At a Glance
- Tasks: Advise on compliance matters and monitor investment management activities.
- Company: Respected specialist Asset Management firm with a dynamic compliance team.
- Benefits: Competitive salary, professional growth, and exposure to diverse compliance tasks.
- Other info: Great opportunity for career advancement in a fast-paced environment.
- Why this job: Join a small team and make a real impact in the investment management sector.
- Qualifications: Experience in compliance within investment management and knowledge of relevant regulations.
Generalist investment management advisory and monitoring role. Working across a variety of areas within a small and busy compliance team.
Client Details: Equities specialist Asset Manager.
Description:
- Advising the business on compliance matters
- Carry out compliance monitoring
- Carry out regular and ad-hoc BAU compliance tasks as per allocation, including but not limited to:
- Financial promotions review
- AML
- RFP and DDQ review
- Staff conflicts management
- FCA returns
- SMCR related tasks
- Restricted list maintenance
- Investment related Bloomberg AIM tasks
- Assist with Compliance projects as required
Profile:
- Generalist Compliance skillset within previous experience of working within an Investment Management environment
- Good working knowledge of MiFID II topics, COLL, CASS, AML, SMCR, MAR
- Good knowledge of UCITS funds
- Experience of using Bloomberg AIM and StarCompliance desirable
Job Offer: Competitive salary of £70,000 to £90,000 per annum, based on experience. Opportunities to work within a respected specialist Asset Management firm.
Compliance Manager - Advisory & Monitoring - Asset Management in London employer: Michael Page
As a Compliance Manager at our esteemed asset management firm, you will thrive in a dynamic and supportive environment that values compliance excellence and professional growth. Our small yet dedicated compliance team fosters a collaborative culture, offering you the chance to engage in diverse compliance projects while benefiting from competitive remuneration and opportunities for career advancement within a respected industry leader.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager - Advisory & Monitoring - Asset Management in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Michael Page looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Manager - Advisory & Monitoring - Asset Management in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Michael Page. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Michael Page
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Michael Page’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
