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- Tasks: Monitor trading activities and enhance compliance processes in a dynamic energy trading environment.
- Company: Join a leading energy trading company based in North Yorkshire, driving innovation in compliance.
- Benefits: Enjoy a competitive salary, hybrid working options, and an attractive benefits package.
- Why this job: Be part of a crucial team ensuring market integrity while developing your skills in a fast-paced industry.
- Qualifications: Strong academic background in a numerical/business field or relevant experience; interest in market regulations.
- Other info: Opportunity to influence operational culture and work with commercial teams in a collaborative setting.
The Compliance Surveillance Analyst will help with the development of a surveillance framework that meets the firm's regulatory obligations to monitor trading activities against market abuse.
Client Details: Our client is a leading energy trading company based in North Yorkshire.
Description: The Compliance Surveillance Analyst, who will be based in North Yorkshire, will be responsible for:
- Identifying and leading changes to the surveillance process, automated alerting to drive effectiveness and efficiencies.
- Performing periodic reviews on the effectiveness of market abuse patterns and market abuse risk assessment to assess the effectiveness of the surveillance framework.
- Supporting the Wholesale Compliance team to deliver physical and financial regulatory compliance across the group.
- Performing all associated BAU activities with wholesale energy market (REMIT, licences, industry codes) and financial market (EMIR, MAR, MiFID II, FSMA/RAO) regulations.
- Performing trade, dispatch and electronic communications surveillance monitoring and escalating issues to management.
- Conducting independent monitoring, reviews and investigations into compliance matters as required.
- Supporting 2LOD assurance activities across business functions, implementing and supporting mitigation strategies whilst providing support on 1LOD and 3LOD activities.
Profile: The Compliance Surveillance Analyst should have the following skills:
- A strong academic record in a numerical/business discipline (demonstrated across at least secondary education), or demonstrable relevant experience.
- Basic understanding or interest in wholesale physical and financial markets.
- Basic knowledge of Wholesale Markets and its regulatory framework including REMIT, MAR, (MiFID II, EMIR, TCLC, IOLC, S&P, FSMA and RAO), or transferable skills gained through prior work experience.
- Prior experience working with commercial teams (including 24 hr trading functions), building trust, confidence and respect whilst challenging the status quo.
- Experience participating in projects that involve complex data and influencing the operational culture of a business.
Job Offer: Salary of £40,000 - £50,000. Attractive benefits package. Hybrid working.
Compliance Surveillance Analyst employer: Michael Page
Contact Detail:
Michael Page Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Surveillance Analyst
✨Tip Number 1
Familiarise yourself with the key regulations mentioned in the job description, such as REMIT, MAR, and MiFID II. Understanding these frameworks will not only help you in interviews but also demonstrate your genuine interest in compliance and surveillance.
✨Tip Number 2
Network with professionals in the energy trading sector, especially those involved in compliance roles. Attend industry events or join relevant online forums to gain insights and potentially get referrals that could boost your application.
✨Tip Number 3
Showcase any experience you have with data analysis or monitoring systems. If you've worked on projects that involved complex data, be ready to discuss how you influenced operational culture and improved processes.
✨Tip Number 4
Prepare for behavioural interview questions by reflecting on past experiences where you had to challenge the status quo or build trust within a team. This will help you articulate your fit for the role and the company culture.
We think you need these skills to ace Compliance Surveillance Analyst
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience and skills that align with the Compliance Surveillance Analyst role. Emphasise your understanding of regulatory frameworks like REMIT, MAR, and MiFID II.
Craft a Strong Cover Letter: Write a cover letter that showcases your passion for compliance and surveillance in trading activities. Mention specific examples of how you've contributed to similar projects or processes in the past.
Highlight Analytical Skills: Since the role requires a strong analytical background, be sure to include any experience you have with data analysis or monitoring. Discuss how you've used these skills to drive efficiencies in previous roles.
Showcase Team Collaboration: The job involves working closely with various teams. Include examples in your application that demonstrate your ability to build trust and collaborate effectively with commercial teams and other stakeholders.
How to prepare for a job interview at Michael Page
✨Understand the Regulatory Framework
Make sure you have a solid grasp of the regulatory frameworks mentioned in the job description, such as REMIT, MAR, and MiFID II. Being able to discuss these regulations confidently will show your potential employer that you're serious about the role.
✨Demonstrate Analytical Skills
Prepare examples from your past experiences where you've successfully analysed data or identified patterns. This is crucial for a Compliance Surveillance Analyst, so be ready to showcase your analytical prowess during the interview.
✨Showcase Your Communication Skills
As this role involves working with various teams, it's important to demonstrate your ability to communicate effectively. Be prepared to discuss how you've built trust and respect within teams, especially in high-pressure environments like trading.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about how you would handle specific compliance issues or market abuse scenarios, and be ready to articulate your thought process clearly.
