Regulatory & Compliance Executive - Leading City Law Firm in London
Regulatory & Compliance Executive - Leading City Law Firm

Regulatory & Compliance Executive - Leading City Law Firm in London

London Full-Time 35000 - 45000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Support compliance teams, conduct research, and manage risk assessments in a leading law firm.
  • Company: Join a prestigious City law firm with a focus on regulatory and compliance excellence.
  • Benefits: Competitive salary, hybrid working, and opportunities for career progression.
  • Why this job: Make a real impact in compliance while developing your expertise in a dynamic environment.
  • Qualifications: Experience in regulatory or compliance roles, strong communication skills, and a proactive mindset.
  • Other info: Collaborative culture with opportunities to work on diverse compliance projects.

The predicted salary is between 35000 - 45000 £ per year.

About Our Client

Leading City Law Firm.

Job Description

Key responsibilities include:

  • Support both Risk & Compliance teams across regulatory, policy, onboarding and wider compliance projects.
  • Conduct regulatory research, draft and maintain PCPs, and provide clear guidance while escalating queries appropriately.
  • Assist with training and awareness initiatives and act as a knowledgeable point of contact on compliance requirements.
  • Carry out CDD, EDD and onboarding risk assessments, and help manage the shared inbox within a collaborative, risk‐based framework.
  • Build strong relationships with internal stakeholders and external parties, and contribute to ad hoc compliance projects and firm‐wide initiatives.
  • Provide administrative and operational support.

The Successful Applicant

The successful candidate would have:

  • Experience handling regulatory or compliance queries in a law firm or professional services setting.
  • Ambitious, proactive and analytical, with a desire to build deeper expertise and take on increasingly complex compliance work.
  • Commercially aware and pragmatic, able to balance regulatory obligations with practical and client‐focused considerations.
  • Excellent communication skills, strong attention to detail, and a collaborative, team‐oriented approach.

What’s on Offer

On offer to the candidate:

  • Competitive salary ranging from c.£35,000 to £45,000 per annum.
  • Scope for career progression within the legal and compliance department.
  • Hybrid working from the London office.

Regulatory & Compliance Executive - Leading City Law Firm in London employer: Michael Page (UK)

As a leading City law firm, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee growth and development. Our Regulatory & Compliance Executive role offers competitive salaries, hybrid working arrangements, and the opportunity to engage in meaningful compliance projects while building strong relationships with both internal and external stakeholders. Join us to advance your career in a supportive environment that values ambition and collaboration.
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Contact Detail:

Michael Page (UK) Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Regulatory & Compliance Executive - Leading City Law Firm in London

Tip Number 1

Network like a pro! Reach out to people in the legal and compliance field, especially those who work at firms you're interested in. A friendly chat can open doors and give you insider info that could help you stand out.

Tip Number 2

Prepare for interviews by researching the firm’s recent projects and compliance challenges. This shows you're genuinely interested and ready to contribute. Plus, it gives you great talking points to impress your interviewers!

Tip Number 3

Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation. It keeps you on their radar and shows your enthusiasm for the role.

Tip Number 4

Apply through our website for the best chance! We love seeing candidates who take the initiative to connect directly with us. Plus, it makes tracking your application easier for both you and us!

We think you need these skills to ace Regulatory & Compliance Executive - Leading City Law Firm in London

Regulatory Research
Policy Drafting
Compliance Project Management
Customer Due Diligence (CDD)
Enhanced Due Diligence (EDD)
Onboarding Risk Assessments
Stakeholder Relationship Management
Training and Awareness Initiatives
Analytical Skills
Commercial Awareness
Attention to Detail
Communication Skills
Team Collaboration
Proactive Problem-Solving

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Regulatory & Compliance Executive role. Highlight your experience in handling regulatory queries and compliance projects, as this will show us you’re a great fit for the position.

Craft a Compelling Cover Letter: Your cover letter should reflect your ambition and proactive nature. Use it to explain why you’re interested in this role and how your skills align with our needs. We love seeing genuine enthusiasm!

Showcase Your Communication Skills: Since excellent communication is key for this role, make sure your application is clear and concise. Use straightforward language and avoid jargon to demonstrate your ability to convey complex information effectively.

Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates from us!

How to prepare for a job interview at Michael Page (UK)

Know Your Regulations

Make sure you brush up on the latest regulatory frameworks relevant to the role. Familiarise yourself with key compliance concepts and recent changes in legislation that could impact the firm. This will show your proactive approach and understanding of the industry.

Showcase Your Communication Skills

Since excellent communication is crucial for this role, prepare examples of how you've effectively communicated complex compliance issues in the past. Think about times when you’ve had to explain regulations to non-experts or collaborated with teams to resolve queries.

Demonstrate Your Analytical Mindset

Be ready to discuss specific instances where your analytical skills made a difference in handling compliance queries or risk assessments. Highlight your ability to balance regulatory obligations with practical solutions, as this is key for the role.

Build Relationships

Prepare to talk about how you've successfully built relationships with internal stakeholders or external parties in previous roles. This is vital for the collaborative nature of the position, so think of examples that showcase your team-oriented approach.

Regulatory & Compliance Executive - Leading City Law Firm in London
Michael Page (UK)
Location: London

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