At a Glance
- Tasks: Lead compliance initiatives and manage financial crime risk assessments in a dynamic banking environment.
- Company: Renowned overseas bank in the heart of London, known for exceptional customer service.
- Benefits: Competitive salary, career growth opportunities, and a collaborative work culture.
- Other info: Join a supportive team and thrive in a fast-paced, rewarding environment.
- Why this job: Make a real impact in international banking while developing your compliance expertise.
- Qualifications: 8+ years in financial crime compliance with strong risk management skills required.
Our client is a leading overseas bank based in the City of London, with primary business lines including Corporate Banking, Treasury and Private Banking. The Bank is renowned worldwide for the quality of its customer services and has operated in the UK as a Branch for over 10 years. The compliance team covers a broad range of duties, and the bank is seeking a highly driven, career minded individual with a desire to employ a thorough knowledge of compliance within international banking, especially a strong background in risk assessments (particularly financial crime).
You will add balance and support for both the Head of Compliance/MLRO and the team as a Senior Compliance Manager. This role would particularly suit someone with a 1LOD background, but with experience of managing the RCSA process.
Main Responsibilities and Accountabilities:- The design and implementation of the policies and procedures, systems and controls that constitute the compliance and prevention of financial crime programmes and their related activities designed to prevent unethical or improper conduct.
- Responsibility for the management of the Financial Crime Business Wide Risk Assessment and Regulation Compliance Risk Assessment.
- Working with the Head of Compliance to oversee execution of the Compliance Programme: Risk identification, Risk assessment, Policy, Training, Monitoring.
- Where required, providing regulatory advice to all lines of business on their financial crime risks, with an understanding of the risks faced by jurisdiction, customer, product and service offering.
- Providing analysis of legal, regulatory and other developments relating to financial crime as they impact the Bank.
- Monitoring the effectiveness of those systems and controls.
- Providing accurate, timely and clear reporting of financial crime risk faced by the Bank.
- The provision of training and guidance to management and employees.
- Other duties as assigned by the Head of Compliance/MLRO including support for Regulatory Compliance matters as they may arise.
- A Bachelor degree or above, ideally of a legal or business related educational background.
- Proven Financial Crime experience across the disciplines of Anti-money laundering, Sanctions, Fraud, Tax evasion, Anti-Bribery & Corruption.
- Experienced risk management skills including the use of escalation and consultation to manage risk effectively and strong issue management.
- 8+ years’ experience in a financial crime role within a Compliance function for a Corporate & Investment Bank or equivalent.
- Ability to be persuasive and work with multiple stakeholders in a collaborative and collegiate manner.
- Excellent report writing skills and ability to consolidate and interpret multiple data sets.
- Demonstrable ability to develop a data led driven Compliance programme.
- Deadline driven, and ability to work under pressure.
- Excellent communication and inter-cultural skills.
Senior Compliance Manager (Corporate Banking) employer: Middlesex Partnership
As a leading overseas bank located in the vibrant City of London, we pride ourselves on our commitment to excellence and integrity in corporate banking. Our dynamic work culture fosters collaboration and innovation, providing employees with ample opportunities for professional growth and development within the compliance sector. Join us to be part of a team that values your expertise and offers a supportive environment where you can make a meaningful impact in the fight against financial crime.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Manager (Corporate Banking)
✨Tip Number 1
Network like a pro! Reach out to your connections in the banking and compliance sectors. Attend industry events or webinars, and don’t be shy about introducing yourself. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of financial crime regulations and compliance practices. Be ready to discuss your experience with risk assessments and how you've tackled challenges in previous roles. Show them you’re the expert they need!
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Use our website to find roles that excite you, and tailor your approach to each one. Quality over quantity is key!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Mention something specific from your conversation to show you were engaged and are genuinely interested in the role.
We think you need these skills to ace Senior Compliance Manager (Corporate Banking)
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Compliance Manager role. Highlight your experience in financial crime and risk assessments, as well as any relevant qualifications. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance in international banking and how your skills can benefit our team. Keep it concise but impactful – we love a good story!
Showcase Your Achievements:When detailing your experience, focus on specific achievements that demonstrate your expertise in compliance and risk management. Numbers and results speak volumes, so don’t shy away from showcasing your successes!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at Middlesex Partnership
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of compliance within international banking, especially around financial crime. Be ready to discuss specific regulations and how they apply to the bank's operations. This shows you're not just familiar with the theory but can also apply it practically.
✨Showcase Your Risk Management Skills
Prepare examples from your past experience where you've successfully managed risk assessments or implemented compliance programmes. Highlight your understanding of the RCSA process and how you've used it to mitigate risks in previous roles.
✨Be a Team Player
This role requires collaboration with various stakeholders. Think of instances where you've worked effectively in a team, particularly in a compliance context. Emphasise your ability to communicate clearly and persuasively, as this will be key in your interactions.
✨Prepare for Scenario Questions
Expect to face scenario-based questions that test your problem-solving skills in real-world compliance situations. Practice articulating your thought process and decision-making steps, especially regarding financial crime risks and regulatory compliance.
