At a Glance
- Tasks: Shape compliance policies and guide senior stakeholders through regulatory changes.
- Company: Leading financial services organisation with a focus on innovation.
- Benefits: Hybrid work model, competitive salary, and opportunities for professional growth.
- Other info: Join a team that values your expertise and offers career advancement.
- Why this job: Be the regulatory expert influencing business decisions in a dynamic environment.
- Qualifications: Significant experience in Compliance within Wealth Management or Investments.
The predicted salary is between 60000 - 75000 £ per year.
- Senior Compliance Policy Consultant
- North Yorkshire - Hybrid (3 days office)
Be the regulatory expert that shapes policy, not just applies it.
We're supporting a leading financial services organisation looking to appoint an experienced
Senior Compliance Policy Consultant to join its second line Compliance function.
This is a specialist role for someone with deep
Wealth, Investments and Financial Planning expertise who enjoys interpreting regulation, influencing business decisions and translating complex FCA requirements into practical, commercial guidance.
Rather than traditional monitoring or assurance work, you'll become the subject matter expert on regulatory developments, advising senior stakeholders and helping shape the firm's response to an evolving regulatory landscape.
The Role
You'll be responsible for
- Monitoring and interpreting new FCA consultation papers, policy statements, guidance and regulatory developments.
- Assessing the impact of regulatory change across Wealth, Investments and Financial Planning businesses.
- Producing clear policy papers, technical briefings and regulatory guidance for senior stakeholders.
- Providing expert second line advice and constructive challenge on complex regulatory matters.
- Supporting the implementation of regulatory change across the business.
- Acting as the go-to SME for Conduct of Business requirements and customer outcome-focused regulation.
- Building strong relationships with business leaders, helping them understand regulatory expectations and develop compliant solutions.
- Working closely with industry bodies and external stakeholders where appropriate.
About You
We're looking for someone who has
- Significant Compliance experience within
Wealth Management, Investments, Financial Planning or Retail Investments .
- Strong technical knowledge of FCA Conduct of Business rules affecting investment and advice businesses.
- Experience interpreting FCA consultation papers, policy statements and regulatory publications.
- A proven ability to write high-quality policy papers, technical guidance and regulatory communications.
- Excellent stakeholder management skills, with the confidence to influence and challenge senior colleagues.
- The ability to simplify complex regulation into practical business advice.
- A commercial mindset, balancing regulatory requirements with customer outcomes.
This role would suit someone currently working as
- Senior Compliance Consultant
- Compliance Policy Manager
- Regulatory Policy Manager
- Technical Compliance Manager
- Compliance SME
- Regulatory Change Consultant
If you're passionate about regulation, enjoy analysing new FCA developments and want to play a key role in shaping how a business responds to an ever-changing regulatory environment, we'd love to hear from you.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Policy Consultant in York
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like MERJE looking for candidates who are engaged and informed.
We think you need these skills to ace Senior Compliance Policy Consultant in York
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at MERJE. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at MERJE
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with MERJE’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
