At a Glance
- Tasks: Support compliance for external managers and ensure regulatory alignment.
- Company: Global alternative investment firm focused on innovation and collaboration.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Other info: Collaborative culture with opportunities for growth and learning.
- Why this job: Join a dynamic team and make a real impact in compliance and governance.
- Qualifications: 7+ years of compliance experience and strong regulatory knowledge.
The predicted salary is between 49500 - 60500 £ per year.
About Millennium
Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors. Our people are empowered with both independence and support: the autonomy to pursue ideas with conviction and the backing of a global network committed to collaboration, disciplined risk management and continuous learning. With opportunities to deepen expertise and accelerate development, talent at Millennium is equipped to adapt, evolve and build lasting impact over time.
Meet the Team
The Compliance Department at Millennium is responsible for adopting, implementing and enforcing a compliance program designed to help prevent and detect violations of applicable laws, rules, regulatory requirements and firm policies. Within that broader framework, the Externals Advisory team in EMEA supports the governance and oversight of external manager relationships, partnering closely with colleagues across Compliance, Legal, Risk and Operations in a highly collaborative, globally connected environment.
What You'll Do
- Provide primary Compliance advisory coverage to the Externals Advisory team across EMEA, supporting due diligence, onboarding and ongoing oversight of external managers.
- Review due diligence frameworks, questionnaires, oversight controls and monitoring reports to help ensure alignment with regulatory requirements and internal policy standards.
- Monitor and interpret relevant regulatory developments, including SEC, CFTC, NFA, FCA and other applicable global requirements, and assess their impact on Externals Advisory activities, policies and procedures.
- Serve as a trusted, hands-on advisor on day-to-day regulatory and control matters affecting the Externals Advisory platform.
- Draft, maintain and help implement Compliance policies, procedures and guidance specific to Externals Advisory activities.
- Partner closely with global Compliance colleagues, Legal, Risk, Operations and senior business stakeholders to support effective issue resolution and consistent governance.
What You Bring
- 7+ years of Compliance experience.
- Strong regulatory knowledge across global markets.
- Demonstrated experience advising senior business stakeholders and managing complex matters independently with sound judgment.
- Comprehensive understanding of relevant rules, regulations, compliance processes and control frameworks.
Work Management Compliance Coordinator in London employer: Millennium Management
As a KDB Developer - Equities, you will join a dynamic front office team that thrives on innovation and collaboration, working in a fast-paced environment that values your contributions. Our company offers a supportive work culture with ample opportunities for professional growth, mentorship from experienced developers, and the chance to work on cutting-edge technology platforms that are pivotal to our trading operations. Located in a vibrant financial hub, we provide a unique opportunity to engage directly with investment professionals while enjoying a competitive benefits package and a commitment to work-life balance.
