At a Glance
- Tasks: Lead compliance initiatives and manage financial crime risk assessments in a dynamic banking environment.
- Company: A prestigious overseas bank in the heart of London, known for exceptional customer service.
- Benefits: Competitive salary, career growth opportunities, and a collaborative work culture.
- Other info: Join a supportive team and thrive in a fast-paced, rewarding environment.
- Why this job: Make a real impact in international banking while developing your compliance expertise.
- Qualifications: 8+ years in financial crime compliance with strong risk management skills required.
The predicted salary is between 80000 - 100000 £ per year.
Our client is a leading overseas bank based in the City of London, with primary business lines including Corporate Banking, Treasury and Private Banking. The Bank is renowned worldwide for the quality of its customer services and has operated in the UK as a Branch for over 10 years.
The compliance team covers a broad range of duties, and the bank is seeking a highly driven, career minded individual with a desire to employ a thorough knowledge of compliance within international banking, especially a strong background in risk assessments (particularly financial crime).
You will add balance and support for both the Head of Compliance/MLRO and the team as a Senior Compliance Manager. This role would particularly suit someone with a 1LOD background, but with experience of managing the RCSA process.
Main Responsibilities and Accountabilities:- The design and implementation of the policies and procedures, systems and controls that constitute the compliance and prevention of financial crime programmes and their related activities designed to prevent unethical or improper conduct.
- Responsibility for the management of the Financial Crime Business Wide Risk Assessment and Regulation Compliance Risk Assessment.
- Working with the Head of Compliance to oversee execution of the Compliance Programme: Risk identification, Risk assessment, Policy, Training, Monitoring.
- Providing regulatory advice to all lines of business on their financial crime risks, with an understanding of the risks faced by jurisdiction, customer, product and service offering.
- Providing analysis of legal, regulatory and other developments relating to financial crime as they impact the Bank.
- Monitoring the effectiveness of those systems and controls.
- Providing accurate, timely and clear reporting of financial crime risk faced by the Bank.
- The provision of training and guidance to management and employees.
- Other duties as assigned by the Head of Compliance/MLRO including support for Regulatory Compliance matters as they may arise.
- A Bachelor degree or above, ideally of a legal or business related educational background.
- Proven Financial Crime experience across the disciplines of Anti-money laundering, Sanctions, Fraud, Tax evasion, Anti-Bribery & Corruption.
- Experienced risk management skills including the use of escalation and consultation to manage risk effectively and strong issue management.
- 8+ years experience in a financial crime role within a Compliance function for a Corporate & Investment Bank or equivalent.
- Ability to be persuasive and work with multiple stakeholders in a collaborative and collegiate manner.
- Excellent report writing skills and ability to consolidate and interpret multiple data sets.
- Demonstrable ability to develop a data led driven Compliance programme.
- Deadline driven, and ability to work under pressure.
- Excellent communication and inter-cultural skills.
Senior Compliance Manager (Corporate Banking) in London employer: Middlesex Partnership
As a leading overseas bank located in the heart of the City of London, we pride ourselves on our commitment to excellence and integrity in corporate banking. Our dynamic work culture fosters collaboration and innovation, providing employees with ample opportunities for professional growth and development within the compliance sector. With a strong focus on employee well-being and a supportive environment, we offer a rewarding career path for those passionate about making a meaningful impact in the financial services industry.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Manager (Corporate Banking) in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the banking and compliance sectors. Attend industry events or webinars, and don’t be shy about introducing yourself. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for interviews by researching the bank's compliance policies and recent regulatory changes. Show them you’re not just another candidate; demonstrate your passion for financial crime prevention and how your experience aligns with their needs.
✨Tip Number 3
Practice your pitch! Be ready to explain your background in risk assessments and how you've tackled financial crime issues in the past. Keep it concise but impactful – you want to leave a lasting impression.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of resources to help you ace your application and connect with potential employers. Plus, it’s a great way to stay updated on new opportunities tailored to your skills.
We think you need these skills to ace Senior Compliance Manager (Corporate Banking) in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Compliance Manager role. Highlight your experience in financial crime and risk assessments, as these are key for us. Use specific examples that showcase your skills and achievements in compliance.
Craft a Compelling Cover Letter:Your cover letter should tell us why you're the perfect fit for this role. Share your passion for compliance in international banking and how your background aligns with our needs. Keep it concise but impactful!
Showcase Your Skills:Don’t forget to highlight your report writing skills and ability to manage multiple stakeholders. We want to see how you can bring your expertise in financial crime prevention to our team, so be specific about your past experiences.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re keen on joining our team!
How to prepare for a job interview at Middlesex Partnership
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of compliance, especially in the context of financial crime. Be ready to discuss specific regulations and how they apply to corporate banking. This shows that you're not just familiar with the theory but can also apply it practically.
✨Showcase Your Risk Management Skills
Prepare examples from your past experience where you've successfully managed risk assessments or implemented compliance programmes. Highlight your understanding of the RCSA process and how you've contributed to it in previous roles. This will demonstrate your hands-on experience and strategic thinking.
✨Communicate Clearly and Confidently
Since this role involves working with multiple stakeholders, practice articulating your thoughts clearly. Use concise language when discussing complex topics like financial crime risks. Good communication skills are essential, so don’t shy away from showcasing your ability to convey information effectively.
✨Be Ready for Scenario Questions
Expect to face scenario-based questions that test your problem-solving abilities in real-world situations. Think about potential challenges in compliance and how you would address them. This will help you demonstrate your critical thinking and decision-making skills, which are crucial for a Senior Compliance Manager.
