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- Tasks: Review suitability reports and ensure compliance with FCA regulations.
- Company: Reputable Wealth Management firm in Greater London.
- Benefits: Competitive salary, professional development, and collaborative work environment.
- Why this job: Join a dynamic team and make a difference in financial planning compliance.
- Qualifications: Level 4 qualification in Financial Planning and experience in file reviewing.
- Other info: Opportunity for feedback and process improvement discussions.
The predicted salary is between 36000 - 60000 £ per year.
A reputable Wealth Management firm in Greater London seeks a Business Assurance Analyst to review suitability reports for compliance with FCA regulations.
The ideal candidate will hold a Level 4 qualification in Financial Planning and have experience in file reviewing for retail clients.
Strong communication skills and an understanding of financial planning principles, particularly pension planning, are essential.
This is a collaborative role requiring feedback and process improvement discussions with report writers and management.
Wealth Compliance & Suitability Analyst employer: MERJE
Contact Detail:
MERJE Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Wealth Compliance & Suitability Analyst
✨Tip Number 1
Network like a pro! Reach out to your connections in the wealth management sector and let them know you're on the lookout for opportunities. A personal recommendation can go a long way in landing that interview.
✨Tip Number 2
Prepare for those interviews by brushing up on FCA regulations and financial planning principles. We suggest you create a cheat sheet of key topics to discuss, especially around pension planning, so you can impress the hiring managers with your knowledge.
✨Tip Number 3
Showcase your communication skills! During interviews, be ready to share examples of how you've collaborated with teams or improved processes in previous roles. This will highlight your fit for the collaborative nature of the position.
✨Tip Number 4
Don't forget to apply through our website! We have loads of resources to help you prepare and stand out. Plus, applying directly can sometimes give you an edge over other candidates.
We think you need these skills to ace Wealth Compliance & Suitability Analyst
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your Level 4 qualification in Financial Planning and any relevant experience in file reviewing. We want to see how your skills align with the role, so don’t be shy about showcasing your expertise in pension planning!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and suitability in wealth management. We love seeing candidates who can communicate their understanding of FCA regulations clearly.
Showcase Your Communication Skills: Since this role involves collaboration and feedback, highlight any experiences where you’ve successfully communicated with team members or management. We’re looking for those strong communication skills that will help us improve processes together!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates. Plus, we love seeing applications come through our own channels!
How to prepare for a job interview at MERJE
✨Know Your Regulations
Make sure you brush up on FCA regulations and compliance standards relevant to wealth management. Being able to discuss these confidently will show that you understand the industry's framework and can apply it in your role.
✨Showcase Your Qualifications
Highlight your Level 4 qualification in Financial Planning during the interview. Be prepared to discuss how this qualification has equipped you with the skills necessary for reviewing suitability reports and ensuring compliance.
✨Demonstrate Communication Skills
Since this role involves collaboration, practice articulating your thoughts clearly. Prepare examples of how you've effectively communicated feedback or improved processes in previous roles, especially in relation to financial planning.
✨Prepare for Scenario Questions
Expect scenario-based questions where you'll need to demonstrate your problem-solving skills. Think about past experiences where you reviewed files for retail clients and how you ensured compliance, as this will be crucial in showcasing your analytical abilities.
