At a Glance
- Tasks: Lead a compliance team and ensure effective regulatory monitoring and advice.
- Company: Rapidly growing consumer finance business with a strong compliance culture.
- Benefits: Pension scheme, life assurance, professional development, and employee wellbeing benefits.
- Other info: Genuine opportunities for career progression in a supportive environment.
- Why this job: Join a dynamic team and make a real impact in regulatory compliance.
- Qualifications: Experience in regulatory compliance within financial services and team management skills.
The predicted salary is between 50000 - 60000 £ per year.
An exciting opportunity has arisen for an experienced compliance professional to join a well-established and rapidly growing consumer finance business as a Regulatory Compliance Team Manager. This is a key second-line role reporting to the Head of Compliance, with responsibility for leading a small team and ensuring the effective delivery of compliance monitoring, regulatory advice, policy management, and risk oversight activities. The successful candidate will play a pivotal role in maintaining a robust compliance framework while supporting the business in meeting its regulatory obligations and delivering positive customer outcomes.
Key Responsibilities
- Lead, coach and develop a small Compliance team
- Manage the delivery of the Compliance Monitoring Plan
- Review and challenge compliance outputs, ensuring consistency and quality
- Oversee the identification, escalation and remediation of compliance issues
- Support the maintenance of policies, procedures and regulatory controls
- Provide practical regulatory advice and guidance across the business
- Monitor regulatory developments and support change implementation
- Produce compliance reporting for senior management and governance forums
- Promote a strong compliance culture throughout the organisation
About You
You will be an experienced compliance professional with a background in consumer credit, lending, or a similar FCA-regulated environment.
Essential Experience
- Regulatory compliance experience within financial services
- Experience managing, mentoring or developing team members
- Conducting compliance monitoring reviews and providing meaningful challenge
- Supporting regulatory change initiatives and compliance improvements
- Producing clear, practical and risk-based compliance advice
Knowledge & Skills
- Strong understanding of FCA regulation, including Consumer Duty, CONC, SYSC and PRIN
- Knowledge of the Consumer Credit Act and data protection requirements
- Excellent stakeholder management and communication skills
- Strong analytical and organisational abilities
- High attention to detail and commitment to quality
- Ability to balance regulatory requirements with commercial objectives
What’s on Offer?
- Pension scheme
- Life assurance
- Professional development support
- Employee wellbeing benefits
- Free parking
- A collaborative and supportive working environment
- Genuine opportunities for career progression and development
This role would suit an ambitious compliance professional looking to take the next step in their career or an established compliance leader seeking a fresh challenge within a growing and customer-focused financial services organisation.
Manager Regulatory Compliance in Sheffield employer: MERJE
Join a dynamic and rapidly growing consumer finance business that prioritises employee development and well-being. As a Regulatory Compliance Team Manager, you will benefit from a collaborative work culture, professional development support, and genuine opportunities for career progression, all while contributing to a strong compliance framework that ensures positive customer outcomes. With perks like a pension scheme, life assurance, and free parking, this is an excellent opportunity for compliance professionals seeking meaningful and rewarding employment.
StudySmarter Expert Advice🤫
We think this is how you could land Manager Regulatory Compliance in Sheffield
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field and let them know you're on the lookout for new opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA regulations and compliance frameworks. Be ready to discuss how you've tackled compliance challenges in the past and how you can bring that experience to the table.
✨Tip Number 3
Showcase your leadership skills! If you’ve managed or mentored teams before, be sure to highlight those experiences. Employers love to see candidates who can lead and develop others, especially in a compliance setting.
✨Tip Number 4
Don’t forget to apply through our website! We’re always on the lookout for talented individuals who can help us maintain a strong compliance culture. Your next big opportunity could be just a click away!
We think you need these skills to ace Manager Regulatory Compliance in Sheffield
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experience mentioned in the job description. Highlight your regulatory compliance experience and any leadership roles you've had, as we want to see how you can lead our Compliance team.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background aligns with our needs. Be sure to mention specific experiences that demonstrate your ability to manage compliance monitoring and provide regulatory advice.
Showcase Your Team Leadership Skills:Since this role involves leading a small team, make sure to include examples of how you've coached or developed team members in the past. We love seeing candidates who can inspire and elevate their teams!
Apply Through Our Website:We encourage you to apply directly through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at MERJE
✨Know Your Regulations
Make sure you brush up on FCA regulations, especially around Consumer Duty and the Consumer Credit Act. Being able to discuss these in detail will show that you're not just familiar with compliance but that you truly understand the landscape you'll be working in.
✨Showcase Your Leadership Skills
Since this role involves leading a small team, be prepared to share examples of how you've successfully managed and developed team members in the past. Highlight your coaching style and any specific achievements that demonstrate your ability to foster a strong compliance culture.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance issues or regulatory changes. Think through some scenarios beforehand and be ready to explain your thought process and the steps you would take to ensure compliance while balancing commercial objectives.
✨Demonstrate Your Analytical Skills
The role requires strong analytical abilities, so be ready to discuss how you've conducted compliance monitoring reviews and provided meaningful challenges in previous positions. Use concrete examples to illustrate your attention to detail and commitment to quality.
