At a Glance
- Tasks: Support compliance teams, conduct research, and manage onboarding risk assessments.
- Company: Leading City Law Firm with a strong reputation in regulatory compliance.
- Benefits: Competitive salary, hybrid working, and career progression opportunities.
- Why this job: Join a dynamic team and make a real impact in the legal compliance field.
- Qualifications: Experience in regulatory queries and strong communication skills required.
- Other info: Collaborative environment with opportunities for professional growth.
The predicted salary is between 35000 - 45000 £ per year.
About Our Client
Leading City Law Firm.
Job Description
Key responsibilities include:
- Support both Risk & Compliance teams across regulatory, policy, onboarding and wider compliance projects.
- Conduct regulatory research, draft and maintain PCPs, and provide clear guidance while escalating queries appropriately.
- Assist with training and awareness initiatives and act as a knowledgeable point of contact on compliance requirements.
- Carry out CDD, EDD and onboarding risk assessments, and help manage the shared inbox within a collaborative, risk‑based framework.
- Build strong relationships with internal stakeholders and external parties, and contribute to ad hoc compliance projects and firm‑wide initiatives.
- Provide administrative and operational support.
The Successful Applicant
The successful candidate would have:
- Experience handling regulatory or compliance queries in a law firm or professional services setting.
- Ambitious, proactive and analytical, with a desire to build deeper expertise and take on increasingly complex compliance work.
- Commercially aware and pragmatic, able to balance regulatory obligations with practical and client‑focused considerations.
- Excellent communication skills, strong attention to detail, and a collaborative, team‑oriented approach.
What’s on Offer
On offer to the candidate:
- Competitive salary ranging from c.£35,000 to £45,000 per annum.
- Scope for career progression within the legal and compliance department.
- Hybrid working from the London office.
Regulatory & Compliance Executive - Leading City Law Firm in City of London employer: Michael Page (UK)
Contact Detail:
Michael Page (UK) Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory & Compliance Executive - Leading City Law Firm in City of London
✨Tip Number 1
Network like a pro! Reach out to your connections in the legal and compliance sectors. Attend industry events or webinars, and don’t be shy about introducing yourself. We all know that sometimes it’s not just what you know, but who you know!
✨Tip Number 2
Prepare for those interviews by researching the firm thoroughly. Understand their values, recent projects, and any compliance challenges they might be facing. This will help us tailor your responses and show them you’re genuinely interested in being part of their team.
✨Tip Number 3
Practice makes perfect! Conduct mock interviews with friends or mentors. Focus on articulating your experience with regulatory queries and compliance projects clearly. We want you to feel confident and ready to impress when the real deal comes along.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we often have exclusive roles listed there that you won’t find anywhere else. Let’s get you that dream job together!
We think you need these skills to ace Regulatory & Compliance Executive - Leading City Law Firm in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experiences that match the job description. Highlight any relevant regulatory or compliance work you've done, especially in a law firm or professional services setting.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the Regulatory & Compliance Executive role. Mention your ambition and proactive nature, and how you can contribute to our Risk & Compliance teams.
Show Off Your Communication Skills: Since excellent communication is key for this role, make sure your application is clear and concise. Use straightforward language and structure your thoughts logically to demonstrate your strong attention to detail.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates about the process!
How to prepare for a job interview at Michael Page (UK)
✨Know Your Regulations
Make sure you brush up on the latest regulatory frameworks relevant to the role. Familiarise yourself with key compliance concepts and recent changes in legislation that could impact the firm. This will show your proactive approach and understanding of the industry.
✨Showcase Your Communication Skills
Since excellent communication is crucial for this role, prepare examples of how you've effectively communicated complex compliance issues in the past. Think about times when you’ve had to explain regulations to non-experts or collaborated with teams to resolve queries.
✨Demonstrate Your Analytical Mindset
Be ready to discuss specific instances where your analytical skills have helped solve compliance challenges. Prepare to talk about how you approach risk assessments and decision-making processes, as this will highlight your suitability for the role.
✨Build Rapport with Interviewers
Remember, building strong relationships is key in this role. During the interview, engage with your interviewers by asking insightful questions about their compliance projects and initiatives. This not only shows your interest but also helps you connect on a personal level.