M&G in Scotland is seeking an experienced Advice Quality Consultant to join the Risk Control & Compliance function within Wealth Advice. You will undertake quality checking of advised sales and assess documentation to ensure regulatory compliance.
Location: Stirling or Edinburgh. In this role you will provide feedback to advisers, contribute to raising quality standards, and report on quality assurance activities. A professional qualification in financial planning is essential.
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Advice Quality Specialist: Financial Planning & Compliance employer: M&GPrudential
M&G is an exceptional employer that prioritises employee well-being and professional growth, offering a flexible work environment and a comprehensive benefits package including a generous pension scheme, extensive annual leave, and robust family support policies. With a commitment to diversity and inclusion, M&G fosters a collaborative culture where employees are encouraged to develop their skills and contribute to meaningful financial solutions for clients worldwide.