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For Companies At a Glance
- Tasks: Support compliance policies, conduct monitoring, and guide teams on regulatory requirements.
- Company: Join a small, dynamic firm in the Wealth & Asset Management sector.
- Benefits: Competitive salary, permanent role, and growth opportunities in London.
- Why this job: Make a real impact in compliance while advancing your career in financial services.
- Qualifications: Background in Financial Services with strong analytical and organisational skills.
- Other info: Collaborative work environment focused on high compliance standards.
The predicted salary is between 30000 - 35000 £ per year.
Compliance Analyst role within Wealth and Asset Manager. Junior Compliance Analyst role within UK Financial Services firm.
About Our Client
This opportunity is with a small-sized firm in the Wealth & Asset Management industry. The organisation is committed to maintaining high standards in compliance and regulatory practices while supporting a collaborative work environment.
Job Description
- Assist in maintaining and updating compliance policies and procedures.
- Conduct compliance monitoring and reporting activities.
- Support the preparation of regulatory filings and submissions.
- Provide guidance on regulatory requirements to internal teams.
- Identify and assess compliance risks within the organisation.
The Successful Applicant
- A background in Financial Services or a related field.
- Knowledge of regulatory requirements and compliance processes.
- Strong analytical and problem-solving skills.
- Excellent attention to detail and organisational abilities.
What's on Offer
- Competitive salary ranging from £30,000 to £35,000.
- Permanent role based in London, offering stability and growth opportunities.
- Benefits package to be confirmed.
- An opportunity to work within the Financial Services industry in a compliance-focused role.
If you are ready to contribute to a thriving Risk & Compliance department and advance your career as a Compliance Analyst in London, we encourage you to apply.
Compliance Analyst - Wealth & Asset Management in City of London employer: Michael Page (UK)
Contact Detail:
Michael Page (UK) Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst - Wealth & Asset Management in City of London
✨Tip Number 1
Network like a pro! Reach out to professionals in the Wealth & Asset Management sector on LinkedIn. Join relevant groups and engage in discussions to get your name out there.
✨Tip Number 2
Prepare for interviews by brushing up on compliance regulations and recent changes in the financial services industry. We want you to be the go-to person for compliance knowledge!
✨Tip Number 3
Showcase your analytical skills during interviews. Bring examples of how you've tackled compliance issues or improved processes in previous roles. We love a problem-solver!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we’re always looking for passionate candidates like you!
We think you need these skills to ace Compliance Analyst - Wealth & Asset Management in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Analyst role. Highlight your background in Financial Services and any relevant experience with compliance processes. We want to see how your skills match what we're looking for!
Show Off Your Skills: In your cover letter, emphasise your analytical and problem-solving skills. Give us examples of how you've used these in past roles, especially in relation to compliance or regulatory requirements. We love a good story!
Be Detail-Oriented: Attention to detail is key in compliance. Make sure your application is free from typos and errors. A polished application shows us you take pride in your work and understand the importance of accuracy in this field.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy – just a few clicks and you’re done!
How to prepare for a job interview at Michael Page (UK)
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulatory requirements and compliance processes relevant to the Wealth & Asset Management sector. Being able to discuss specific regulations and how they impact the firm will show that you're not just familiar with the basics, but that you’re genuinely interested in the role.
✨Show Off Your Analytical Skills
Prepare examples of how you've used your analytical and problem-solving skills in past roles or projects. Think about situations where you identified compliance risks or improved processes. This will help demonstrate your capability to handle the responsibilities of a Compliance Analyst.
✨Attention to Detail is Key
Since this role requires excellent attention to detail, be ready to discuss how you ensure accuracy in your work. You might want to share specific instances where your meticulous nature helped avoid potential compliance issues or improved reporting accuracy.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm's compliance policies and how they support the collaborative work environment. This shows that you’re engaged and eager to contribute to their compliance efforts, plus it gives you a better understanding of what to expect if you join the team.
