Reporting directly to the Head of Compliance Oversight (SMF16), the Compliance Manager is responsible for ensuring that the bank operates in full adherence to all relevant laws, regulations, and internal policies by implementing robust control frameworks and fostering an ethical culture.
Client Details
International corporate bank.
Description
- Conduct horizon scanning to identify regulatory changes that impact the Bank and provide specialist advice to relevant business units, senior management, committees and working groups.
- Support the Head of Compliance in the continual evaluation and implementation of relevant Compliance policies, procedures and processes
- Support the Head of Compliance to deliver the Annual Compliance Plan, ensuring that all scheduled policy reviews are completed within set deadlines, and other compliance related projects as required.
- Facilitate and / or perform appropriate monitoring, testing, reporting, analysis and investigation in order to identify, report and remediate compliance and data protection risks.
Profile
- 5+ years working in a Compliance function in financial service organisations with UK retail and corporate banking experience.
- Enhanced understanding and working knowledge of the UK regulatory environment (FCA, PRA, etc.).
- Compliance monitoring experience.
- Strong compliance work experience in international Retail and Corporate bank branches established in UK will be preferred (i.e. banks headquartered overseas, conducting business via branches in UK).
Job Offer
- Competitive equivalent salary ranging from £70,000 to £80,000 GBP.
- Opportunity to work within a respected organisation in the financial services industry.
- Role based in London with potential for career development.
- Collaborative and professional working environment.
- Benefits package to be confirmed upon offer.
