At a Glance
- Tasks: Lead risk and compliance initiatives, ensuring regulatory standards are met and risks are managed.
- Company: A leading tech provider transforming the financial services industry.
- Benefits: Competitive salary, bonus, hybrid work culture, and growth opportunities.
- Why this job: Shape the future of compliance and risk management in a dynamic environment.
- Qualifications: Experience in operational risk and compliance, with strong analytical and communication skills.
- Other info: Join a positive, inclusive team where your contributions are valued.
The predicted salary is between 46500 - 65000 ÂŁ per year.
We are seeking a highly skilled Risk & Compliance Lead to develop and lead on our clients' regulatory, security, and risk‑management frameworks. This role is critical in safeguarding the business by mitigating possible risk, driving compliance excellence, and supporting strategic decision‑making at senior levels.
Our client is a leading technology provider, committed to connecting and empowering the financial services industry. The business is going through a large internal transformation, changing the direction they approach the market and the offering they are providing their customers - opening up lots of opportunity for the future.
The Risk & Compliance Lead will:
- Design, maintain, and continuously enhance compliance programmes aligned with FCA, PRA, and wider regulatory expectations.
- Drive organisation‑wide risk management activities, identifying and addressing legal, operational, and cybersecurity risks.
- Lead third‑party and supplier risk assessments to ensure all external partners meet required security and compliance standards.
- Oversee regulatory reporting obligations for the group's FCA‑regulated entity.
- Embed compliance and regulatory considerations into product development, working closely with cross‑functional teams to ensure requirements are integrated from concept to delivery.
- Establish and implement a robust Risk Management Framework, providing regular, insightful reporting to executive leadership and board committees.
- Stay ahead of regulatory developments, carry out internal audits and compliance reviews, and champion continuous improvement initiatives.
- Deliver training and promote a strong culture of compliance, risk awareness, and accountability across the business.
The ideal candidate will bring:
- Desirably holds a qualification within a relevant field (CIA, ACA, ACCA, IRM etc).
- Extensive experience in operational risk and compliance within a regulated environment, preferably within an FCA‑regulated organisation.
- Deep knowledge of FCA/PRA risk frameworks, supplier risk management, and internal audit practices.
- Experience working with external stakeholders, ideally in a client-facing capacity.
- Strong influencing skills with the ability to engage senior stakeholders and clearly translate complex regulatory requirements into practical business guidance.
- Exceptional analytical, communication, and problem‑solving abilities, with meticulous attention to detail.
- The agility to work effectively amid evolving regulations, market changes, and new technologies.
Salary of ÂŁ77,500 per annum, plus 10% bonus and benefits. Hybrid travel culture - 2 days onsite per week at the Worcestershire based office. The opportunity to own the organisation's compliance and risk culture, developing pathways and frameworks from the ground up. The chance to influence senior leadership, contribute to strategic decisions, and help drive the future direction of the company. A positive, inclusive environment where people feel empowered, valued, and encouraged to grow.
Risk and Compliance Lead employer: Michael Page
Contact Detail:
Michael Page Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk and Compliance Lead
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their compliance frameworks and be ready to discuss how your experience aligns with their needs. Show them you’re not just another candidate!
✨Tip Number 3
Practice your pitch! Be clear about your skills and how they relate to risk management and compliance. Tailor your message to highlight your experience with FCA/PRA regulations and your ability to influence senior stakeholders.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive and engaged with our brand.
We think you need these skills to ace Risk and Compliance Lead
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Risk and Compliance Lead role. Highlight your experience with FCA/PRA frameworks and any relevant qualifications. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about risk management and compliance. Share specific examples of how you've driven compliance excellence in previous roles, and let us know why you want to join our team.
Showcase Your Analytical Skills: In this role, analytical skills are key. When writing your application, include examples of how you've tackled complex regulatory requirements or improved compliance processes. We love seeing problem-solving in action!
Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our awesome team at StudySmarter!
How to prepare for a job interview at Michael Page
✨Know Your Regulations
Make sure you brush up on the FCA and PRA regulations before your interview. Understanding these frameworks will not only show your expertise but also demonstrate your commitment to compliance excellence, which is crucial for the Risk & Compliance Lead role.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully managed risk or compliance issues. Highlight your experience with third-party assessments and how you've influenced senior stakeholders, as this will resonate well with the interviewers.
✨Demonstrate Analytical Skills
Be ready to discuss how you approach problem-solving and analysis in a regulatory context. You might be asked to tackle hypothetical scenarios, so practice articulating your thought process clearly and logically.
✨Emphasise Continuous Improvement
Talk about your passion for continuous improvement in compliance and risk management. Share any initiatives you've led that enhanced compliance culture or operational efficiency, as this aligns perfectly with the company's focus on evolving their risk frameworks.