Compliance Sr. Specialist

Compliance Sr. Specialist

Full-Time 50000 - 65000 £ / year (est.) Home office (partial)
MFS Investment Management

At a Glance

  • Tasks: Support the ESG Compliance Program and manage exciting projects that make a difference.
  • Company: Join MFS, a company that values collaboration and community.
  • Benefits: Enjoy competitive benefits, hybrid work options, and a family-friendly culture.
  • Other info: Diverse and inclusive workplace with opportunities for personal and professional growth.
  • Why this job: Be part of a team that shapes secure futures through compliance and innovation.
  • Qualifications: Experience in compliance or financial services, strong communication, and project management skills.

The predicted salary is between 50000 - 65000 £ per year.

At MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favouring the strongest idea over the strongest individual. We put people first and demonstrate care and compassion for our community and each other. Because what we do matters – to us as valued professionals and to the millions of people and institutions who rely on us to help them build more secure and prosperous futures.

THE ROLE

Work directly with the Compliance Officer in London responsible for the global ESG Compliance Program to execute and facilitate project management and the monitoring of ESG related processes. This position will be expected to organize and administer tasks related to ESG initiatives and projects that contribute to the oversight and operations of the compliance program. This position additionally works with other colleagues within the Compliance team as well as business partners within other parts of the organization such as Legal, Global Distribution, and Investments.

What You Will Do

  • Support procedures of the ESG Compliance Program using knowledge of securities markets and project management skills.
  • Display, or actively gather, a detailed understanding of the business needs and objectives of the program and related internal clients globally based on current initiative or project.
  • Provide project management, prioritization, and direction to team members to accomplish defined deliverables.
  • Actively communicate with team members and stakeholders regarding ESG initiatives.
  • Plan and prepare periodic daily, monthly and quarterly tasks as required.
  • Demonstrated ability to work independently on a wide array of initiatives.
  • Strong interpersonal and management skills, including the ability to work across the organization, across regions, and interact effectively at all levels of management and peers.
  • Organize and input data from various sources into internal systems used by the ESG program.
  • Ability to review ESG related content, including RFPs, marketing materials, and reports, to identify inconsistencies related to the investment process or regulatory requirements prior to distribution.
  • Assume additional responsibilities as needed.

What We Are Looking For

  • Relevant experience from an investment management, financial services, or industry related industry Compliance experience.
  • Strong knowledge of FCA Rules.
  • Excellent interpersonal, organizational, communication, customer-service, team-working and problem-solving skills.
  • Must be able to write effectively, and present research, analysis, and conclusions in a persuasive manner.
  • Proven ability to develop and foster strong interpersonal relationships and to maintain effective cross-functional teams throughout the organization.
  • Must be thorough, detail-oriented, persistent, self‑motivated, and able to function with independence and accuracy.
  • Good business judgment and the ability to handle challenges while maintaining a professional approach to problem solving.
  • Must be proficient in MS Office (Outlook, Word, Excel) and able to develop proficiency in MFS systems as required to perform the duties of this position.
  • Working knowledge of AI (ChatGPT & Copilot) is preferred.

At MFS, we are dedicated to building a diverse, inclusive and authentic workplace. If you are excited about this role but your past experience doesn't align perfectly, we encourage you to apply - you might be just the right candidate for this role or others.

What We Offer

At MFS, we view our employees as family — and like you, we want our family happy and healthy. That's why we provide competitive benefits programs and family-friendly policies which support the work-life balance needs of our employees. MFS is a hybrid work environment (remote/onsite) unless otherwise stated in the job posting.

If any applicant is unable to complete an application or respond to a job opening because of a disability, please contact MFS at 617-954-5000 or email talent_acquisition@mfs.com for assistance. MFS is an Equal Opportunity Employer and it is our policy to not discriminate against any employee or applicant for employment because of race, colour, religion, sex, national origin, age, marital status, sexual orientation, gender identity, genetic information, disability, veteran status, or any other status protected by federal, state or local laws. Employees and applicants of MFS will not be subject to harassment on the basis of their status. Additionally, retaliation, including intimidation, threats, or coercion, because an employee or applicant has objected to discrimination, engaged or may engage in filing a complaint, assisted in a review, investigation, or hearing or have otherwise sought to obtain their legal rights under any Federal, State, or local EEO law is prohibited.

Compliance Sr. Specialist employer: MFS Investment Management

At MFS, we pride ourselves on fostering a supportive and inclusive work culture that prioritises employee well-being and professional growth. Our London office offers a dynamic environment where collaboration thrives, allowing you to engage with diverse teams while contributing to meaningful ESG initiatives. With competitive benefits and a commitment to work-life balance, MFS is an exceptional employer for those seeking a rewarding career in compliance within the investment management sector.

MFS Investment Management

Contact Details:

MFS Investment Management Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Compliance Sr. Specialist

Tip Number 1

Network like a pro! Reach out to current employees at MFS or in the compliance field. A friendly chat can give you insider info and maybe even a referral. We all know that sometimes it’s not just what you know, but who you know!

Tip Number 2

Prepare for the interview by researching MFS's ESG initiatives. Show us you’re genuinely interested in their mission and how you can contribute. Tailor your answers to reflect their values and culture – it’ll make you stand out!

Tip Number 3

Practice your communication skills! Since this role involves working with various teams, being able to articulate your thoughts clearly is key. Try mock interviews with friends or use online resources to sharpen your delivery.

Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, it shows you’re serious about joining the MFS family. Let’s get you on board!

We think you need these skills to ace Compliance Sr. Specialist

Project Management
Knowledge of Securities Markets
ESG Compliance
Interpersonal Skills
Organisational Skills
Communication Skills
Customer Service Skills

Some tips for your application 🫡

Show Your Passion for Compliance:When writing your application, let your enthusiasm for compliance shine through! We want to see how your experience aligns with our ESG initiatives and how you can contribute to our mission.

Tailor Your CV and Cover Letter:Make sure to customise your CV and cover letter for the Compliance Sr. Specialist role. Highlight relevant experiences and skills that match the job description, especially your project management and communication abilities.

Be Clear and Concise:Keep your application straightforward and to the point. We appreciate clarity, so make sure your writing is easy to read and free of jargon. This will help us understand your qualifications quickly!

Apply Through Our Website:Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it’s super easy to do!

How to prepare for a job interview at MFS Investment Management

Know Your ESG Stuff

Make sure you brush up on your knowledge of ESG compliance and the relevant FCA rules. Being able to discuss these topics confidently will show that you're not just familiar with the basics, but that you understand how they apply to MFS's operations.

Showcase Your Project Management Skills

Prepare examples from your past experiences where you've successfully managed projects or initiatives. Highlight your ability to prioritise tasks and communicate effectively with team members and stakeholders, as this is crucial for the role.

Demonstrate Strong Interpersonal Skills

Since this role involves working across various teams, be ready to discuss how you've built strong relationships in previous positions. Share specific instances where your communication skills helped resolve issues or foster collaboration.

Be Detail-Oriented

Given the nature of compliance work, it's essential to demonstrate your attention to detail. Bring examples of how you've ensured accuracy in your work, whether it’s reviewing reports or managing data, to show that you can maintain high standards.