Specialist investment management firm is seeking a Compliance Analyst to join its Compliance team. This is an excellent opportunity for an individual with compliance or operational risk experience who is looking to develop their career within a collaborative and fast-paced financial services environment.
Client Details
Specialist alternative asset manager.
Description
- Conduct compliance monitoring and regulatory reviews.
- Review financial promotions and marketing materials.
- Support trade surveillance and market abuse monitoring activities.
- Maintain compliance policies, procedures, and registers.
- Monitor regulatory developments and assess potential business impact.
- Provide compliance guidance to stakeholders across the business.
- Support AML, KYC, and regulatory reporting requirements.
Profile
A successful Compliance Analyst should have:
- Experience within Compliance or Operational Risk.
- Background in asset management, investment management, or financial services.
- Good understanding of FCA regulatory requirements.
Job Offer
- Salary ranging from £50,000 to £55,000, dependent on the level of experience.
- Discretionary bonus.
- Competitive benefits package.
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Compliance Analyst - Asset Management in City of London employer: Michael Page Finance
Join a leading accountancy practice in Exeter, where you will be part of a dynamic and supportive work culture that prioritises employee growth and development. With a diverse client portfolio and a strong team of tax professionals, this firm offers meaningful career progression opportunities and the flexibility of part or full-time hours, making it an excellent employer for those seeking a rewarding role in personal tax management.
