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For Companies At a Glance
- Tasks: Ensure compliance with regulations and develop policies in a dynamic financial services environment.
- Company: Join a well-established global firm expanding its presence in the UK.
- Benefits: Enjoy remote work options, competitive salary, and comprehensive health benefits.
- Why this job: Be part of a structured organisation tackling exciting compliance challenges with growth potential.
- Qualifications: Background in compliance, strong analytical skills, and relevant professional qualifications required.
- Other info: Opportunity for career development within the Risk & Compliance department.
The predicted salary is between 43200 - 72000 £ per year.
This is an excellent opportunity for a Senior Compliance Associate to play a vital role within the Risk & Compliance department of a financial services organization. The position is based in either Norwich or remote contract and requires strong analytical skills and a solid understanding of compliance frameworks.
Client Details
My client are a well established Global firm who are growing their UK presence.
Description
- Ensure compliance with regulatory frameworks and internal policies within the financial services sector.
- Monitor and report on risk-related issues in collaboration with the Risk & Compliance team.
- Develop and implement compliance policies and procedures to align with industry standards.
- Conduct regular audits to identify potential areas for improvement in processes and controls.
- Provide guidance and training on compliance matters to internal teams.
- Prepare and submit regulatory filings and reports as required by governing bodies.
- Support senior management with risk assessment and mitigation strategies.
- Keep up to date with changes in financial regulations and ensure timely adjustments to policies.
Profile
- A background in compliance, preferably within the financial services industry.
- Proficiency in understanding and applying regulatory requirements.
- Experience in conducting audits and preparing compliance reports.
- Excellent analytical and problem-solving skills.
- The ability to communicate complex regulatory concepts clearly to diverse audiences.
- A proactive approach to identifying and mitigating risks.
- Relevant professional qualifications in compliance or risk management.
Job Offer
- A competitive salary based on experience.
- Remote working.
- Comprehensive pension and health benefits to support your well-being.
- Opportunities to work in a professional, structured, and well-regarded organization in London.
- Exposure to a variety of compliance challenges within the financial services industry.
- Potential for career development and growth in the Risk & Compliance department.
Contact Detail:
Michael Page Banking Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Associate
✨Tip Number 1
Familiarise yourself with the latest financial regulations and compliance frameworks relevant to the UK market. This will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing environment.
✨Tip Number 2
Network with professionals in the compliance field, especially those working in financial services. Attend industry events or join online forums to gain insights and potentially get referrals that could lead to job opportunities.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully implemented compliance policies or conducted audits in previous roles. Being able to articulate your hands-on experience will set you apart from other candidates.
✨Tip Number 4
Showcase your analytical skills by being ready to solve hypothetical compliance scenarios during interviews. This will highlight your problem-solving abilities and your proactive approach to risk management, which are crucial for this role.
We think you need these skills to ace Senior Compliance Associate
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance, particularly within the financial services sector. Emphasise your analytical skills and any relevant qualifications that align with the job description.
Craft a Compelling Cover Letter: In your cover letter, explain why you are passionate about compliance and how your background makes you a perfect fit for the role. Mention specific experiences where you've successfully implemented compliance policies or conducted audits.
Showcase Relevant Skills: Clearly outline your proficiency in understanding regulatory requirements and your problem-solving abilities. Use examples to demonstrate how you've communicated complex concepts to diverse audiences in previous roles.
Proofread Your Application: Before submitting, carefully proofread your application materials. Ensure there are no spelling or grammatical errors, as attention to detail is crucial in compliance roles.
How to prepare for a job interview at Michael Page Banking
✨Know Your Compliance Frameworks
Make sure you have a solid understanding of the compliance frameworks relevant to the financial services sector. Be prepared to discuss how you've applied these frameworks in your previous roles and how they can be implemented effectively in the new position.
✨Showcase Your Analytical Skills
As a Senior Compliance Associate, strong analytical skills are crucial. Prepare examples of how you've used these skills to identify risks or improve processes in past roles. This will demonstrate your ability to contribute to the Risk & Compliance team.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving abilities. Think about potential compliance challenges you might face in the role and how you would address them. This shows your proactive approach to risk management.
✨Communicate Clearly
You’ll need to explain complex regulatory concepts to various audiences. Practice articulating these ideas clearly and concisely. This will help you stand out as someone who can bridge the gap between compliance and operational teams.
