Compliance Manager - Advisory & Monitoring - Asset Management

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Michael Page

Compliance Manager - Advisory & Monitoring - Asset Management

Full-Time 70000 - 90000 £ / year (est.) No working from home possible

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At a Glance

Tasks: Advise on compliance matters and carry out compliance monitoring tasks.
Company: Join a respected specialist Asset Management firm focused on equities.
Benefits: Competitive salary ranging from £70,000 to £90,000 per annum based on experience.
Other info: Familiarity with Bloomberg AIM and StarCompliance is desirable.
Why this job: Be part of a small, busy compliance team with diverse responsibilities.
Qualifications: Experience in investment management and knowledge of MiFID II and AML required.

The predicted salary is between 70000 - 90000 £ per year.

Generalist investment management advisory and monitoring role. Working across a variety of areas within a small and busy compliance team.

Client Details: Equities specialist Asset Manager.

Description:

Advising the business on compliance matters
Carry out compliance monitoring
Carry out regular and ad-hoc BAU compliance tasks as per allocation, including but not limited to:

Financial promotions review
AML, RFP and DDQ review
Staff conflicts management
FCA returns
SMCR related tasks
Restricted list maintenance
Investment related Bloomberg AIM tasks

Assist with Compliance projects as required

Profile:

Generalist Compliance skillset within previous experience of working within an Investment Management environment
Good working knowledge of MiFID II topics, COLL, CASS, AML, SMCR, MAR
Good knowledge of UCITS funds
Experience of using Bloomberg AIM and StarCompliance desirable

Job Offer: Competitive salary of 70,000 to 90,000 per annum, based on experience. Opportunities to work within a respected specialist Asset Management firm.