At a Glance
- Tasks: Lead a compliance team and ensure effective regulatory monitoring and advice.
- Company: Rapidly growing consumer finance business with a strong compliance culture.
- Benefits: Pension scheme, life assurance, professional development, and employee wellbeing benefits.
- Other info: Genuine opportunities for career progression in a supportive environment.
- Why this job: Join a dynamic team and make a real impact in regulatory compliance.
- Qualifications: Experience in regulatory compliance within financial services and strong leadership skills.
The predicted salary is between 70000 - 90000 £ per year.
An exciting opportunity has arisen for an experienced compliance professional to join a well-established and rapidly growing consumer finance business as a Regulatory Compliance Team Manager. This is a key second-line role reporting to the Head of Compliance, with responsibility for leading a small team and ensuring the effective delivery of compliance monitoring, regulatory advice, policy management, and risk oversight activities. The successful candidate will play a pivotal role in maintaining a robust compliance framework while supporting the business in meeting its regulatory obligations and delivering positive customer outcomes.
Key Responsibilities
- Lead, coach and develop a small Compliance team
- Manage the delivery of the Compliance Monitoring Plan
- Review and challenge compliance outputs, ensuring consistency and quality
- Oversee the identification, escalation and remediation of compliance issues
- Support the maintenance of policies, procedures and regulatory controls
- Provide practical regulatory advice and guidance across the business
- Monitor regulatory developments and support change implementation
- Produce compliance reporting for senior management and governance forums
- Promote a strong compliance culture throughout the organisation
About You
You will be an experienced compliance professional with a background in consumer credit, lending, or a similar FCA-regulated environment.
Essential Experience
- Regulatory compliance experience within financial services
- Experience managing, mentoring or developing team members
- Conducting compliance monitoring reviews and providing meaningful challenge
- Supporting regulatory change initiatives and compliance improvements
- Producing clear, practical and risk-based compliance advice
Knowledge & Skills
- Strong understanding of FCA regulation, including Consumer Duty, CONC, SYSC and PRIN
- Knowledge of the Consumer Credit Act and data protection requirements
- Excellent stakeholder management and communication skills
- Strong analytical and organisational abilities
- High attention to detail and commitment to quality
- Ability to balance regulatory requirements with commercial objectives
What’s on Offer?
- Pension scheme
- Life assurance
- Professional development support
- Employee wellbeing benefits
- Free parking
- A collaborative and supportive working environment
- Genuine opportunities for career progression and development
This role would suit an ambitious compliance professional looking to take the next step in their career or an established compliance leader seeking a fresh challenge within a growing and customer-focused financial services organisation.
Director, Regulatory Affairs & Quality in Sheffield employer: MERJE
Join a dynamic and rapidly growing consumer finance business that prioritises employee development and well-being. As a Director in Regulatory Affairs & Quality, you will benefit from a collaborative work culture, comprehensive professional development support, and genuine opportunities for career progression, all while contributing to a strong compliance framework that ensures positive customer outcomes.
StudySmarter Expert Advice🤫
We think this is how you could land Director, Regulatory Affairs & Quality in Sheffield
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and regulatory space. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA regulations and compliance frameworks. Be ready to discuss how you've tackled compliance challenges in the past. Show them you’re not just a candidate, but the right fit for their team!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a quick thank-you email to express your appreciation. It keeps you on their radar and shows your enthusiasm for the role.
✨Tip Number 4
Apply through our website for the best chance at landing that dream job! We love seeing candidates who take the initiative to engage directly with us. Plus, it makes tracking your application a breeze!
We think you need these skills to ace Director, Regulatory Affairs & Quality in Sheffield
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experience mentioned in the job description. Highlight your regulatory compliance experience and any leadership roles you've had, as we want to see how you can lead our Compliance team.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention specific examples of how you've managed compliance issues or led teams in the past, as this will resonate with us.
Showcase Your Knowledge:We’re looking for someone with a strong understanding of FCA regulations. In your application, don’t hesitate to mention your familiarity with Consumer Duty, CONC, SYSC, and PRIN. This will show us that you’re ready to hit the ground running!
Apply Through Our Website:To make sure your application gets to us, apply directly through our website. It’s the best way to ensure we see your application and can consider you for this exciting opportunity!
How to prepare for a job interview at MERJE
✨Know Your Regulations
Make sure you brush up on your knowledge of FCA regulations, especially around Consumer Duty and the Consumer Credit Act. Being able to discuss these confidently will show that you're not just familiar with the rules but can also apply them practically in a compliance role.
✨Showcase Your Leadership Skills
Since this role involves leading a small team, be prepared to share examples of how you've successfully managed and developed team members in the past. Highlight specific instances where your coaching made a difference in compliance outputs or team performance.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle compliance issues or regulatory changes. Think through potential scenarios and how you would approach them, focusing on your analytical skills and ability to balance regulatory requirements with business objectives.
✨Demonstrate Your Stakeholder Management
Communication is key in compliance roles. Be ready to discuss how you've effectively communicated complex regulatory advice to various stakeholders. Use examples that illustrate your ability to promote a strong compliance culture and ensure everyone is on the same page.
