking for someone with extensive knowledge of UK and EU financial services regulations. In your application, make sure to showcase your understanding of AML and CTF regulations, and how they apply in both regions. This will help us see your expertise right away!
Apply Through Our Website:Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re serious about joining our family at Mirabaud!
How to prepare for a job interview at Mirabaud
✨Know Your Regulations Inside Out
Make sure you brush up on both UK and EU financial services regulations, especially around AML and CTF. Being able to discuss specific regulatory frameworks and how they apply to the role will show that you're not just knowledgeable but also genuinely interested in compliance.
✨Showcase Your Experience
Prepare to share concrete examples from your past roles where you've successfully managed compliance issues or implemented internal controls. Use the STAR method (Situation, Task, Action, Result) to structure your responses and highlight your achievements.
✨Understand the Company Culture
Since Mirabaud has a family business culture, be ready to discuss how you can contribute to that environment. Think about how your values align with theirs and be prepared to talk about your approach to teamwork and collaboration.
✨Ask Insightful Questions
Prepare thoughtful questions that demonstrate your understanding of the role and the company. Inquire about their current compliance challenges or how they foresee regulatory changes impacting their operations. This shows that you're proactive and engaged.
