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- Tasks: Support compliance monitoring and ensure regulatory adherence in a dynamic financial environment.
- Company: Leading organisation in the financial services industry based in London.
- Benefits: Competitive salary, potential for future opportunities, and experience in a prestigious sector.
- Other info: Exciting opportunity with a chance to grow your career in finance.
- Why this job: Join a vital role in compliance and make a difference in the financial services landscape.
- Qualifications: 2-5 years' experience in compliance within an FCA-regulated firm.
The predicted salary is between 50000 - 50000 £ per year.
This is an exciting opportunity for a Compliance Analyst to join a leading organisation in the financial services industry on a 12-month fixed-term contract. The role is based in London and involves supporting the Risk & Compliance department in ensuring regulatory adherence and mitigating compliance risks.
Client Details: Broker / Dealer - International Capital Markets
Description:
- Supporting the Compliance Monitoring Programme (CMP), including thematic reviews and control testing
- Providing advisory support to the business on FCA rules and internal policies
- Assisting with financial crime matters, including AML / KYC queries and escalations
- Monitoring employee conduct controls (e.g. PA dealing, conflicts of interest, gifts & hospitality)
- Maintaining compliance logs, registers, and records
- Supporting regulatory reporting and filings
- Assisting with policy and procedure updates in line with regulatory developments
Profile:
- 2-5 years' experience in a Compliance role within an FCA-regulated firm
- Experience in a Broker/Dealer, investment firm, or trading environment preferred
- Strong understanding of FCA regulations (e.g. SYSC, COBS)
- General compliance frameworks and controls
Job Offer:
- Competitive salary of £50,000 per annum.
- 12-month fixed-term contract with potential for future opportunities.
- Opportunity to work in the financial services industry in London.
Compliance Analyst - 12 month FTC - Brokerage in London employer: Michael Page
Contact Detail:
Michael Page Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst - 12 month FTC - Brokerage in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services industry, especially those who work in compliance. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and compliance frameworks. We recommend creating a cheat sheet of key points to discuss, so you can impress the hiring managers with your knowledge.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Use our website to find roles that excite you and match your skills, making your application stand out.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind for the hiring team. It shows your enthusiasm for the role and reinforces your interest in joining their compliance team.
We think you need these skills to ace Compliance Analyst - 12 month FTC - Brokerage in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Analyst role. Highlight your experience in FCA-regulated firms and any specific compliance frameworks you've worked with. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills can help us at StudySmarter. Be sure to mention any relevant experience with financial crime matters or regulatory reporting.
Showcase Relevant Experience: When filling out your application, don’t forget to showcase your 2-5 years of experience in compliance roles. Mention specific projects or tasks you’ve handled that relate to the responsibilities listed in the job description, like monitoring employee conduct controls.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you get all the updates directly from us. Plus, it shows you're keen on joining our team!
How to prepare for a job interview at Michael Page
✨Know Your FCA Regulations
Make sure you brush up on the key FCA regulations relevant to the role, like SYSC and COBS. Being able to discuss these confidently will show that you understand the compliance landscape and can hit the ground running.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance scenarios, such as AML/KYC issues or conflicts of interest. Think of examples from your past experience where you successfully navigated similar challenges.
✨Showcase Your Analytical Skills
As a Compliance Analyst, you'll need strong analytical skills. Be ready to discuss how you've supported compliance monitoring programmes or conducted thematic reviews in previous roles. Use concrete examples to illustrate your capabilities.
✨Ask Insightful Questions
At the end of the interview, don’t shy away from asking questions about the company’s compliance culture or recent regulatory changes. This shows your genuine interest in the role and helps you gauge if it’s the right fit for you.