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- Tasks: Ensure compliance in investment processes and monitor fund manager controls.
- Company: A historic financial institution with a commitment to innovation and integrity.
- Benefits: Flexible working arrangements, workplace accommodations, and a supportive environment.
- Other info: Be part of a dynamic team focused on delivering exceptional investment solutions.
- Why this job: Join a team that values your input and helps you grow in the finance sector.
- Qualifications: Experience in compliance and strong analytical skills are essential.
The predicted salary is between 50000 - 70000 £ per year.
Our purpose is to give everyone real confidence to put their money to work. With a heritage dating back more than 175 years, we have a long history of innovation in savings and investments, combining asset management and insurance expertise to offer a wide range of solutions. Our two distinct operating segments, Asset Management and Life, work together to provide access to balanced, long-term investment and savings solutions. Through telling it like it is, owning it now, and moving it forward together with care and integrity; we are creating an exceptional place to work for exceptional talent. We will consider flexible working arrangements for any of our roles and also offer workplace accommodations to ensure you have what you need to effectively deliver in your role.
The Global Controls Monitoring team has responsibility for Aladdin Investment Compliance and conducting monitoring of fund manager and dealing controls to provide business challenge and assurance that these obligations are followed. We are seeking a proactive and experienced Business Partner Lead to oversee end-to-end Aladdin Investment Compliance and Monitoring & Assurance across our Asset Management business. This role provides hands-on accountability for the global delivery of Aladdin Investment Compliance Services and continuous monitoring to their Business Unit.
Key Work Level Accountabilities:
- Facilitate end-to-end Onboarding Pillar for all portfolios within Business Unit
- Completion of the Guideline Feasibility Assessment
- Oversee the delivery of Portfolio Coding & Review Services
- Validate Portfolio Readiness KPI & Reporting
Provide periodic reporting and engagement with Business Units on:
- Service Performance
- Control Performance
- Breaches & Trends
Investment Compliance Specialist - Business Partner. | London, UK employer: M&G plc
Contact Detail:
M&G plc Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Investment Compliance Specialist - Business Partner. | London, UK
✨Tip Number 1
Network like a pro! Reach out to folks in the investment compliance space on LinkedIn or at industry events. A friendly chat can open doors that a CV just can't.
✨Tip Number 2
Prepare for those interviews by knowing your stuff! Research the company’s values and recent news. Show them you’re not just another candidate, but someone who genuinely cares about their mission.
✨Tip Number 3
Practice makes perfect! Do mock interviews with friends or use online platforms. The more comfortable you are talking about your experience and skills, the better you'll come across.
✨Tip Number 4
Don’t forget to follow up! A quick thank-you email after an interview can leave a lasting impression. It shows you’re keen and professional, which is exactly what they want in an Investment Compliance Specialist.
We think you need these skills to ace Investment Compliance Specialist - Business Partner. | London, UK
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Investment Compliance Specialist role. Highlight relevant experience and skills that match the job description, especially in compliance and asset management. We want to see how you can bring value to our team!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to tell us why you're passionate about investment compliance and how your background makes you a great fit. Keep it engaging and personal – we love to see your personality come through.
Showcase Your Achievements: Don’t just list your responsibilities; showcase your achievements! Use specific examples of how you've contributed to compliance or monitoring in previous roles. Numbers and outcomes speak volumes, so let us know how you made a difference.
Apply Through Our Website: We encourage you to apply directly through our website for the best chance of getting noticed. It’s super easy, and you’ll be able to keep track of your application status. Plus, we love seeing candidates who take the initiative!
How to prepare for a job interview at M&G plc
✨Know Your Compliance Stuff
Make sure you brush up on investment compliance regulations and the Aladdin system. Familiarise yourself with the key responsibilities of the role, like onboarding processes and guideline assessments, so you can speak confidently about how your experience aligns with their needs.
✨Show Your Proactive Side
This role is all about being proactive, so come prepared with examples of how you've taken initiative in past positions. Think of specific situations where you identified issues before they became problems or improved processes—this will show you're a perfect fit for their team.
✨Engage with Their Values
The company values integrity and collaboration, so be ready to discuss how you embody these traits. Share stories that highlight your teamwork skills and your commitment to ethical practices in investment compliance, as this will resonate well with their culture.
✨Prepare Questions That Matter
Have a few thoughtful questions ready to ask at the end of the interview. Inquire about their approach to continuous monitoring and how they handle breaches. This shows you're genuinely interested in the role and eager to contribute to their success.