At a Glance
- Tasks: Design and implement compliance policies to prevent financial crime in banking.
- Company: Leading overseas bank in the heart of London with a stellar reputation.
- Benefits: Competitive salary, career growth, and a dynamic work environment.
- Other info: Opportunity to work closely with senior management and influence key compliance strategies.
- Why this job: Join a top-tier team and make a real difference in international banking compliance.
- Qualifications: Strong background in compliance, risk assessments, and financial crime prevention.
The predicted salary is between 63000 - 77000 £ per year.
Our client is a leading overseas bank based in the City of London, with primary business lines including Corporate Banking, Treasury and Private Banking. The Bank is renowned worldwide for the quality of its customer services and has operated in the UK as a Branch for over 10 years.
The compliance team covers a broad range of duties, and the bank is seeking a highly driven, career-minded individual with a desire to employ a thorough knowledge of compliance within international banking, especially a strong background in risk assessments (particularly financial crime).
You will add balance and support for both the Head of Compliance/MLRO and the team as a Senior Compliance Manager. This role would particularly suit someone with a 1LOD background, but with experience of managing the RCSA process, as well as a strong corporate/investment banking general compliance career.
Main Responsibilities and Accountabilities:
- The design and implementation of the policies and procedures, systems and controls that constitute the compliance and prevention of financial crime programmes and their related activities designed to prevent unethical or improper conduct.
- Responsibility for the management of the Financial Crime Business Wide Risk Assessment and Regulation Compliance Risk Assessment.
- Working with the Head of Compliance to oversee execution of the Compliance Programme: Risk identification, Risk assessment, Policy, Training, Monitoring.
- Where required, providing regulatory advice to all lines of business on their financial crime risks, with an understanding of the risks faced by jurisdiction, customer, product and service offering.
- Providing analysis of legal, regulatory and other developments relating to financial crime as they impact the Bank.
- Monitoring the effectiveness of those systems and controls.
Senior Compliance Manager in London employer: Middlesex Partnership
As a leading overseas bank located in the vibrant City of London, we pride ourselves on our commitment to excellence and integrity in customer service. Our dynamic work culture fosters professional growth and collaboration, offering employees the opportunity to develop their skills in a supportive environment while tackling complex compliance challenges in international banking. Join us to be part of a team that values innovation and ethical practices, ensuring a rewarding career path in the financial sector.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Manager in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Middlesex Partnership looking for candidates who are engaged and informed.
We think you need these skills to ace Senior Compliance Manager in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Middlesex Partnership. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Middlesex Partnership
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Middlesex Partnership’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
