Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Support compliance monitoring and ensure regulatory adherence in a dynamic financial environment.
- Company: Leading organisation in the financial services industry based in London.
- Benefits: Competitive salary, potential for future opportunities, and experience in a prestigious sector.
- Other info: Exciting opportunity with career growth in a fast-paced industry.
- Why this job: Join a vital role in compliance and make a difference in the financial world.
- Qualifications: 2-5 years' experience in compliance within an FCA-regulated firm.
The predicted salary is between 50000 - 50000 £ per year.
This is an exciting opportunity for a Compliance Analyst to join a leading organisation in the financial services industry on a 12-month fixed-term contract. The role is based in London and involves supporting the Risk & Compliance department in ensuring regulatory adherence and mitigating compliance risks.
Client Details
Broker / Dealer - International Capital Markets
Description
- Supporting the Compliance Monitoring Programme (CMP), including thematic reviews and control testing
- Providing advisory support to the business on FCA rules and internal policies
- Assisting with financial crime matters, including AML / KYC queries and escalations
- Monitoring employee conduct controls (e.g. PA dealing, conflicts of interest, gifts & hospitality)
- Maintaining compliance logs, registers, and records
- Supporting regulatory reporting and filings
- Assisting with policy and procedure updates in line with regulatory developments
Profile
- 2-5 years' experience in a Compliance role within an FCA-regulated firm
- Experience in a Broker/Dealer, investment firm, or trading environment preferred
- Strong understanding of FCA regulations (e.g. SYSC, COBS)
- General compliance frameworks and controls
Job Offer
Competitive salary of £50,000 per annum. 12-month fixed-term contract with potential for future opportunities. Opportunity to work in the financial services industry in London.
Compliance Analyst - 12 month FTC - Brokerage employer: Michael Page Sales
Contact Detail:
Michael Page Sales Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst - 12 month FTC - Brokerage
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services industry, especially those who work in compliance. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and compliance frameworks. We recommend creating a cheat sheet of key points to discuss, so you can impress the hiring managers with your knowledge.
✨Tip Number 3
Showcase your experience with real-life examples during interviews. Talk about specific situations where you’ve successfully navigated compliance challenges or improved processes. This will help you stand out as a candidate.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Compliance Analyst - 12 month FTC - Brokerage
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Analyst role. Highlight your experience in FCA-regulated firms and any specific compliance frameworks you've worked with. We want to see how your background aligns with what we're looking for!
Showcase Relevant Experience: In your cover letter, focus on your 2-5 years of experience in compliance roles. Mention specific examples of how you've supported compliance monitoring programmes or handled financial crime matters. This will help us see your practical knowledge in action.
Be Clear and Concise: When writing your application, keep it clear and to the point. Use bullet points where possible to make it easy for us to read. We appreciate straightforward communication, especially in compliance roles where clarity is key!
Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. We can’t wait to hear from you!
How to prepare for a job interview at Michael Page Sales
✨Know Your FCA Regulations
Make sure you brush up on your knowledge of FCA regulations, especially SYSC and COBS. Being able to discuss these confidently will show that you understand the compliance landscape and can navigate it effectively.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance scenarios, like AML/KYC queries or conflicts of interest. Think of examples from your past experience where you successfully managed similar situations and be ready to share them.
✨Show Your Analytical Skills
As a Compliance Analyst, you'll need strong analytical skills. Be prepared to discuss how you've supported compliance monitoring programmes or conducted thematic reviews in previous roles. Highlight any tools or methodologies you used to ensure thoroughness.
✨Ask Insightful Questions
At the end of the interview, don’t shy away from asking questions about the company’s compliance culture or how they handle regulatory changes. This shows your genuine interest in the role and helps you gauge if it's the right fit for you.