At a Glance
- Tasks: Support and enhance the compliance programme for a leading investment firm.
- Company: Global alternative investment firm with £30 billion in assets.
- Benefits: Competitive salary, benefits package, and opportunities for professional growth.
- Other info: Collaborative environment with a focus on UK and European regulations.
- Why this job: Join a dynamic team and make a real impact on compliance in finance.
- Qualifications: Experience in asset management and strong compliance knowledge required.
The predicted salary is between 90000 - 110000 £ per year.
As a member of the Legal & Compliance team, the UK Compliance Officer will work to support the continued evolution of the Firms compliance program, including related procedures, systems, monitoring/testing and regulatory filings.
Client Details
A global alternative investment firm with approximately £30 billion in assets, focused on asset-based investments.
- Description
- Participate in projects to expand, improve, and refine the global compliance program, with particular focus on UK regulations.
- Conduct monitoring and testing of the firm's businesses in the UK, provide recommendations to remediate any identified issues and coordinate with colleagues to drive the closure of said issues.
- Perform electronic communication surveillance and follow-up with relevant stakeholders to address issues.
- Assist with the Firm's global privacy efforts, including those related to GDPR.
- Have day-to-day ownership of compliance with SMCR.
- Serve as a compliance resource for the firms employees based in the UK, as well as Ireland and other European offices.
- Support the CCO with the compliance training program in the UK, creating awareness of firm policies and procedures as well as FCA rules.
- Coordinate the development, review and administration of policies and procedures specific to the UK based businesses, as well as other European offices.
- Profile
A successful Compliance Officer should have
- Experience in wealth management, banking, private equity, hedge funds and/or other related asset management business(es).
- Strong 'generalist' Compliance experience within a buy-side firm would be advantageous.
- Familiarity with GDPR and wider UK statutory risk principles.
- Job Offer
- Equivalent salary between £90,000 and £110,000, dependent on the level of experience.
- Benefits package to be confirmed.
Compliance Officer - Alternative Asset Management - Interim in London employer: Michael Page Finance Careers
As a Financial Accountant with a local authority in London, you will be part of a dynamic team dedicated to maintaining financial integrity and transparency within the public sector. The organisation fosters a supportive work culture that values professional development, offering opportunities for growth and advancement while contributing to meaningful community impact. Enjoy the unique advantage of working in a vibrant city, where your expertise will play a crucial role in shaping effective financial operations.
Contact Details:
Michael Page Finance Careers Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer - Alternative Asset Management - Interim in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Michael Page Finance Careers looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Officer - Alternative Asset Management - Interim in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Michael Page Finance Careers. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Michael Page Finance Careers
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Michael Page Finance Careers’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
