At a Glance
- Tasks: Lead a compliance team and ensure effective regulatory monitoring and advice.
- Company: Rapidly growing consumer finance business with a strong compliance culture.
- Benefits: Pension scheme, life assurance, professional development, and employee wellbeing benefits.
- Other info: Great opportunities for career progression in a collaborative environment.
- Why this job: Make a real impact in compliance while supporting positive customer outcomes.
- Qualifications: Experience in regulatory compliance within financial services and team management skills.
The predicted salary is between 50000 - 60000 £ per year.
An exciting opportunity has arisen for an experienced compliance professional to join a well-established and rapidly growing consumer finance business as a Regulatory Compliance Team Manager. This is a key second-line role reporting to the Head of Compliance, with responsibility for leading a small team and ensuring the effective delivery of compliance monitoring, regulatory advice, policy management, and risk oversight activities. The successful candidate will play a pivotal role in maintaining a robust compliance framework while supporting the business in meeting its regulatory obligations and delivering positive customer outcomes.
Key Responsibilities
- Lead, coach and develop a small Compliance team
- Manage the delivery of the Compliance Monitoring Plan
- Review and challenge compliance outputs, ensuring consistency and quality
- Oversee the identification, escalation and remediation of compliance issues
- Support the maintenance of policies, procedures and regulatory controls
- Provide practical regulatory advice and guidance across the business
- Monitor regulatory developments and support change implementation
- Produce compliance reporting for senior management and governance forums
- Promote a strong compliance culture throughout the organisation
About You
You will be an experienced compliance professional with a background in consumer credit, lending, or a similar FCA-regulated environment.
Essential Experience
- Regulatory compliance experience within financial services
- Experience managing, mentoring or developing team members
- Conducting compliance monitoring reviews and providing meaningful challenge
- Supporting regulatory change initiatives and compliance improvements
- Producing clear, practical and risk-based compliance advice
Knowledge & Skills
- Strong understanding of FCA regulation, including Consumer Duty, CONC, SYSC and PRIN
- Knowledge of the Consumer Credit Act and data protection requirements
- Excellent stakeholder management and communication skills
- Strong analytical and organisational abilities
- High attention to detail and commitment to quality
- Ability to balance regulatory requirements with commercial objectives
What’s on Offer?
- Pension scheme
- Life assurance
- Professional development support
- Employee wellbeing benefits
- Free parking
- A collaborative and supportive working environment
- Genuine opportunities for career progression and development
This role would suit an ambitious compliance professional looking to take the next step in their career or an established compliance leader seeking a fresh challenge within a growing and customer-focused financial services organisation.
Regulatory Compliance Manager - Food in Sheffield employer: MERJE
Join a dynamic and rapidly growing consumer finance business that prioritises compliance and employee development. As a Regulatory Compliance Manager, you will benefit from a collaborative work culture, professional development support, and genuine opportunities for career progression, all while contributing to a strong compliance framework that ensures positive customer outcomes. With a focus on employee wellbeing and a supportive environment, this role is perfect for those looking to make a meaningful impact in the financial services sector.
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Compliance Manager - Food in Sheffield
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field, especially those who work in consumer finance. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and recent changes in compliance. We recommend creating a cheat sheet of key points to discuss, so you can impress with your knowledge and confidence.
✨Tip Number 3
Showcase your leadership skills! If you've managed teams before, be ready to share specific examples of how you’ve developed team members and tackled compliance challenges. This will highlight your fit for the Regulatory Compliance Manager role.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive and engaged with our company.
We think you need these skills to ace Regulatory Compliance Manager - Food in Sheffield
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experience mentioned in the job description. Highlight your regulatory compliance experience, especially in consumer finance, to show us you’re the right fit for the role.
Craft a Compelling Cover Letter:Use your cover letter to tell us why you’re passionate about compliance and how your background aligns with our needs. Be specific about your achievements and how they relate to leading a compliance team.
Showcase Your Team Leadership Skills:Since this role involves managing a small team, make sure to include examples of how you've successfully led, coached, or developed team members in your previous roles. We want to see your leadership style!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates during the process.
How to prepare for a job interview at MERJE
✨Know Your Regulations
Make sure you brush up on FCA regulations, especially around Consumer Duty and the Consumer Credit Act. Being able to discuss these confidently will show that you’re not just familiar with compliance but that you can apply this knowledge practically.
✨Showcase Your Leadership Skills
Since this role involves leading a small team, be prepared to share examples of how you've successfully managed or developed team members in the past. Highlight your coaching style and how you foster a strong compliance culture.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance issues or regulatory changes. Think through some scenarios beforehand and be ready to explain your thought process and the steps you would take to resolve them.
✨Demonstrate Stakeholder Management
This role requires excellent communication skills, so be ready to discuss how you've effectively managed stakeholders in previous roles. Share examples of how you’ve provided clear, practical advice and navigated complex situations.
