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- Tasks: Support compliance monitoring and ensure regulatory adherence in a dynamic financial environment.
- Company: Leading organisation in the financial services industry based in London.
- Benefits: Competitive salary of £50,000 and potential for future opportunities.
- Other info: Exciting opportunity with career growth in a fast-paced industry.
- Why this job: Join a vital role in compliance and make a difference in the financial sector.
- Qualifications: 2-5 years' experience in compliance within an FCA-regulated firm.
The predicted salary is between 50000 - 50000 £ per year.
This is an exciting opportunity for a Compliance Analyst to join a leading organisation in the financial services industry on a 12-month fixed-term contract. The role is based in London and involves supporting the Risk & Compliance department in ensuring regulatory adherence and mitigating compliance risks.
Client Details: Broker / Dealer - International Capital Markets
Description:
- Supporting the Compliance Monitoring Programme (CMP), including thematic reviews and control testing
- Providing advisory support to the business on FCA rules and internal policies
- Assisting with financial crime matters, including AML / KYC queries and escalations
- Monitoring employee conduct controls (e.g. PA dealing, conflicts of interest, gifts & hospitality)
- Maintaining compliance logs, registers, and records
- Supporting regulatory reporting and filings
- Assisting with policy and procedure updates in line with regulatory developments
Profile:
- 2-5 years' experience in a Compliance role within an FCA-regulated firm
- Experience in a Broker/Dealer, investment firm, or trading environment preferred
- Strong understanding of FCA regulations (e.g. SYSC, COBS)
- General compliance frameworks and controls
Job Offer: Competitive salary of £50,000 per annum. 12-month fixed-term contract with potential for future opportunities. Opportunity to work in the financial services industry in London.
Compliance Analyst - 12 month FTC - Brokerage in City of London employer: Michael Page
Contact Detail:
Michael Page Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst - 12 month FTC - Brokerage in City of London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services industry, especially those who work in compliance. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and compliance frameworks. We recommend creating a cheat sheet of key points to discuss, so you can impress the interviewers with your knowledge and confidence.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Use our website to find roles that excite you, and tailor your approach to each one for a better chance of landing that dream job.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind for the hiring team. Plus, it shows your enthusiasm for the role and helps build a positive rapport.
We think you need these skills to ace Compliance Analyst - 12 month FTC - Brokerage in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Analyst role. Highlight your experience in FCA-regulated firms and any specific compliance frameworks you've worked with. We want to see how your background aligns with what we're looking for!
Showcase Relevant Experience: In your cover letter, emphasise your 2-5 years of experience in compliance roles. Mention any specific projects or tasks that relate to the responsibilities listed in the job description, like supporting compliance monitoring programmes or handling AML/KYC queries.
Be Clear and Concise: When writing your application, keep it clear and to the point. Use bullet points where possible to make it easy for us to read through your qualifications and experiences. We appreciate a well-structured application!
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. We can’t wait to hear from you!
How to prepare for a job interview at Michael Page
✨Know Your FCA Regulations
Make sure you brush up on the FCA regulations relevant to the role, like SYSC and COBS. Being able to discuss these confidently will show that you understand the compliance landscape and can hit the ground running.
✨Showcase Your Experience
Prepare specific examples from your previous roles that highlight your experience in compliance, especially within FCA-regulated firms. Use the STAR method (Situation, Task, Action, Result) to structure your answers and make them impactful.
✨Understand the Business
Research the brokerage or dealer you're interviewing with. Understand their business model and how compliance fits into their operations. This will help you tailor your responses and demonstrate your genuine interest in the company.
✨Ask Insightful Questions
Prepare thoughtful questions about the Compliance Monitoring Programme and how the team handles financial crime matters. This not only shows your enthusiasm for the role but also helps you gauge if the company is the right fit for you.