At a Glance
- Tasks: Support compliance monitoring and ensure adherence to regulatory requirements in a dynamic environment.
- Company: A leading London-based private equity firm focused on mid-market investments.
- Benefits: Competitive salary, performance bonuses, pension scheme, private healthcare, and hybrid working.
- Other info: Opportunity for career growth in a fast-paced, collaborative team.
- Why this job: Gain hands-on experience in compliance while making a real impact in the finance sector.
- Qualifications: 1-4 years in capital markets, strong communication skills, and proactive attitude.
The predicted salary is between 40000 - 60000 £ per year.
The Compliance Analyst will support the Senior Compliance Manager and CCO in ensuring the firm adheres to all relevant regulatory requirements, including FCA rules and broader UK/EU financial regulations.
This is a hands-on role suited to a proactive individual looking to deepen their experience in a dynamic and fast-paced environment.
Client Details
Our client is a London-headquartered private equity firm specialising in mid-market investments, managing significant capital on behalf of institutional investors and focusing on strategic investments across Europe.
- Description
- Conduct compliance monitoring and testing in line with the Compliance Monitoring Programme, ensuring issues are reported and remediated, and the programme is regularly reviewed for regulatory coverage.
- Review and approval of financial promotions and other external-facing communications across the wider business.
- Manage conflicts of interest by reviewing, escalating, and recording them in accordance with internal policies and procedures.
- Support policy and procedure development, including drafting and reviewing documentation to ensure regulatory alignment.
- Oversee day-to-day compliance approvals, including personal account dealing, gifts and benefits, and outside business interests.
- Daily monitoring of trades and market disclosure obligations, and maintenance of restricted securities lists.
- Profile
The successful candidate will have
- 1-4 years experience within a capital markets environment, ideally within a compliance generalist role.
- Working understanding of key regulatory frameworks, including Mi FID II, UCITS, SMCR, and ideally private equity.
- Strong communication skills, both written and verbal, with the ability to manage expectations and engage effectively across teams.
- Proactive and organised, demonstrating initiative and ownership in administrative and compliance tasks.
- Analytical mindset with sound research skills, and a high-level understanding of risk in the asset management context.
- Job Offer
- A competitive salary ranging from £40,000 - £60,000, pending experience.
- Discretionary performance-based bonus up to 30% of base salary.
- Attractive pension scheme and private healthcare.
- Hybrid working arrangements.
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Compliance Analyst - Private Equity in London employer: Michael Page
At Michael Page, we pride ourselves on being an excellent employer that champions community impact through our Social Value Lead role. Our supportive work culture fosters collaboration and innovation, providing employees with ample opportunities for professional growth while making a meaningful difference in the property industry. Located in a vibrant area, we offer competitive salaries and a commitment to employee well-being, ensuring that you thrive both personally and professionally.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Analyst - Private Equity in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Michael Page looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Analyst - Private Equity in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Michael Page. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Michael Page
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Michael Page’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
