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- Tasks: Join us as a Compliance Officer, enhancing our compliance framework and supporting AML activities.
- Company: Be part of a leading global investment firm with offices in 8 locations, including London.
- Benefits: Enjoy a competitive salary, health benefits, and the chance to work in vibrant London.
- Why this job: Make a real impact in a growing business while advancing your career in finance.
- Qualifications: Strong knowledge of compliance regulations and relevant qualifications are essential.
- Other info: This is a permanent role offering job stability and career progression.
The predicted salary is between 80000 - 120000 £ per year.
This Compliance Officer role will will have the opportunity to make a meaningful contribution to the growth of our client\’s rapidly expanding UK Retail busines and over time take on the SMF16 for the retail investment business
Read all the information about this opportunity carefully, then use the application button below to send your CV and application.
Client Details
Our client are a leading Global Investment management firm with offices in 8 global locations and a UK office in central London
Description
Assist in maintaining and enhancing the organisation\’s compliance framework.
Act as the Deputy MLRO, supporting all anti-money laundering (AML) activities.
Conduct regular compliance monitoring and reporting to senior management.
Provide advice on regulatory obligations to ensure adherence to legal standards.
Prepare and deliver training to staff on compliance and AML matters.
Oversee the review and update of compliance policies and procedures.
Support in the preparation of regulatory submissions and audits.
Collaborate with internal teams to address compliance-related issues effectively.Profile
A successful Compliance Officer and Deputy MLRO should have:
Strong knowledge of compliance and AML regulations in the financial services industry.
Experience in developing and maintaining compliance frameworks.
Proficiency in risk assessment and management practices.
Excellent analytical skills and attention to detail.
Ability to communicate complex regulatory concepts clearly and effectively.
A relevant qualification in compliance, risk, or a related field.Job Offer
A competitive salary range of £100,000 – £120,000 per annum.
Comprehensive health and pension benefits.
Opportunities to work in the heart of London, a global financial hub.
A permanent role offering job stability based in London and career progression in the financial services industry.If you are ready to take the next step in your compliance career, apply today to join this exciting opportunities
Compliance Officer - Investment firm employer: Michael Page
Contact Detail:
Michael Page Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer - Investment firm
✨Tip Number 1
Familiarise yourself with the latest compliance and AML regulations specific to the financial services industry. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing field.
✨Tip Number 2
Network with professionals already working in compliance roles, especially within investment firms. Attend industry events or join relevant online forums to gain insights and potentially get referrals that could lead to job opportunities.
✨Tip Number 3
Prepare to discuss real-world scenarios where you've successfully navigated compliance challenges. Being able to articulate your problem-solving skills and analytical abilities will set you apart from other candidates.
✨Tip Number 4
Showcase your ability to communicate complex regulatory concepts clearly. Consider preparing a brief presentation or summary of a compliance topic to demonstrate your communication skills during the interview process.
We think you need these skills to ace Compliance Officer - Investment firm
Some tips for your application 🫡
Understand the Role: Carefully read the job description for the Compliance Officer position. Make sure you understand the key responsibilities and qualifications required, as this will help you tailor your application.
Tailor Your CV: Highlight relevant experience in compliance and AML regulations within your CV. Use specific examples that demonstrate your knowledge and skills related to the financial services industry.
Craft a Compelling Cover Letter: Write a cover letter that addresses why you are a great fit for the role. Mention your understanding of compliance frameworks and your experience with regulatory obligations, making sure to connect your background to the company's needs.
Proofread Your Application: Before submitting, thoroughly proofread your CV and cover letter. Check for any spelling or grammatical errors, and ensure that all information is clear and concise to make a strong impression.
How to prepare for a job interview at Michael Page
✨Know Your Regulations
Make sure you have a solid understanding of compliance and AML regulations specific to the financial services industry. Brush up on recent changes and be prepared to discuss how they impact the role.
✨Demonstrate Analytical Skills
Be ready to showcase your analytical skills during the interview. Prepare examples of how you've successfully conducted risk assessments or compliance monitoring in previous roles.
✨Communicate Clearly
Practice explaining complex regulatory concepts in simple terms. The ability to communicate effectively is crucial, especially when training staff or advising management.
✨Showcase Your Experience
Highlight your experience in developing and maintaining compliance frameworks. Be specific about your contributions and the outcomes of your efforts in previous positions.
