At a Glance
- Tasks: Design and deliver a dynamic compliance monitoring plan while ensuring regulatory compliance.
- Company: Fast-growing UK insurer with a strong reputation for innovation and customer focus.
- Benefits: Competitive salary, flexible hybrid work, bonus potential, and professional development support.
- Other info: Opportunity for career growth in a collaborative and dynamic environment.
- Why this job: Make a tangible impact in a purpose-driven organisation with a supportive culture.
- Qualifications: Strong understanding of FCA regulations and experience in compliance monitoring.
The predicted salary is between 65000 - 75000 £ per year.
An established and fast-growing UK insurer is seeking a Compliance Monitoring Manager to join its high-performing Risk & Compliance function. This is an opportunity to play a key role in shaping and delivering a robust compliance monitoring framework within a business that combines innovative technology with deep industry expertise.
The Opportunity
You will be responsible for designing and delivering a dynamic, risk-based compliance monitoring and assurance plan. Working closely with first-line teams, you’ll provide independent oversight, constructive challenge, and actionable insight to ensure regulatory compliance and strong customer outcomes. This is a hands-on role with real ownership, offering exposure across the full breadth of insurance operations including sales, claims, complaints, financial promotions, and outsourcing.
Key Responsibilities
- Develop and execute a comprehensive compliance monitoring and assurance plan, including thematic reviews and control testing
- Conduct deep-dive assessments across key business areas to evaluate regulatory compliance and effectiveness of controls
- Identify control weaknesses, root causes, and emerging risks, ensuring remediation actions are agreed and tracked to completion
- Produce clear, insightful reporting for senior stakeholders and governance committees
- Support targeted reviews in response to incidents, regulatory changes, or emerging risks
- Enhance monitoring methodologies, frameworks, and reporting processes
- Use MI, data analytics, and trend analysis to inform risk-based priorities
- Build strong relationships across the business, embedding a culture of proactive and proportionate compliance
About You
- Strong understanding of FCA regulations, including Consumer Duty, SYSC, PROD, ICOBS, and financial crime requirements
- Experience in compliance monitoring, assurance, or testing within insurance or financial services
- Analytical mindset with the ability to identify root causes and deliver practical recommendations
- Confident communicator, able to engage and influence stakeholders at all levels
- Self-starter, comfortable working independently and managing competing priorities
Desirable:
- Experience within home or personal lines insurance
- Knowledge of SMCR, outsourcing oversight, and data-led assurance approaches
- Relevant qualifications (e.g. ICA, CISI, ACII)
- Exposure to regulatory reviews or thematic work (e.g. FCA/PRA, s166)
Why Apply?
- Join a collaborative, forward-thinking organisation with a strong reputation for innovation and customer focus
- Work in a flexible, hybrid environment with genuine work-life balance
- Be part of a business recognised as a great place to work, with a supportive and inclusive culture
- Access strong benefits including bonus potential, private healthcare, pension, and professional development support
- Opportunity to make a tangible impact in a growing, purpose-driven organisation
This is an excellent opportunity for a compliance professional looking to take ownership in a dynamic environment where their work will directly influence customer outcomes and regulatory excellence. Apply now to find out more.
Compliance Monitoring Manager in Warrington employer: MERJE
Join an established and fast-growing UK insurer that values innovation and customer focus, offering a flexible hybrid work environment that promotes genuine work-life balance. As a Compliance Monitoring Manager, you will thrive in a collaborative culture that supports professional development and provides strong benefits, including bonus potential and private healthcare. This role offers the unique opportunity to make a tangible impact on regulatory compliance and customer outcomes within a dynamic and purpose-driven organisation.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Monitoring Manager in Warrington
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by researching the company and its compliance practices. Be ready to discuss how your experience aligns with their needs, especially around FCA regulations and risk management.
✨Tip Number 3
Showcase your analytical skills! Bring examples of how you've identified control weaknesses or improved compliance processes in past roles. This will demonstrate your hands-on approach and problem-solving abilities.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Compliance Monitoring Manager in Warrington
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that align with the Compliance Monitoring Manager role. Highlight your understanding of FCA regulations and any relevant compliance monitoring experience to catch our eye!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your analytical mindset can contribute to our innovative team. Keep it engaging and personal!
Showcase Your Achievements:Don’t just list your responsibilities; showcase your achievements in previous roles. Use specific examples of how you’ve identified control weaknesses or improved compliance processes to demonstrate your impact.
Apply Through Our Website:We encourage you to apply directly through our website for the best chance of being noticed. It’s quick and easy, and we can’t wait to see what you bring to the table!
How to prepare for a job interview at MERJE
✨Know Your Regulations
Make sure you brush up on FCA regulations, especially Consumer Duty, SYSC, PROD, and ICOBS. Being able to discuss these confidently will show that you understand the compliance landscape and can navigate it effectively.
✨Showcase Your Analytical Skills
Prepare examples of how you've identified control weaknesses or emerging risks in previous roles. Use specific instances where your analytical mindset led to practical recommendations or improvements in compliance monitoring.
✨Build Relationships
Think about how you can demonstrate your ability to build strong relationships across teams. Be ready to share experiences where you’ve engaged with stakeholders at various levels and how you influenced them towards a culture of proactive compliance.
✨Be Ready for Scenario Questions
Expect scenario-based questions that test your problem-solving skills. Prepare to discuss how you would handle specific compliance challenges or incidents, showcasing your hands-on approach and ability to manage competing priorities.
