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- Tasks: Provide compliance support and advisory on regulatory matters in a fast-paced environment.
- Company: Leading international financial services firm with a focus on growth and development.
- Benefits: Competitive salary, discretionary bonus, and comprehensive benefits package.
- Why this job: Kickstart your career in compliance with real impact and progression opportunities.
- Qualifications: Strong regulatory knowledge and experience in a high-pressure environment.
- Other info: Dynamic role with a clear path for career advancement.
The predicted salary is between 45000 - 75000 ÂŁ per year.
A leading international financial services firm is seeking a Compliance Associate to join its central Risk & Compliance function. This newly created position is designed as a junior advisory role, providing hands‑on regulatory support to a busy, transaction‑driven business, with a particular focus on securitisations, MIFID and FCA‑related activity. The role is London‑based, serving the wider group and supporting regulatory approvals, permissions and cross‑border arrangements.
You will operate as a trusted compliance adviser to the business, bringing strong technical knowledge and practical regulatory experience, and you will be comfortable working at pace in a high‑pressure, deal‑driven environment. This is a career‑building move for someone stepping out of Big Four or similar advisory firms into industry, offering genuine progression in an “up or out” culture rather than a flat, administrative compliance role.
Key responsibilities:- Provide day‑to‑day compliance advisory support to the business, particularly around securitisation products and related regulatory implications.
- Support regulatory approvals and permissions across UK and European jurisdictions (e.g. FCA, Central).
Risk & Compliance Associate in London employer: Middlemore
Contact Detail:
Middlemore Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk & Compliance Associate in London
✨Tip Number 1
Network like a pro! Reach out to professionals in the Risk & Compliance field on LinkedIn or at industry events. We all know that sometimes it’s not just what you know, but who you know that can help you land that dream job.
✨Tip Number 2
Prepare for those interviews by brushing up on your technical knowledge and regulatory frameworks. We recommend doing mock interviews with friends or using online resources to get comfortable discussing your experience and how it relates to the role.
✨Tip Number 3
Showcase your adaptability! In a fast-paced environment like this, being able to demonstrate how you've thrived under pressure will set you apart. Think of examples from your past roles where you’ve successfully navigated challenges.
✨Tip Number 4
Don’t forget to apply through our website! We’re always looking for passionate individuals who want to make a difference in the compliance space. Plus, it’s a great way to ensure your application gets the attention it deserves.
We think you need these skills to ace Risk & Compliance Associate in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Risk & Compliance Associate role. Highlight relevant experience, especially in compliance and regulatory matters, and don’t forget to showcase any hands-on experience with securitisations or MIFID.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention your technical knowledge and how you can bring value to the team, especially in a fast-paced environment.
Showcase Your Regulatory Knowledge: In your application, demonstrate your understanding of the regulatory landscape, particularly around FCA-related activities. We want to see that you’re not just familiar with the rules but can apply them practically in a business context.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team!
How to prepare for a job interview at Middlemore
✨Know Your Regulations
Make sure you brush up on the key regulations related to securitisations, MIFID, and FCA activities. Being able to discuss these topics confidently will show that you're not just familiar with the theory but can apply it practically in a fast-paced environment.
✨Showcase Your Advisory Skills
Prepare examples from your past experiences where you've acted as a compliance adviser. Highlight how you provided regulatory support and navigated complex situations. This will demonstrate your ability to be a trusted adviser in a busy, transaction-driven business.
✨Understand the Business Context
Research the firm’s recent transactions and understand their business model. This knowledge will help you tailor your responses and show that you’re genuinely interested in how compliance fits into their operations.
✨Prepare for High-Pressure Scenarios
Since the role involves working in a high-pressure environment, think of scenarios where you successfully managed stress or tight deadlines. Be ready to discuss how you maintain quality and compliance under pressure, which is crucial for this position.