At a Glance
- Tasks: Provide FCA compliance support and navigate regulatory requirements confidently.
- Company: Boutique financial services firm in the heart of London.
- Benefits: Competitive salary, bonus, PMI, share scheme, and excellent benefits.
- Other info: Dynamic environment with variety and intellectual stretch.
- Why this job: Make a real impact in a valued compliance role with growth opportunities.
- Qualifications: Strong FCA knowledge and collaborative mindset required.
The predicted salary is between 75000 - 85000 £ per year.
Middlemore are working on a retained basis with a boutique financial services firm in the heart of London. They are seeking a Senior Compliance Officer to join its growing Compliance function. This is a standout opportunity for someone who wants breadth, visibility, and the chance to make a real impact in a business where compliance is genuinely valued.
You’ll be joining a close-knit, high-calibre team at an exciting point of transformation. As the function continues to broaden and integrate, this role offers real scope to shape how compliance operates across the business, while being trusted with meaningful responsibility from day one.
This is an excellent move for someone who wants more than a steady BAU role. You’ll be working across the full compliance cycle, with exposure to advisory work, monitoring, testing, regulatory reporting, risk assessment, and training - so there is plenty of variety, pace, and intellectual stretch.
The role involves providing practical FCA compliance support across the business, helping the firm navigate regulatory requirements confidently and commercially. The role will suit someone who enjoys switching between advisory work and hands-on execution, and who is comfortable working at pace in a business where priorities can change quickly.
You will also:
- Monitor and interpret FCA developments and assess business impact.
- Support ongoing monitoring, testing, and compliance assurance activity.
- Contribute to regulatory reporting and horizon scanning.
- Help maintain and improve compliance policies and procedures.
- Work closely with colleagues across the firm to provide practical guidance and support.
About you:
We’re looking for someone with strong FCA knowledge, a collaborative mindset, and the confidence to work independently while still being a true team player. Personality, judgement, and approach will matter just as much as technical knowledge.
You will ideally bring:
- FCA compliance experience within financial services.
- Confidence working with FCA rules, handbook materials, and guidance.
- Strong communication and stakeholder management skills.
- A proactive, solutions-focused mindset.
- The ability to balance urgency with sound judgement.
- A genuine interest in learning, growing, and progressing your career.
- International regulatory exposure, such as NFA or CFTC, would be a bonus, and commodities knowledge would also be useful, but neither is essential as this can be taught.
Package: A competitive package is available, with a target range around £75,000 to £85,000+ depending on experience and overall fit. Excellent benefits package including PMI, bonus, share scheme etc.
For more information please apply with an up to date CV, or email.
Senior Compliance Officer in London employer: Middlemore
Middlemore is an exceptional employer that fosters a collaborative and innovative work culture, making it an ideal place for a Senior Claims Manager to thrive. With a strong emphasis on employee development, you will have ample opportunities for growth and mentorship while working alongside industry experts in a dynamic environment. Located in a vibrant area, the company also offers competitive benefits and a commitment to excellence in the (re)insurance sector.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Officer in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for a Senior Compliance Officer role. You never know who might have the inside scoop on opportunities that aren't advertised.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and recent developments. Show that you’re not just knowledgeable but also passionate about compliance. We want to see you shine and demonstrate how you can make a real impact in the role!
✨Tip Number 3
Don’t underestimate the power of a strong online presence. Update your LinkedIn profile to reflect your skills and experiences relevant to compliance. Engage with industry content to showcase your expertise and attract potential employers.
✨Tip Number 4
Apply through our website for the best chance at landing that dream job! We value direct applications and it gives us a clearer picture of your interest and fit for the role. Plus, it’s super easy to do!
We think you need these skills to ace Senior Compliance Officer in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that align with the Senior Compliance Officer role. Highlight your FCA compliance experience and any relevant achievements to show us why you're the perfect fit!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to tell us about your passion for compliance and how you can contribute to our team. Be genuine and let your personality come through – we want to get to know you!
Showcase Your Communication Skills:As a Senior Compliance Officer, strong communication is key. In your application, demonstrate your ability to convey complex information clearly and effectively. This will help us see how you can support our team and stakeholders.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. Don’t miss out on the chance to join our dynamic team!
How to prepare for a job interview at Middlemore
✨Know Your FCA Stuff
Make sure you brush up on your FCA knowledge before the interview. Understand the latest regulations and how they impact the business. Being able to discuss recent FCA developments will show that you're proactive and engaged with the industry.
✨Showcase Your Collaborative Spirit
This role is all about teamwork, so be ready to share examples of how you've worked effectively with others in the past. Highlight your ability to provide practical guidance and support to colleagues, as well as your experience in a close-knit team environment.
✨Demonstrate Your Problem-Solving Skills
Prepare to discuss specific challenges you've faced in compliance and how you tackled them. This will showcase your proactive, solutions-focused mindset, which is crucial for navigating the fast-paced changes in the business.
✨Ask Insightful Questions
At the end of the interview, don’t shy away from asking questions. Inquire about the company's approach to compliance and how they envision the role evolving. This shows your genuine interest in the position and helps you assess if it's the right fit for you.
