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- Tasks: Oversee investment compliance and monitoring for our Asset Management business.
- Company: Join M&G, a leading savings and investments firm with a rich heritage.
- Benefits: Enjoy 38 days annual leave, a generous pension scheme, and flexible working options.
- Other info: Inclusive culture with support for diverse communities and career breaks.
- Why this job: Make a real impact in financial services while supporting your personal growth.
- Qualifications: Experience in financial services risk and strong knowledge of asset management required.
The predicted salary is between 60000 - 80000 £ per year.
Our purpose is to give everyone real confidence to put their money to work. With a heritage dating back more than 175 years, we have a long history of innovation in savings and investments, combining asset management and insurance expertise to offer a wide range of solutions. Our two distinct operating segments, Asset Management and Life, work together to provide access to balanced, long-term investment and savings solutions.
Through telling it like it is, owning it now, and moving it forward together with care and integrity; we are creating an exceptional place to work for exceptional talent. We will consider flexible working arrangements for any of our roles and also offer workplace accommodations to ensure you have what you need to effectively deliver in your role.
The Global Controls Monitoring team has responsibility for Aladdin Investment Compliance and conducting monitoring of fund manager and dealing controls to provide business challenge and assurance that these obligations are followed. We are seeking a proactive and experienced Business Partner Lead to oversee end-to-end Aladdin Investment Compliance and Monitoring & Assurance across our Asset Management business. This role provides hands-on accountability for the global delivery of Aladdin Investment Compliance Services and continuous monitoring to their Business Unit.
Key Work Level Accountabilities:
- Facilitate end-to-end Onboarding Pillar for all portfolios within Business Unit
- Completion of the Guideline Feasibility Assessment
- Oversee the delivery of Portfolio Coding & Review Services
- Validate Portfolio Readiness
- KPI & Reporting
- Provide periodic reporting and engagement with Business Units on:
- Service Performance
- Control Performance
- Breaches & Trends
- System & Data Governance
Key Knowledge, Skills & Experience:
- Strong experience in financial services risk, sustainability/ESG risk, or stewardship operations.
- Strong knowledge of asset management across asset types and investment strategies.
- Technical regulatory and policy expertise aligned to function/region (e.g. UCITS, AIFDM, 40 Act)
- Aladdin coding expertise and strong understanding of Aladdin capabilities and weaknesses
- Strong understanding of Security Master, data availability and quality
- Detailed knowledge and understanding of product guidelines to support alert investigation and resolution
- Expert knowledge of aligned investment process and common issues faced by business unit/region
- Ability to interpret technical investment, legal and regulatory language in guideline documents.
- Excellent level of accuracy and attention to detail.
- Reporting experience – working skills with excel/PowerPoint/Power BI for an executive audience.
- Ability to work to strict deadlines - under pressure from varied stakeholders.
- An open/effective communication style.
- Excellent planning and organizing skills.
- Stakeholder Management
- Comfortable working across multiple priorities and managing cross-functional relationships.
What we offer:
At M&G, we’re committed to helping you thrive and supporting your wellbeing, both at work and beyond. Our benefits are designed to help you balance your professional and personal life, while planning confidently for your future. Our UK benefits include:
- A valuable pension scheme of 18%, with 13% made up of Employer Contributions and 5% Employee Contributions.
- Share Save and our Share Incentive Plan, together with access to financial wellbeing and support services.
- 38 days annual leave including bank holidays, with the opportunity to purchase up to 5 extra days and additional flexibility through our Time Off When You Need It policy.
- Comprehensive support and paid parental leave covering maternity, adoption, surrogacy, and paternity leave.
- Health & Protection cover including Private Healthcare, Critical Illness cover and Life Assurance for you, with family options.
We have a diverse workforce and an inclusive culture at M&G, underpinned by our policies and our employee-led networks who provide networking opportunities, advice and support for the diverse communities our colleagues represent. Regardless of gender, ethnicity, age, sexual orientation, nationality, disability or long term condition, we are looking to attract, promote and retain exceptional people. We also welcome those who take part in military service and those returning from career breaks.
M&G is also proud to be a Disability Confident Leader, and we welcome applications from candidates with long-term health conditions, disabilities, or neuro-divergent conditions. If you need assistance or an alternative means of applying for a role due to a disability or additional need, please let us know by contacting us at: careers@mandg.com
Investment Compliance Specialist - Business Partner. in London employer: M&G FA Limited
Contact Detail:
M&G FA Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Investment Compliance Specialist - Business Partner. in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and investment sectors. Attend industry events or webinars, and don’t be shy about introducing yourself. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their values and how they align with your own. This will help you answer questions more authentically and show that you’re genuinely interested in being part of their team.
✨Tip Number 3
Practice makes perfect! Conduct mock interviews with friends or use online platforms. Focus on articulating your experience in compliance and asset management clearly. The more comfortable you are, the better you’ll perform when it counts.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to engage directly with us. So, go ahead and submit your application today!
We think you need these skills to ace Investment Compliance Specialist - Business Partner. in London
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter for the Investment Compliance Specialist role. Highlight your relevant experience in financial services risk and asset management, as this will show us you understand what we're looking for.
Showcase Your Skills: Don’t just list your skills; demonstrate them! Use specific examples from your past work that align with the key knowledge and experience we’re after, like your expertise in Aladdin coding or regulatory compliance.
Be Clear and Concise: When writing your application, keep it straightforward. We appreciate clarity, so avoid jargon and get straight to the point about why you’re a great fit for the role. Remember, attention to detail is key!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates regarding your application status.
How to prepare for a job interview at M&G FA Limited
✨Know Your Stuff
Make sure you brush up on your knowledge of asset management and investment compliance. Familiarise yourself with Aladdin capabilities and the specific regulatory frameworks like UCITS and AIFMD. This will not only help you answer questions confidently but also show that you're genuinely interested in the role.
✨Showcase Your Experience
Prepare to discuss your previous experience in financial services risk and sustainability. Be ready to share specific examples of how you've handled complex guideline coding or monitoring services. This will demonstrate your hands-on expertise and ability to tackle challenges head-on.
✨Engage with Stakeholders
Since this role involves a lot of stakeholder management, think about how you can illustrate your communication skills. Prepare anecdotes that highlight your ability to work across multiple priorities and manage cross-functional relationships effectively.
✨Be Detail-Oriented
Given the emphasis on accuracy and attention to detail in this role, practice articulating how you ensure precision in your work. You might want to mention your experience with reporting tools like Excel or Power BI, as well as how you handle tight deadlines while maintaining quality.